0000950142-11-001886.txt : 20111114 0000950142-11-001886.hdr.sgml : 20111111 20111114161508 ACCESSION NUMBER: 0000950142-11-001886 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAGEVIEW CAPITAL LP CENTRAL INDEX KEY: 0001389563 IRS NUMBER: 203723202 STATE OF INCORPORATION: DE FISCAL YEAR END: 1005 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12389 FILM NUMBER: 111202690 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-625-4200 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: SAGEVIEW CAPITAL LLC DATE OF NAME CHANGE: 20070209 13F-HR 1 ea1100799_13fhr-q0311.txt 13F-HR 3RD QUARTER 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2011 -------------------- Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sageview Capital LP ------------------------------ Address: 55 Railroad Ave. ------------------------------ Greenwich, CT 06830 ------------------------------ Form 13F File Number: 028-12389 ------------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barbara E. Parker ------------------------------ Title: Chief Financial Officer ------------------------------ Phone: (203) 625-4230 ------------------------------ Signature, Place, and Date of Signing: /s/ Barbara E. Parker Greenwich, CT November 14, 2011 ----------------------------- ---------------------- ------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------ Form 13F Information Table Entry Total: 6 ------------ Form 13F Information Table Value Total: $186,412 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 2
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- -------- ---------- -------- ------------------- ---------- ---------- -------------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- ARRIS GROUP INC COM 04269Q100 39,647 3,849,200 SH SOLE 3,849,200 COMSCORE INC COM 20564W105 27,157 1,609,770 SH SOLE 1,609,770 COVIDIEN PLC SHS G2554F113 29,388 666,400 SH SOLE 666,400 LIBERTY MEDIA CORP INT COM NEW SER A 53071M104 22,873 1,549,650 SH SOLE 1,549,650 LIFE TECHNOLOGIES CORP COM 53217V109 60,588 1,576,582 SH SOLE 1,576,582 STATE BK FINL CORP COM 856190103 6,759 535,585 SH SOLE 535,585
3