0001437749-21-027935.txt : 20211206 0001437749-21-027935.hdr.sgml : 20211206 20211206163121 ACCESSION NUMBER: 0001437749-21-027935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211202 FILED AS OF DATE: 20211206 DATE AS OF CHANGE: 20211206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kunin Jeffrey CENTRAL INDEX KEY: 0001738782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33678 FILM NUMBER: 211473543 MAIL ADDRESS: STREET 1: 4346 BELGIUM BLVD NW CITY: RIVERSIDE STATE: MO ZIP: 64150 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 rdgdoc.xml FORM 4 X0306 4 2021-12-02 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001738782 Kunin Jeffrey C/O NOVABAY PHARMACEUTICALS, INC. 2000 POWELL STREET, SUITE 1150 EMERYVILLE CA 94608 1 President, DERMAdoctor, LLC Common Stock 2021-12-02 2021-12-02 4 P 0 262369 0.476 A 398350 I See footnote This transaction was executed in multiple trades at prices ranging from $0.4650 to $0.4900. The price reported above reflected the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. By The Audrey G. Kunin Trust in which the reporting person's spouse serves as the trustee and has investment control. /s/ Jeffrey Kunin 2021-12-06