0001437749-14-021964.txt : 20141211 0001437749-14-021964.hdr.sgml : 20141211 20141211124342 ACCESSION NUMBER: 0001437749-14-021964 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141211 FILED AS OF DATE: 20141211 DATE AS OF CHANGE: 20141211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: CA FISCAL YEAR END: 0120 BUSINESS ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Najafi Ramin CENTRAL INDEX KEY: 0001410081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33678 FILM NUMBER: 141280154 MAIL ADDRESS: STREET 1: C/O NOVABAY PHARMACEUTICALS, INC. STREET 2: 5980 HORTON STREET, SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 rdgdoc.xml NAJAFI PURCHASE X0306 4 2014-12-11 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001410081 Najafi Ramin C/O NOVABAY PHARMACEUTICALS, INC. 5980 HORTON STREET, SUITE 550 EMERYVILLE CA 94608 1 1 1 1 Chief Executive Officer Chairman Common Stock 2014-12-11 4 P 0 20000 0.60 A 3175000 D /s/ Justin Hall as attorney in fact for Ramin (Ron) Najafi 2014-12-11