0001437749-14-009086.txt : 20140514 0001437749-14-009086.hdr.sgml : 20140514 20140514171706 ACCESSION NUMBER: 0001437749-14-009086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140412 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: CA FISCAL YEAR END: 0120 BUSINESS ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: China Pioneer Pharma Holdings Ltd CENTRAL INDEX KEY: 0001593299 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33678 FILM NUMBER: 14842563 BUSINESS ADDRESS: STREET 1: 190 ELGIN AVENUE, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 86-21-50498982 MAIL ADDRESS: STREET 1: 190 ELGIN AVENUE, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 4 1 rdgdoc.xml CHINA PIONEER PHARMA HOLDINGS X0306 4 2014-04-12 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001593299 China Pioneer Pharma Holdings Ltd 190 ELGIN AVE GEORGETOWN GRAND CAYMAN, CAYMAN ISLANDS KY1-9005 1 Common Stock 2014-05-12 4 P 0 116107 0.99 A 543091 D Common Stock 7005656 I By Pioneer Pharma (Singapore) Pte Ltd The shares are held by Pioneer Pharma (Singapore) Pte Ltd, which is a wholly owned subsidiary of Pioneer Pharma (Hong Kong) Company Limited, which is a wholly owned subsidiary of the Reporting Person. /s/ Xinzhou Li (Paul Li), CEO & Chairman 2014-05-14