0001437749-14-006825.txt : 20140417 0001437749-14-006825.hdr.sgml : 20140417 20140417173142 ACCESSION NUMBER: 0001437749-14-006825 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140415 FILED AS OF DATE: 20140417 DATE AS OF CHANGE: 20140417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: CA FISCAL YEAR END: 0120 BUSINESS ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bley Keith R CENTRAL INDEX KEY: 0001394529 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33678 FILM NUMBER: 14770875 MAIL ADDRESS: STREET 1: C/O NEUROGESX INC STREET 2: 981 INDUSTRIAL ROAD SUITE F CITY: SAN CARLOS STATE: CA ZIP: 94070 4 1 rdgdoc.xml BLEY X0306 4 2014-04-15 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001394529 Bley Keith R C/O NOVABAY PHARMACEUTICALS, INC. 5980 HORTON STREET, SUITE 550 EMERYVILLE CA 94608 1 SVP Product Development Option (right to buy) 1 2014-04-15 4 A 0 7120 0 A 2014-04-15 2024-04-15 Common Stock 7120 208120 D granted pursuant to the NovaBay 2007 Omnibus Incentive Plan options are fully vested as of the grant date /s/ Justin Hall as attorney in fact for Keith Bley 2014-04-17