0001437749-14-006825.txt : 20140417
0001437749-14-006825.hdr.sgml : 20140417
20140417173142
ACCESSION NUMBER: 0001437749-14-006825
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140415
FILED AS OF DATE: 20140417
DATE AS OF CHANGE: 20140417
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001389545
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 680454536
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0120
BUSINESS ADDRESS:
STREET 1: 5980 HORTON STREET
STREET 2: SUITE 550
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 899-8800
MAIL ADDRESS:
STREET 1: 5980 HORTON STREET
STREET 2: SUITE 550
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bley Keith R
CENTRAL INDEX KEY: 0001394529
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33678
FILM NUMBER: 14770875
MAIL ADDRESS:
STREET 1: C/O NEUROGESX INC
STREET 2: 981 INDUSTRIAL ROAD SUITE F
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
4
1
rdgdoc.xml
BLEY
X0306
4
2014-04-15
0001389545
NovaBay Pharmaceuticals, Inc.
NBY
0001394529
Bley Keith R
C/O NOVABAY PHARMACEUTICALS, INC.
5980 HORTON STREET, SUITE 550
EMERYVILLE
CA
94608
1
SVP Product Development
Option (right to buy)
1
2014-04-15
4
A
0
7120
0
A
2014-04-15
2024-04-15
Common Stock
7120
208120
D
granted pursuant to the NovaBay 2007 Omnibus Incentive Plan
options are fully vested as of the grant date
/s/ Justin Hall as attorney in fact for Keith Bley
2014-04-17