0001437749-12-001369.txt : 20120213 0001437749-12-001369.hdr.sgml : 20120213 20120213164531 ACCESSION NUMBER: 0001437749-12-001369 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110616 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stroman David W. CENTRAL INDEX KEY: 0001532040 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33678 FILM NUMBER: 12599792 MAIL ADDRESS: STREET 1: 7214 NATIVE OAK LANE CITY: IRVING STATE: TX ZIP: 75063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: CA FISCAL YEAR END: 0120 BUSINESS ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 5 1 rdgdoc.xml STROMAN 06/16/2011 PURCHASE X0304 5 2011-06-16 0 0 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001532040 Stroman David W. C/O NOVABAY PHARMACEUTICALS, INC. 5980 HORTON STREET, SUITE 550 EMERYVILLE CA 94608 1 SVP, Ophthalmic Product Devt. Common Stock 2011-06-16 2011-06-16 5 P 0 10000 1.01 A 10000 D /s/ Theresa Granados, Attorney-in-Fact for David W. Stroman 2012-02-13