0001085146-19-002192.txt : 20190812
0001085146-19-002192.hdr.sgml : 20190812
20190812164446
ACCESSION NUMBER: 0001085146-19-002192
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190812
DATE AS OF CHANGE: 20190812
EFFECTIVENESS DATE: 20190812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Brown Advisory Securities, LLC
CENTRAL INDEX KEY: 0001389479
IRS NUMBER: 753014089
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12353
FILM NUMBER: 191017051
BUSINESS ADDRESS:
STREET 1: 901 SOUTH BOND STREET, SUITE 400
CITY: BALTIMORE
STATE: MD
ZIP: 21231-3340
BUSINESS PHONE: (410) 537-5502
MAIL ADDRESS:
STREET 1: 901 SOUTH BOND STREET, SUITE 400
CITY: BALTIMORE
STATE: MD
ZIP: 21231-3340
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001389479
XXXXXXXX
06-30-2019
06-30-2019
false
Brown Advisory Securities, LLC
901 SOUTH BOND STREET, SUITE 400
BALTIMORE
MD
21231-3340
13F HOLDINGS REPORT
028-12353
N
Brett D. Rogers
Chief Compliance Officer
410-537-5486
/s/ Brett D. Rogers
Baltimore
MD
08-06-2019
0
248
375416
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
693
4006
SH
DFND
0
0
4006
ABBOTT LABS
COM
002824100
2766
32917
SH
DFND
0
0
32917
ABBVIE INC
COM
00287Y109
2925
40258
SH
DFND
0
0
40258
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
5338
28881
SH
DFND
0
0
28881
ADOBE INC
COM
00724F101
527
1790
SH
DFND
0
0
1790
AIR PRODS & CHEMS INC
COM
009158106
293
1293
SH
DFND
0
0
1293
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
3448
20357
SH
DFND
0
0
20357
ALLSTATE CORP
COM
020002101
451
4438
SH
DFND
0
0
4438
ALPHABET INC
CAP STK CL A
02079K305
7060
6528
SH
DFND
0
0
6528
ALPHABET INC
CAP STK CL C
02079K107
5262
4871
SH
DFND
0
0
4871
ALTRIA GROUP INC
COM
02209S103
665
14040
SH
DFND
0
0
14040
AMAZON COM INC
COM
023135106
20932
11058
SH
DFND
0
0
11058
AMERICAN EXPRESS CO
COM
025816109
1417
11459
SH
DFND
0
0
11459
AMERICAN TOWER CORP NEW
COM
03027X100
2403
11762
SH
DFND
0
0
11762
AMGEN INC
COM
031162100
1146
6209
SH
DFND
0
0
6209
AMPHENOL CORP NEW
CL A
032095101
313
3273
SH
DFND
0
0
3273
ANADARKO PETE CORP
COM
032511107
267
3798
SH
DFND
0
0
3798
ANTARES PHARMA INC
COM
036642106
905
275000
SH
DFND
0
0
275000
ANTHEM INC
COM
036752103
655
2321
SH
DFND
0
0
2321
APPLE INC
COM
037833100
22317
112692
SH
DFND
0
0
112692
ARES MANAGEMENT CORPORATION
CL A COM STK
03990B101
467
17900
SH
DFND
0
0
17900
AT&T INC
COM
00206R102
1878
55821
SH
DFND
0
0
55821
AUTODESK INC
COM
052769106
403
2489
SH
DFND
0
0
2489
AUTOHOME INC
SP ADR RP CL A
05278C107
209
2444
SH
DFND
0
0
2444
AUTOMATIC DATA PROCESSING IN
COM
053015103
477
2886
SH
DFND
0
0
2886
AVALONBAY CMNTYS INC
COM
053484101
587
2888
SH
DFND
0
0
2888
BAIDU INC
SPON ADR REP A
056752108
555
4723
SH
DFND
0
0
4723
BANK AMER CORP
COM
060505104
1788
61696
SH
DFND
0
0
61696
BB&T CORP
COM
054937107
293
5983
SH
DFND
0
0
5983
BECTON DICKINSON & CO
COM
075887109
555
2199
SH
DFND
0
0
2199
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
318
1
SH
DFND
0
0
1
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3517
16482
SH
DFND
0
0
16482
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
697
15677
SH
DFND
0
0
15677
BOEING CO
COM
097023105
1116
3062
SH
DFND
0
0
3062
BOOKING HLDGS INC
COM
09857L108
433
231
SH
DFND
0
0
231
BP PLC
SPONSORED ADR
055622104
349
8342
SH
DFND
0
0
8342
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
230
1519
SH
DFND
0
0
1519
BRISTOL MYERS SQUIBB CO
COM
110122108
574
12639
SH
DFND
0
0
12639
BROADCOM INC
COM
11135F101
781
2713
SH
DFND
0
0
2713
CANADIAN NATL RY CO
COM
136375102
702
7585
SH
DFND
0
0
7585
CARMAX INC
COM
143130102
303
3484
SH
DFND
0
0
3484
CATERPILLAR INC DEL
COM
149123101
467
3426
SH
DFND
0
0
3426
CHEVRON CORP NEW
COM
166764100
1361
10967
SH
DFND
0
0
10967
CHUBB LIMITED
COM
H1467J104
226
1527
SH
DFND
0
0
1527
CIGNA CORP NEW
COM
125523100
616
3897
SH
DFND
0
0
3897
CINCINNATI BELL INC NEW
PFD CV DEP1/20
171871403
1084
29202
SH
DFND
0
0
29202
CISCO SYS INC
COM
17275R102
4468
81641
SH
DFND
0
0
81641
CLOROX CO DEL
COM
189054109
238
1552
SH
DFND
0
0
1552
COCA COLA CO
COM
191216100
1371
26941
SH
DFND
0
0
26941
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
512
8081
SH
DFND
0
0
8081
COHEN & STEERS QUALITY RLTY
COM
19247L106
206
15091
SH
DFND
0
0
15091
COLGATE PALMOLIVE CO
COM
194162103
444
6161
SH
DFND
0
0
6161
COMCAST CORP NEW
CL A
20030N101
458
10910
SH
DFND
0
0
10910
CONOCOPHILLIPS
COM
20825C104
723
11846
SH
DFND
0
0
11846
CORTEVA INC
COM
22052L104
291
9768
SH
DFND
0
0
9768
COSTCO WHSL CORP NEW
COM
22160K105
1416
5347
SH
DFND
0
0
5347
CROWN CASTLE INTL CORP NEW
COM
22822V101
212
1625
SH
DFND
0
0
1625
CVS HEALTH CORP
COM
126650100
6225
114167
SH
DFND
0
0
114167
DANAHER CORPORATION
COM
235851102
1494
10442
SH
DFND
0
0
10442
DEERE & CO
COM
244199105
656
3952
SH
DFND
0
0
3952
DELTA AIR LINES INC DEL
COM NEW
247361702
302
5311
SH
DFND
0
0
5311
DIAGEO P L C
SPON ADR NEW
25243Q205
756
4384
SH
DFND
0
0
4384
DISNEY WALT CO
COM DISNEY
254687106
4413
31551
SH
DFND
0
0
31551
DOMINION ENERGY INC
COM
25746U109
1212
15682
SH
DFND
0
0
15682
DOW INC
COM
260557103
614
12364
SH
DFND
0
0
12364
DUKE ENERGY CORP NEW
COM NEW
26441C204
705
8004
SH
DFND
0
0
8004
DUPONT DE NEMOURS INC
COM
26614N102
774
10365
SH
DFND
0
0
10365
EASTERLY GOVT PPTYS INC
COM
27616P103
415
22997
SH
DFND
0
0
22997
EATON CORP PLC
SHS
G29183103
250
3029
SH
DFND
0
0
3029
EATON VANCE TAX MNGD GBL DV
COM
27829F108
92
11140
SH
DFND
0
0
11140
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
123
10245
SH
DFND
0
0
10245
ECOLAB INC
COM
278865100
1128
5704
SH
DFND
0
0
5704
EDWARDS LIFESCIENCES CORP
COM
28176E108
516
2790
SH
DFND
0
0
2790
EMERSON ELEC CO
COM
291011104
788
11779
SH
DFND
0
0
11779
ENBRIDGE INC
COM
29250N105
2218
61555
SH
DFND
0
0
61555
ENTERPRISE PRODS PARTNERS L
COM
293792107
749
25874
SH
DFND
0
0
25874
EQUIFAX INC
COM
294429105
4583
33890
SH
DFND
0
0
33890
EVERSOURCE ENERGY
COM
30040W108
222
2916
SH
DFND
0
0
2916
EXELIXIS INC
COM
30161Q104
427
20000
SH
DFND
0
0
20000
EXELON CORP
COM
30161N101
211
4374
SH
DFND
0
0
4374
EXXON MOBIL CORP
COM
30231G102
3383
44111
SH
DFND
0
0
44111
FACEBOOK INC
CL A
30303M102
4660
24116
SH
DFND
0
0
24116
FERRARI N V
COM
N3167Y103
202
1250
SH
DFND
0
0
1250
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
173
12500
SH
DFND
0
0
12500
FIDELITY NATL INFORMATION SV
COM
31620M106
2153
17548
SH
DFND
0
0
17548
FIRST HORIZON NATL CORP
COM
320517105
195
13039
SH
DFND
0
0
13039
FIRST TR EXCHANGE TRADED FD
NY ARCA BIOTECH
33733E203
2154
15328
SH
DFND
0
0
15328
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
302
6380
SH
DFND
0
0
6380
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
1862
95938
SH
DFND
0
0
95938
FORD MTR CO DEL
COM
345370860
478
46812
SH
DFND
0
0
46812
FORTIVE CORP
COM
34959J108
295
3644
SH
DFND
0
0
3644
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
59
12960
SH
DFND
0
0
12960
GAMESTOP CORP NEW
CL A
36467W109
142
26503
SH
DFND
0
0
26503
GENERAL DYNAMICS CORP
COM
369550108
2338
12856
SH
DFND
0
0
12856
GENERAL ELECTRIC CO
COM
369604103
574
54673
SH
DFND
0
0
54673
GILEAD SCIENCES INC
COM
375558103
1607
23773
SH
DFND
0
0
23773
GOLUB CAP BDC INC
COM
38173M102
668
37491
SH
DFND
0
0
37491
HANCOCK JOHN PFD INCOME FD I
COM
41021P103
288
14963
SH
DFND
0
0
14963
HD SUPPLY HLDGS INC
COM
40416M105
1190
29659
SH
DFND
0
0
29659
HOME DEPOT INC
COM
437076102
2346
11273
SH
DFND
0
0
11273
HONEYWELL INTL INC
COM
438516106
541
3099
SH
DFND
0
0
3099
HORIZON TECHNOLOGY FIN CORP
COM
44045A102
203
17100
SH
DFND
0
0
17100
ICON PLC
SHS
G4705A100
1109
7200
SH
DFND
0
0
7200
INGERSOLL-RAND PLC
SHS
G47791101
420
3308
SH
DFND
0
0
3308
INTEL CORP
COM
458140100
5200
108646
SH
DFND
0
0
108646
INTERNATIONAL BUSINESS MACHS
COM
459200101
2804
20331
SH
DFND
0
0
20331
INTUIT
COM
461202103
1606
6144
SH
DFND
0
0
6144
INTUITIVE SURGICAL INC
COM NEW
46120E602
3878
7394
SH
DFND
0
0
7394
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
5585
51787
SH
DFND
0
0
51787
INVESCO QQQ TR
UNIT SER 1
46090E103
732
3922
SH
DFND
0
0
3922
IONIS PHARMACEUTICALS INC
COM
462222100
308
4800
SH
DFND
0
0
4800
ISHARES GOLD TRUST
ISHARES
464285105
474
35095
SH
DFND
0
0
35095
ISHARES INC
CORE MSCI EMKT
46434G103
1435
27892
SH
DFND
0
0
27892
ISHARES INC
MSCI EM ASIA ETF
464286426
711
10739
SH
DFND
0
0
10739
ISHARES TR
20 YR TR BD ETF
464287432
596
4485
SH
DFND
0
0
4485
ISHARES TR
BARCLAYS 7 10 YR
464287440
578
5250
SH
DFND
0
0
5250
ISHARES TR
CORE HIGH DV ETF
46429B663
209
2204
SH
DFND
0
0
2204
ISHARES TR
CORE MSCI TOTAL
46432F834
959
16321
SH
DFND
0
0
16321
ISHARES TR
CORE S&P MCP ETF
464287507
1644
8464
SH
DFND
0
0
8464
ISHARES TR
CORE S&P SCP ETF
464287804
1775
22671
SH
DFND
0
0
22671
ISHARES TR
CORE S&P500 ETF
464287200
4751
16121
SH
DFND
0
0
16121
ISHARES TR
CORE US AGGBD ET
464287226
739
6647
SH
DFND
0
0
6647
ISHARES TR
FLTG RATE NT ETF
46429B655
645
12618
SH
DFND
0
0
12618
ISHARES TR
IBOXX HI YD ETF
464288513
200
2292
SH
DFND
0
0
2292
ISHARES TR
MSCI ACWI EX US
464288240
836
17880
SH
DFND
0
0
17880
ISHARES TR
MSCI EAFE ETF
464287465
567
8642
SH
DFND
0
0
8642
ISHARES TR
MSCI EMG MKT ETF
464287234
1347
31352
SH
DFND
0
0
31352
ISHARES TR
NASDAQ BIOTECH
464287556
203
1864
SH
DFND
0
0
1864
ISHARES TR
RUS 1000 ETF
464287622
673
4142
SH
DFND
0
0
4142
ISHARES TR
RUS 1000 GRW ETF
464287614
514
3274
SH
DFND
0
0
3274
ISHARES TR
RUS 1000 VAL ETF
464287598
1972
15464
SH
DFND
0
0
15464
ISHARES TR
RUS 2000 GRW ETF
464287648
948
4729
SH
DFND
0
0
4729
ISHARES TR
RUS 2000 VAL ETF
464287630
1236
10267
SH
DFND
0
0
10267
ISHARES TR
RUS MID CAP ETF
464287499
210
3754
SH
DFND
0
0
3754
ISHARES TR
S&P MC 400GR ETF
464287606
346
1529
SH
DFND
0
0
1529
ISHARES TR
S&P SML 600 GWT
464287887
201
1107
SH
DFND
0
0
1107
ISHARES TR
SELECT DIVID ETF
464287168
1635
16431
SH
DFND
0
0
16431
ISHARES TR
SHRT NAT MUN ETF
464288158
681
6387
SH
DFND
0
0
6387
ISHARES TR
TIPS BD ETF
464287176
242
2099
SH
DFND
0
0
2099
ISHARES TR
U.S. UTILITS ETF
464287697
317
2100
SH
DFND
0
0
2100
JACOBS ENGR GROUP INC
COM
469814107
733
8679
SH
DFND
0
0
8679
JOHNSON & JOHNSON
COM
478160104
3978
28525
SH
DFND
0
0
28525
JPMORGAN CHASE & CO
COM
46625H100
11273
100798
SH
DFND
0
0
100798
KIMBERLY CLARK CORP
COM
494368103
401
3014
SH
DFND
0
0
3014
KINDER MORGAN INC DEL
COM
49456B101
645
30948
SH
DFND
0
0
30948
LILLY ELI & CO
COM
532457108
659
5962
SH
DFND
0
0
5962
LOWES COS INC
COM
548661107
495
4926
SH
DFND
0
0
4926
M & T BK CORP
COM
55261F104
733
4311
SH
DFND
0
0
4311
MARRIOTT INTL INC NEW
CL A
571903202
311
2224
SH
DFND
0
0
2224
MARTEN TRANS LTD
COM
573075108
272
15000
SH
DFND
0
0
15000
MASIMO CORP
COM
574795100
1479
9937
SH
DFND
0
0
9937
MASTERCARD INC
CL A
57636Q104
14491
54793
SH
DFND
0
0
54793
MCCORMICK & CO INC
COM NON VTG
579780206
2288
14741
SH
DFND
0
0
14741
MCDONALDS CORP
COM
580135101
1218
5860
SH
DFND
0
0
5860
MEDIDATA SOLUTIONS INC
COM
58471A105
516
5700
SH
DFND
0
0
5700
MEDTRONIC PLC
SHS
G5960L103
473
4856
SH
DFND
0
0
4856
MERCK & CO INC
COM
58933Y105
4936
58825
SH
DFND
0
0
58825
METLIFE INC
COM
59156R108
3994
80405
SH
DFND
0
0
80405
MICROSOFT CORP
COM
594918104
14986
111901
SH
DFND
0
0
111901
MONDELEZ INTL INC
CL A
609207105
465
8662
SH
DFND
0
0
8662
NETFLIX INC
COM
64110L106
540
1471
SH
DFND
0
0
1471
NEXTERA ENERGY INC
COM
65339F101
511
2500
SH
DFND
0
0
2500
NIKE INC
CL B
654106103
264
3167
SH
DFND
0
0
3167
NORFOLK SOUTHERN CORP
COM
655844108
290
1451
SH
DFND
0
0
1451
NORTHROP GRUMMAN CORP
COM
666807102
508
1573
SH
DFND
0
0
1573
NOVARTIS A G
SPONSORED ADR
66987V109
236
2591
SH
DFND
0
0
2591
NUSTAR ENERGY LP
UNIT COM
67058H102
333
12280
SH
DFND
0
0
12280
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
186
13374
SH
DFND
0
0
13374
NUVEEN MARYLAND QLT MUN INC
COM
67061Q107
240
18610
SH
DFND
0
0
18610
NXP SEMICONDUCTORS N V
COM
N6596X109
221
2262
SH
DFND
0
0
2262
NYMOX PHARMACEUTICAL CORP
COM
P73398102
41
28000
SH
DFND
0
0
28000
OAKTREE SPECIALTY LENDING CO
COM
67401P108
145
26879
SH
DFND
0
0
26879
ONEOK INC NEW
COM
682680103
866
12581
SH
DFND
0
0
12581
PAYPAL HLDGS INC
COM
70450Y103
8067
70492
SH
DFND
0
0
70492
PEPSICO INC
COM
713448108
1588
12097
SH
DFND
0
0
12097
PFIZER INC
COM
717081103
2488
57511
SH
DFND
0
0
57511
PHILIP MORRIS INTL INC
COM
718172109
479
6097
SH
DFND
0
0
6097
PHILLIPS 66
COM
718546104
2906
31070
SH
DFND
0
0
31070
PNC FINL SVCS GROUP INC
COM
693475105
773
5649
SH
DFND
0
0
5649
PRICE T ROWE GROUP INC
COM
74144T108
1170
10660
SH
DFND
0
0
10660
PROCTER AND GAMBLE CO
COM
742718109
4806
43836
SH
DFND
0
0
43836
QUALCOMM INC
COM
747525103
5724
75196
SH
DFND
0
0
75196
REGENERON PHARMACEUTICALS
COM
75886F107
699
2234
SH
DFND
0
0
2234
ROPER TECHNOLOGIES INC
COM
776696106
463
1262
SH
DFND
0
0
1262
SALESFORCE COM INC
COM
79466L302
2200
14494
SH
DFND
0
0
14494
SALIENT MIDSTREAM & MLP FD
SH BEN INT
79471V105
117
13700
SH
DFND
0
0
13700
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
273
1218
SH
DFND
0
0
1218
SCHLUMBERGER LTD
COM
806857108
318
7949
SH
DFND
0
0
7949
SELECT SECTOR SPDR TR
ENERGY
81369Y506
271
4247
SH
DFND
0
0
4247
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
272
2922
SH
DFND
0
0
2922
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
419
15227
SH
DFND
0
0
15227
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
533
6829
SH
DFND
0
0
6829
SOUTHERN CO
COM
842587107
229
4112
SH
DFND
0
0
4112
SPDR GOLD TRUST
GOLD SHS
78463V107
473
3551
SH
DFND
0
0
3551
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4354
14860
SH
DFND
0
0
14860
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
662
1867
SH
DFND
0
0
1867
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
720
23374
SH
DFND
0
0
23374
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
288
4743
SH
DFND
0
0
4743
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
1413
14008
SH
DFND
0
0
14008
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
215
25000
SH
DFND
0
0
25000
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
550
6760
SH
DFND
0
0
6760
STARBUCKS CORP
COM
855244109
4051
48284
SH
DFND
0
0
48284
STRYKER CORP
COM
863667101
1644
8000
SH
DFND
0
0
8000
SUNTRUST BKS INC
COM
867914103
966
15350
SH
DFND
0
0
15350
SYSCO CORP
COM
871829107
390
5529
SH
DFND
0
0
5529
TELEFLEX INC
COM
879369106
281
850
SH
DFND
0
0
850
TEXAS INSTRS INC
COM
882508104
742
6471
SH
DFND
0
0
6471
THE CHARLES SCHWAB CORPORATI
COM
808513105
5549
138130
SH
DFND
0
0
138130
TJX COS INC NEW
COM
872540109
201
3827
SH
DFND
0
0
3827
TRAVELERS COMPANIES INC
COM
89417E109
256
1712
SH
DFND
0
0
1712
TWITTER INC
COM
90184L102
792
22688
SH
DFND
0
0
22688
UBS AG JERSEY BRH
CMCI ETN 38
902641778
177
12154
SH
DFND
0
0
12154
UNILEVER N V
N Y SHS NEW
904784709
229
3766
SH
DFND
0
0
3766
UNILEVER PLC
SPON ADR NEW
904767704
235
3780
SH
DFND
0
0
3780
UNION PACIFIC CORP
COM
907818108
1478
8738
SH
DFND
0
0
8738
UNITED PARCEL SERVICE INC
CL B
911312106
255
2460
SH
DFND
0
0
2460
UNITED RENTALS INC
COM
911363109
373
2784
SH
DFND
0
0
2784
UNITED TECHNOLOGIES CORP
COM
913017109
5142
39500
SH
DFND
0
0
39500
UNITEDHEALTH GROUP INC
COM
91324P102
842
3438
SH
DFND
0
0
3438
VANECK VECTORS ETF TR
AMT FREE INT ETF
92189H201
235
4723
SH
DFND
0
0
4723
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
1353
52902
SH
DFND
0
0
52902
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
430
5341
SH
DFND
0
0
5341
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
412
4962
SH
DFND
0
0
4962
VANGUARD GROUP
DIV APP ETF
921908844
571
4947
SH
DFND
0
0
4947
VANGUARD INDEX FDS
GROWTH ETF
922908736
2661
16284
SH
DFND
0
0
16284
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
234
2100
SH
DFND
0
0
2100
VANGUARD INDEX FDS
MID CAP ETF
922908629
1011
6040
SH
DFND
0
0
6040
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
405
4665
SH
DFND
0
0
4665
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
222
823
SH
DFND
0
0
823
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
439
3356
SH
DFND
0
0
3356
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
1139
6111
SH
DFND
0
0
6111
VANGUARD INDEX FDS
VALUE ETF
922908744
375
3375
SH
DFND
0
0
3375
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
702
16496
SH
DFND
0
0
16496
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
958
22924
SH
DFND
0
0
22924
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
238
1326
SH
DFND
0
0
1326
VENTAS INC
COM
92276F100
469
6850
SH
DFND
0
0
6850
VERIZON COMMUNICATIONS INC
COM
92343V104
2112
37004
SH
DFND
0
0
37004
VISA INC
COM CL A
92826C839
8582
49433
SH
DFND
0
0
49433
VOYA FINL INC
COM
929089100
734
13250
SH
DFND
0
0
13250
W P CAREY INC
COM
92936U109
241
2969
SH
DFND
0
0
2969
WALMART INC
COM
931142103
821
7440
SH
DFND
0
0
7440
WASTE MGMT INC DEL
COM
94106L109
340
2944
SH
DFND
0
0
2944
WELLS FARGO CO NEW
COM
949746101
582
12329
SH
DFND
0
0
12329
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
347
1812
SH
DFND
0
0
1812
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
240
5128
SH
DFND
0
0
5128
XENIA HOTELS & RESORTS INC
COM
984017103
622
29826
SH
DFND
0
0
29826
YUM BRANDS INC
COM
988498101
811
7331
SH
DFND
0
0
7331
YUM CHINA HLDGS INC
COM
98850P109
250
5431
SH
DFND
0
0
5431