Chief Compliance Officer

0001085146-16-004163.txt : 20160805 0001085146-16-004163.hdr.sgml : 20160805 20160805164049 ACCESSION NUMBER: 0001085146-16-004163 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160805 DATE AS OF CHANGE: 20160805 EFFECTIVENESS DATE: 20160805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brown Advisory Securities, LLC CENTRAL INDEX KEY: 0001389479 IRS NUMBER: 753014089 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12353 FILM NUMBER: 161811663 BUSINESS ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 BUSINESS PHONE: (410) 537-5502 MAIL ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389479 XXXXXXXX 06-30-2016 06-30-2016 Brown Advisory Securities, LLC

901 SOUTH BOND STREET, SUITE 400 BALTIMORE MD 21231-3340

13F HOLDINGS REPORT 028-12353 N Brett D. Rogers Chief Compliance Officer 410 537-5486 /s/ Brett D. Rogers Baltimore MD 08-05-2016 0 306 320542 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101178510184SHDFND 0010184ABBOTT LABSCOM002824100112728607SHDFND 0028607ABBVIE INCCOM00287Y109261042157SHDFND 0042157ACCENTURE PLC IRELANDSHS CLASS AG1151C101296126146SHDFND 0026146ACNB CORPCOM00086810939315659SHDFND 0015659ACUITY BRANDS INCCOM00508Y1023721504SHDFND 001504ADOBE SYS INCCOM00724F1012913041SHDFND 003041AETNA INC NEWCOM00817Y1082532093SHDFND 002093AFLAC INCCOM0010551022523478SHDFND 003478AIR LEASE CORPNOTE 3.875%12/000912XAK01412000PRNDFND 0012000AIR PRODS & CHEMS INCCOM0091581065173649SHDFND 003649AKAMAI TECHNOLOGIES INCCOM00971T1013486257SHDFND 006257ALEXION PHARMACEUTICALS INCCOM0153511093382865SHDFND 002865ALIBABA GROUP HLDG LTDSPONSORED ADS01609W10281410208SHDFND 0010208ALLERGAN PLCSHSG0177J1084101785SHDFND 001785ALPHABET INCCAP STK CL A02079K30563489010SHDFND 009010ALPHABET INCCAP STK CL C02079K10740025783SHDFND 005783ALTRIA GROUP INCCOM02209S103162223540SHDFND 0023540AMAZON COM INCCOM023135106853011918SHDFND 0011918AMERICAN EXPRESS COCOM02581610999016353SHDFND 0016353AMERICAN TOWER CORP NEWCOM03027X100225319874SHDFND 0019874AMGEN INCCOM0311621007675019SHDFND 005019AMPHENOL CORP NEWCL A0320951012955159SHDFND 005159ANADARKO PETE CORPCOM0325111074578563SHDFND 008563APACHE CORPCOM0374111055519920SHDFND 009920APPLE INCCOM03783310012852134368SHDFND 00134368ARGAN INCCOM04010E1092395725SHDFND 005725ASTRONICS CORPCOM04643310838811658SHDFND 0011658AT&T INCCOM00206R102309571608SHDFND 0071608ATLAS AIR WORLDWIDE HLDGS INNOTE 2.250% 6/0049164BH82020000PRNDFND 0020000AUTODESK INCCOM0527691062474568SHDFND 004568AUTOMATIC DATA PROCESSING INCOM0530151034204556SHDFND 004556AVALONBAY CMNTYS INCCOM0534841016123395SHDFND 003395AVERY DENNISON CORPCOM0536111093244343SHDFND 004343BAIDU INCSPON ADR REP A05675210815489368SHDFND 009368BANK AMER CORPCOM06050510434325806SHDFND 0025806BB&T CORPCOM0549371072306475SHDFND 006475BERKSHIRE HATHAWAY INC DELCL A0846701082171SHDFND 001BERKSHIRE HATHAWAY INC DELCL B NEW084670702451931241SHDFND 0031241BIOMARIN PHARMACEUTICAL INCNOTE 0.750%10/109061GAE11918000PRNDFND 0018000BLACKSTONE GROUP L PCOM UNIT LTD09253U10828911737SHDFND 0011737BOEING COCOM0970231053812950SHDFND 002950BOTTOMLINE TECH DEL INCNOTE 1.500%12/0101388AA41212000PRNDFND 0012000BP PLCSPONSORED ADR05562210447113231SHDFND 0013231BRIGHT HORIZONS FAM SOL IN DCOM10919410070710675SHDFND 0010675BRISTOL MYERS SQUIBB COCOM110122108361849222SHDFND 0049222BROOKFIELD ASSET MGMT INCCL A LTD VT SH11258510487126394SHDFND 0026394BROOKFIELD INFRAST PARTNERSLP INT UNITG1625210175616776SHDFND 0016776CANADIAN NATL RY COCOM1363751025278930SHDFND 008930CARMAX INCCOM14313010250510278SHDFND 0010278CATERPILLAR INC DELCOM1491231017579972SHDFND 009972CEL SCI CORPCOM PAR $0.011508375083780000SHDFND 0080000CELGENE CORPCOM1510201043573608SHDFND 003608CHART INDS INCNOTE 2.000% 8/016115QAC41212000PRNDFND 0012000CHEVRON CORP NEWCOM166764100198418989SHDFND 0018989CHUBB LIMITEDCOMH1467J1045914520SHDFND 004520CIGNA CORPORATIONCOM1255091096154809SHDFND 004809CINCINNATI BELL INC NEWPFD CV DEP1/20171871403110822264SHDFND 0022264CIRRUS LOGIC INCCOM17275510058215050SHDFND 0015050CISCO SYS INCCOM17275R102125843958SHDFND 0043958CLOROX CO DELCOM1890541096274508SHDFND 004508COBALT INTL ENERGY INCCOM19075F1066750000SHDFND 0050000COCA COLA COCOM191216100174538533SHDFND 0038533COGNIZANT TECHNOLOGY SOLUTIOCL A19244610257810140SHDFND 0010140COLGATE PALMOLIVE COCOM194162103108314797SHDFND 0014797COMCAST CORP NEWCL A20030N1013725721SHDFND 005721CONNECTURE INCCOM20786J1064821111SHDFND 0021111CONOCOPHILLIPSCOM20825C1042736276SHDFND 006276CONSTELLIUM NVCL AN220351044710000SHDFND 0010000COSTCO WHSL CORP NEWCOM22160K105167110618SHDFND 0010618CROWN CASTLE INTL CORP NEWCOM22822V1015085021SHDFND 005021CVS HEALTH CORPCOM126650100197820691SHDFND 0020691DANAHER CORP DELCOM235851102278527614SHDFND 0027614DANAHER CORP DELNOTE 1/2235851AF93612000PRNDFND 0012000DAVITA HEALTHCARE PARTNERS ICOM23918K108246631993SHDFND 0031993DEERE & COCOM2441991055666965SHDFND 006965DELPHI AUTOMOTIVE PLCSHSG278231062704315SHDFND 004315DEPOMED INCNOTE 2.500% 9/0249908AA21917000PRNDFND 0017000DIAGEO P L CSPON ADR NEW25243Q2055014448SHDFND 004448DISNEY WALT COCOM DISNEY254687106273327907SHDFND 0027907DOLLAR GEN CORP NEWCOM2566771054564845SHDFND 004845DOMINION RES INC VA NEWCOM25746U109113014496SHDFND 0014496DOUBLELINE OPPORTUNISTIC CRCOM25862310731311700SHDFND 0011700DOW CHEM COCOM2605431034118222SHDFND 008222DU PONT E I DE NEMOURS & COCOM26353410979412260SHDFND 0012260DUKE ENERGY CORP NEWCOM NEW26441C204161418863SHDFND 0018863EASTERLY GOVT PPTYS INCCOM27616P10369234987SHDFND 0034987EATON CORP PLCSHSG291831032353921SHDFND 003921EATON VANCE TAX MNGD GBL DVCOM27829F10810612340SHDFND 0012340EATON VANCE TX MGD DIV EQ INCOM27828N10210610245SHDFND 0010245ECLIPSE RES CORPCOM27890G1006720000SHDFND 0020000ECOLAB INCCOM2788651005754852SHDFND 004852EMERSON ELEC COCOM29101110472713972SHDFND 0013972ENTERPRISE PRODS PARTNERS LCOM293792107161155067SHDFND 0055067EOG RES INCCOM26875P1012182593SHDFND 002593EQUIFAX INCCOM294429105367328606SHDFND 0028606EXELON CORPCOM30161N10137410315SHDFND 0010315EXPRESS SCRIPTS HLDG COCOM30219G108368548625SHDFND 0048625EXXON MOBIL CORPCOM30231G102754480489SHDFND 0080489FACEBOOK INCCL A30303M102377433036SHDFND 0033036FAIR ISAAC CORPCOM3032501044373857SHDFND 003857FASTENAL COCOM3119001042164839SHDFND 004839FIAT CHRYSLER AUTOMOBILES NSHSN3173810215325000SHDFND 0025000FIDELITY NATL INFORMATION SVCOM31620M106133518122SHDFND 0018122FIFTH STREET FINANCE CORPCOM31678A10313628200SHDFND 0028200FIRST TR EXCHANGE TRADED FDNY ARCA BIOTECH33733E2033674100SHDFND 004100FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E10825913600SHDFND 0013600FORD MTR CO DELCOM PAR $0.013453708601725137331SHDFND 00137331GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A10910716481SHDFND 0016481GAMESTOP CORP NEWCL A36467W10956521151SHDFND 0021151GENERAL DYNAMICS CORPCOM36955010811107963SHDFND 007963GENERAL ELECTRIC COCOM3696041035986190257SHDFND 00190257GENERAL MLS INCCOM37033410479811178SHDFND 0011178GILEAD SCIENCES INCCOM37555810385610199SHDFND 0010199GOLUB CAP BDC INCCOM38173M10274641324SHDFND 0041324HAMILTON BANCORP INC MDCOM40701510613910000SHDFND 0010000HANCOCK JOHN PFD INCOME FD ICOM41021P10324112048SHDFND 0012048HCP INCCOM40414L1092015685SHDFND 005685HD SUPPLY HLDGS INCCOM40416M105132638145SHDFND 0038145HEALTHWAYS INCCOM42224510011610000SHDFND 0010000HELIX ENERGY SOLUTIONS GRP INOTE 3.250% 3/142330PAG22427000PRNDFND 0027000HEXCEL CORP NEWCOM4282911083708882SHDFND 008882HOLOGIC INCCOM4364401012858226SHDFND 008226HOLOGIC INCDEBT 2.000% 3/0436440AC51512000PRNDFND 0012000HOME DEPOT INCCOM43707610211869289SHDFND 009289HONEYWELL INTL INCCOM4385161065975138SHDFND 005138HORIZON TECHNOLOGY FIN CORPCOM44045A10229424200SHDFND 0024200HUNTINGTON BANCSHARES INCCOM44615010410111106SHDFND 0011106ICON PLCSHSG4705A1005047200SHDFND 007200ILLINOIS TOOL WKS INCCOM4523081092702582SHDFND 002582ILLUMINA INCNOTE 0.500% 6/1452327AH22020000PRNDFND 0020000IMS HEALTH HLDGS INCCOM44970B10926410409SHDFND 0010409INGERSOLL-RAND PLCSHSG477911013625693SHDFND 005693INTEL CORPCOM458140100252977089SHDFND 0077089INTERNATIONAL BUSINESS MACHSCOM459200101263017352SHDFND 0017352INTUITIVE SURGICAL INCCOM NEW46120E60213402028SHDFND 002028ISHARES GOLD TRUSTISHARES46428510525119670SHDFND 0019670ISHARES SILVER TRUSTISHARES46428Q10918310270SHDFND 0010270ISHARES TR10-20 YR TRS ETF4642886535343644SHDFND 003644ISHARES TR1-3 YR CR BD ETF4642886467406967SHDFND 006967ISHARES TR1-3 YR TR BD ETF4642874578189590SHDFND 009590ISHARES TR20 YR TR BD ETF464287432522637594SHDFND 0037594ISHARES TR3-7 YR TR BD ETF4642886617736075SHDFND 006075ISHARES TRCORE HIGH DV ETF46429B663101312315SHDFND 0012315ISHARES TRCORE MSCITOTAL46432F83472914860SHDFND 0014860ISHARES TRCORE S&P MCP ETF46428750713378977SHDFND 008977ISHARES TRCORE S&P SCP ETF464287804128011013SHDFND 0011013ISHARES TRCORE S&P500 ETF46428720019209118SHDFND 009118ISHARES TRCORE US AGGBD ET464287226364532332SHDFND 0032332ISHARES TRCORE US CR BD4642886203583156SHDFND 003156ISHARES TREAFE SML CP ETF4642882733086324SHDFND 006324ISHARES TRIBOXX HI YD ETF4642885133083642SHDFND 003642ISHARES TRIBOXX INV CP ETF4642872424473662SHDFND 003662ISHARES TRMSCI EAFE ETF4642874653055478SHDFND 005478ISHARES TRMSCI EMG MKT ETF46428723460617579SHDFND 0017579ISHARES TRNASDQ BIOTEC ETF464287556203793SHDFND 00793ISHARES TRRUS 1000 GRW ETF4642876149599554SHDFND 009554ISHARES TRRUS 1000 VAL ETF4642875988167911SHDFND 007911ISHARES TRRUS 2000 GRW ETF4642876482721983SHDFND 001983ISHARES TRS&P MC 400GR ETF4642876065563288SHDFND 003288ISHARES TRS&P MC 400VL ETF4642877053002346SHDFND 002346ISHARES TRSELECT DIVID ETF464287168254529811SHDFND 0029811ISHARES TRTIPS BD ETF4642871763653132SHDFND 003132JOHNSON & JOHNSONCOM478160104718659200SHDFND 0059200JOHNSON CTLS INCCOM4783661072625934SHDFND 005934JPMORGAN CHASE & COCOM46625H100308549658SHDFND 0049658KAYNE ANDERSON MLP INVT COCOM48660610624512010SHDFND 0012010KIMBERLY CLARK CORPCOM4943681036264574SHDFND 004574KINDER MORGAN INC DELCOM49456B10173339164SHDFND 0039164KRAFT HEINZ COCOM5007541067548517SHDFND 008517LANDSTAR SYS INCCOM5150981012353416SHDFND 003416LAUDER ESTEE COS INCCL A5184391046537163SHDFND 007163LIBERTY GLOBAL PLCSHS CL AG5480U1042217605SHDFND 007605LIBERTY MEDIA CORP DELAWARENOTE 1.375%10/1531229AB82020000PRNDFND 0020000LILLY ELI & COCOM5324571085306735SHDFND 006735LOCKHEED MARTIN CORPCOM539830109243983SHDFND 00983LOWES COS INCCOM5486611074065105SHDFND 005105M & T BK CORPCOM55261F1047826610SHDFND 006610MACQUARIE INFRASTRUCTURE CORNOTE 2.875% 7/155608BAA32220000PRNDFND 0020000MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801066037960SHDFND 007960MARKEL CORPCOM570535104635665SHDFND 00665MASTERCARD INCCL A57636Q104517158744SHDFND 0058744MCCORMICK & CO INCCOM NON VTG579780206211919876SHDFND 0019876MCCORMICK & CO INCCOM VTG579780107144013571SHDFND 0013571MCDONALDS CORPCOM5801351018877390SHDFND 007390MCKESSON CORPCOM58155Q1036923713SHDFND 003713MEAD JOHNSON NUTRITION COCOM5828391065556118SHDFND 006118MEDIDATA SOLUTIONS INCNOTE 1.000% 8/058471AAB11817000PRNDFND 0017000MELCO CROWN ENTMT LTDADR58546410023418600SHDFND 0018600MERCK & CO INCCOM58933Y105405570277SHDFND 0070277METLIFE INCCOM59156R10877619453SHDFND 0019453MICROCHIP TECHNOLOGY INCCOM59501710472514219SHDFND 0014219MICROSOFT CORPCOM5949181045305103669SHDFND 00103669MOLINA HEALTHCARE INCDBCV 1.625% 8/160855RAD21716000PRNDFND 0016000MONDELEZ INTL INCCL A609207105189941799SHDFND 0041799MONSANTO CO NEWCOM61166W1012102033SHDFND 002033NETFLIX INCCOM64110L1066046599SHDFND 006599NEWELL BRANDS INCCOM6512291063096372SHDFND 006372NEWPARK RES INCNOTE 4.000%10/0651718AC21718000PRNDFND 0018000NEXTERA ENERGY INCCOM65339F1015924541SHDFND 004541NIELSEN HLDGS PLCSHS EURG6518L1082845477SHDFND 005477NOVARTIS A GSPONSORED ADR66987V1095056145SHDFND 006145NUANCE COMMUNICATIONS INCNOTE 2.750%11/067020YAF72121000PRNDFND 0021000NUSTAR GP HOLDINGS LLCUNIT RESTG LLC67059L1022549871SHDFND 009871NUVEEN MD PREM INCOME MUN FDCOM67061Q10720314318SHDFND 0014318NUVEEN MUN VALUE FD INCCOM67092810031729285SHDFND 0029285NXP SEMICONDUCTORS N VCOMN6596X1096778598SHDFND 008598NYMOX PHARMACEUTICAL CORPCOMP733981029428000SHDFND 0028000OAKTREE CAP GROUP LLCUNIT CL A6740012012435400SHDFND 005400OASIS PETE INC NEWCOM6742151089310000SHDFND 0010000OCCIDENTAL PETE CORP DELCOM6745991056748883SHDFND 008883ON SEMICONDUCTOR CORPNOTE 2.625%12/1682189AH82020000PRNDFND 0020000ORACLE CORPCOM68389X105121229671SHDFND 0029671PAYPAL HLDGS INCCOM70450Y10382522616SHDFND 0022616PEPSICO INCCOM713448108450942549SHDFND 0042549PFIZER INCCOM717081103170548346SHDFND 0048346PHILIP MORRIS INTL INCCOM718172109134713265SHDFND 0013265PHILLIPS 66COM7185461046157724SHDFND 007724PNC FINL SVCS GROUP INCCOM69347510590711151SHDFND 0011151POWERSHARES ETF TR IIPFD PORTFOLIO73936T56535723481SHDFND 0023481POWERSHARES ETF TR IIS&P500 LOW VOL73937B77963214782SHDFND 0014782POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X15352312452SHDFND 0012452POWERSHARES QQQ TRUSTUNIT SER 173935A1043883611SHDFND 003611PPG INDS INCCOM6935061072242154SHDFND 002154PRICE T ROWE GROUP INCCOM74144T108226831137SHDFND 0031137PRICELINE GRP INCCOM NEW741503403901724SHDFND 00724PROCTER & GAMBLE COCOM742718109743187818SHDFND 0087818PUBLIC SVC ENTERPRISE GROUPCOM7445731062094489SHDFND 004489QUALCOMM INCCOM747525103339663472SHDFND 0063472RED HAT INCNOTE 0.250%10/0756577AD42320000PRNDFND 0020000RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106540167249SHDFND 0067249RYDEX ETF TRUSTGUGGENHM S&P 50078355W2055843945SHDFND 003945S&P GLOBAL INCCOM78409V1045084737SHDFND 004737SALESFORCE COM INCCOM79466L302236729733SHDFND 0029733SALESFORCE COM INCNOTE 0.250% 4/079466LAD62217000PRNDFND 0017000SALIENT MIDSTREAM & MLP FDSH BEN INT79471V10515413807SHDFND 0013807SBA COMMUNICATIONS CORPCOM78388J1065485078SHDFND 005078SCHLUMBERGER LTDCOM806857108335242332SHDFND 0042332SCHWAB CHARLES CORP NEWCOM8085131053397134248SHDFND 00134248SCHWAB STRATEGIC TRUS BRD MKT ETF808524102168033410SHDFND 0033410SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5064556688SHDFND 006688SERVICENOW INCNOTE 11/081762PAB81716000PRNDFND 0016000SIRIUS XM HLDGS INCCOM82968B1036015313SHDFND 0015313SOUTHERN COCOM8425871072695038SHDFND 005038SPDR GOLD TRUSTGOLD SHS78463V1073883064SHDFND 003064SPDR INDEX SHS FDSS&P EMKTSC ETF78463X75644711312SHDFND 0011312SPDR S&P 500 ETF TRTR UNIT78462F10320659855SHDFND 009855SPDR SERIES TRUSTS&P DIVID ETF78464A7634245066SHDFND 005066SPECTRA ENERGY CORPCOM847560109107129216SHDFND 0029216STARBUCKS CORPCOM855244109322956510SHDFND 0056510STERICYCLE INCCOM8589121089098735SHDFND 008735STRYKER CORPCOM863667101151612654SHDFND 0012654SUNTRUST BKS INCCOM8679141033919558SHDFND 009558SUPERVALU INCCOM8685361039420000SHDFND 0020000SYSCO CORPCOM8718291072374682SHDFND 004682TARGET CORPCOM87612E1066659503SHDFND 009503TELEFLEX INCNOTE 3.875% 8/0879369AA45921000PRNDFND 0021000TEVA PHARMACEUTICAL FIN LLCDBCV 0.250% 2/088163VAE91512000PRNDFND 0012000TEVA PHARMACEUTICAL INDS LTDADR88162420963712658SHDFND 0012658TEXAS INSTRS INCCOM8825081043104964SHDFND 004964THERMO FISHER SCIENTIFIC INCCOM8835561023532388SHDFND 002388TRANSDIGM GROUP INCCOM8936411005622131SHDFND 002131TRAVELERS COMPANIES INCCOM89417E1092752302SHDFND 002302TRIPADVISOR INCCOM89694520190914109SHDFND 0014109TWITTER INCCOM90184L10235421000SHDFND 0021000UBS AG JERSEY BRHCMCI ETN 3890264177826018690SHDFND 0018690ULTIMATE SOFTWARE GROUP INCCOM90385D1073521665SHDFND 001665UNDER ARMOUR INCCL A904311107224656125SHDFND 0056125UNDER ARMOUR INCCL C904311206224961950SHDFND 0061950UNILEVER N VN Y SHS NEW90478470952211170SHDFND 0011170UNILEVER PLCSPON ADR NEW9047677043056345SHDFND 006345UNION PAC CORPCOM9078181083053502SHDFND 003502UNITED PARCEL SERVICE INCCL B911312106116210780SHDFND 0010780UNITED TECHNOLOGIES CORPCOM9130171095705545SHDFND 005545UNITEDHEALTH GROUP INCCOM91324P1025954234SHDFND 004234UNIVERSAL DISPLAY CORPCOM91347P105128819000SHDFND 0019000VANECK VECTORS ETF TRAMT FREE INT ETF92189F54434813980SHDFND 0013980VANECK VECTORS ETF TRGOLD MINERS ETF92189F106106038080SHDFND 0038080VANGUARD INDEX FDSMID CAP ETF9229086296014871SHDFND 004871VANGUARD INDEX FDSREIT ETF922908553150316929SHDFND 0016929VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4093604445SHDFND 004445VANGUARD SCOTTSDALE FDSVNG RUS2000GRW92206C6232462500SHDFND 002500VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844109813194SHDFND 0013194VERINT SYS INCNOTE 1.500% 6/092343XAA81819000PRNDFND 0019000VERISK ANALYTICS INCCOM92345Y1065857258SHDFND 007258VERIZON COMMUNICATIONS INCCOM92343V104548097978SHDFND 0097978VISA INCCOM CL A92826C839414255862SHDFND 0055862VOYA FINL INCCOM9290891002379500SHDFND 009500W P CAREY INCCOM92936U10982111752SHDFND 0011752WABASH NATL CORPNOTE 3.375% 5/0929566AH01412000PRNDFND 0012000WALGREENS BOOTS ALLIANCE INCCOM9314271082392879SHDFND 002879WAL-MART STORES INCCOM9311421035807954SHDFND 007954WASTE CONNECTIONS INCCOM94106B10196813453SHDFND 0013453WEATHERFORD INTL LTDNOTE 5.875% 7/0947075AH02120000PRNDFND 0020000WEC ENERGY GROUP INCCOM92939U1062373628SHDFND 003628WELLS FARGO & CO NEWCOM949746101189940165SHDFND 0040165WELLTOWER INCCOM95040Q1046128011SHDFND 008011WESTERN ASSET MUN HI INCM FDCOM95766N10368883454SHDFND 0083454WILLIS TOWERS WATSON PUB LTDSHSG966291032662143SHDFND 002143WISDOMTREE INVTS INCCOM97717P10413213350SHDFND 0013350WISDOMTREE TREUROPE HEDGED EQ97717X7012745426SHDFND 005426WYNN RESORTS LTDCOM9831341072602862SHDFND 002862XILINX INCNOTE 2.625% 6/1983919AF82112000PRNDFND 0012000XPO LOGISTICS INCNOTE 4.500%10/0983793AA81911000PRNDFND 0011000YUM BRANDS INCCOM9884981015837030SHDFND 007030ZIMMER BIOMET HLDGS INCCOM98956P1022331944SHDFND 001944