0001085146-16-002807.txt : 20160208 0001085146-16-002807.hdr.sgml : 20160208 20160208081536 ACCESSION NUMBER: 0001085146-16-002807 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 EFFECTIVENESS DATE: 20160208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brown Advisory Securities, LLC CENTRAL INDEX KEY: 0001389479 IRS NUMBER: 753014089 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12353 FILM NUMBER: 161394112 BUSINESS ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 BUSINESS PHONE: (410) 537-5502 MAIL ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001389479 XXXXXXXX 12-31-2015 12-31-2015 Brown Advisory Securities, LLC
901 SOUTH BOND STREET, SUITE 400 BALTIMORE MD 21231-3340
13F HOLDINGS REPORT 028-12353 N
Brett D. Rogers Chief Compliance Officer 410 537-5486 /s/ Brett D. Rogers Baltimore MD 01-28-2016 0 298 293375 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101151710062SHDFND 0010062ABBOTT LABSCOM002824100117426215SHDFND 0026215ABBVIE INCCOM00287Y109243340917SHDFND 0040917ACCENTURE PLC IRELANDSHS CLASS AG1151C101287327511SHDFND 0027511ACE LTDSHSH0023R1052251932SHDFND 001932ACNB CORPCOM00086810933415659SHDFND 0015659ACUITY BRANDS INCCOM00508Y1023511503SHDFND 001503AIR LEASE CORPNOTE 3.875%12/000912XAK02116000PRNDFND 0016000AIR PRODS & CHEMS INCCOM0091581064793663SHDFND 003663ALEXION PHARMACEUTICALS INCCOM0153511096883588SHDFND 003588ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1022633271SHDFND 003271ALPHABET INCCAP STK CL A02079K30563578151SHDFND 008151ALPHABET INCCAP STK CL C02079K10748446376SHDFND 006376ALTRIA GROUP INCCOM02209S103132822798SHDFND 0022798AMAZON COM INCCOM023135106711610519SHDFND 0010519AMERICAN EXPRESS COCOM025816109122417578SHDFND 0017578AMERICAN TOWER CORP NEWCOM03027X100185219137SHDFND 0019137AMERISOURCEBERGEN CORPCOM03073E1052342281SHDFND 002281AMGEN INCCOM0311621006954283SHDFND 004283AMPHENOL CORP NEWCL A0320951014057754SHDFND 007754ANADARKO PETE CORPCOM0325111074038288SHDFND 008288ANSYS INCCOM03662Q1052142295SHDFND 002295ANTHEM INCCOM0367521032121524SHDFND 001524APACHE CORPCOM0374111053417693SHDFND 007693APPLE INCCOM03783310014200134850SHDFND 00134850ARES CAP CORPNOTE 5.750% 2/004010LAB91010000PRNDFND 0010000ASTRONICS CORPCOM04643310847311619SHDFND 0011619AT&T INCCOM00206R102254674147SHDFND 0074147ATLAS AIR WORLDWIDE HLDGS INNOTE 2.250% 6/0049164BH82126000PRNDFND 0026000AUTODESK INCCOM0527691063495714SHDFND 005714AUTOMATIC DATA PROCESSING INCOM0530151033424037SHDFND 004037AVALONBAY CMNTYS INCCOM0534841016233394SHDFND 003394AVERY DENNISON CORPCOM0536111092914640SHDFND 004640BAIDU INCSPON ADR REP A056752108228412081SHDFND 0012081BANK AMER CORPCOM06050510446327451SHDFND 0027451BERKSHIRE HATHAWAY INC DELCL B NEW084670702447333895SHDFND 0033895BIOMARIN PHARMACEUTICAL INCNOTE 0.750%10/109061GAE12723000PRNDFND 0023000BOEING COCOM0970231054192900SHDFND 002900BOTTOMLINE TECH DEL INCNOTE 1.500%12/0101388AA41817000PRNDFND 0017000BP PLCSPONSORED ADR05562210435811446SHDFND 0011446BRIGHT HORIZONS FAM SOL IN DCOM10919410077811708SHDFND 0011708BRISTOL MYERS SQUIBB COCOM110122108335148610SHDFND 0048610BROOKFIELD ASSET MGMT INCCL A LTD VT SH11258510487227580SHDFND 0027580BROOKFIELD INFRAST PARTNERSLP INT UNITG1625210154614470SHDFND 0014470CANADIAN NATL RY COCOM13637510258710493SHDFND 0010493CARMAX INCCOM1431301022364402SHDFND 004402CATERPILLAR INC DELCOM1491231014466596SHDFND 006596CEL SCI CORPCOM PAR $0.011508375083080000SHDFND 0080000CELGENE CORPCOM1510201044333620SHDFND 003620CHART INDS INCNOTE 2.000% 8/016115QAC41617000PRNDFND 0017000CHEVRON CORP NEWCOM166764100168218739SHDFND 0018739CHUBB CORPCOM1712321016394812SHDFND 004812CIENA CORPNOTE 0.875% 6/1171779AE11010000PRNDFND 0010000CIGNA CORPORATIONCOM1255091095223577SHDFND 003577CINCINNATI BELL INC NEWPFD CV DEP1/20171871403107622453SHDFND 0022453CIRRUS LOGIC INCCOM17275510045015175SHDFND 0015175CISCO SYS INCCOM17275R10297636012SHDFND 0036012CLOROX CO DELCOM1890541096505137SHDFND 005137COCA COLA COCOM191216100177641338SHDFND 0041338COGNIZANT TECHNOLOGY SOLUTIOCL A19244610260910139SHDFND 0010139COLGATE PALMOLIVE COCOM194162103101715225SHDFND 0015225COMCAST CORP NEWCL A20030N1013145481SHDFND 005481CONNECTONE BANCORP INC NEWCOM20786W10718710100SHDFND 0010100CONNECTURE INCCOM20786J1064011111SHDFND 0011111CONOCOPHILLIPSCOM20825C1043367180SHDFND 007180CONSTELLIUM NVCL AN220351047710000SHDFND 0010000COSTCO WHSL CORP NEWCOM22160K105168110425SHDFND 0010425CVS HEALTH CORPCOM126650100100610306SHDFND 0010306DANAHER CORP DELCOM235851102272329284SHDFND 0029284DANAHER CORP DELNOTE 1/2235851AF94316000PRNDFND 0016000DAVITA HEALTHCARE PARTNERS ICOM23918K108222231824SHDFND 0031824DEERE & COCOM2441991055006565SHDFND 006565DELPHI AUTOMOTIVE PLCSHSG278231062733186SHDFND 003186DEPOMED INCNOTE 2.500% 9/0249908AA22321000PRNDFND 0021000DIAGEO P L CSPON ADR NEW25243Q2055955480SHDFND 005480DISNEY WALT COCOM DISNEY254687106197918804SHDFND 0018804DOMINION RES INC VA NEWCOM25746U10998514507SHDFND 0014507DOUBLELINE OPPORTUNISTIC CRCOM25862310729811700SHDFND 0011700DOW CHEM COCOM2605431033807400SHDFND 007400DU PONT E I DE NEMOURS & COCOM263534109107916202SHDFND 0016202DUKE ENERGY CORP NEWCOM NEW26441C204128918068SHDFND 0018068EASTERLY GOVT PPTYS INCCOM27616P10346427264SHDFND 0027264EATON CORP PLCSHSG291831032935613SHDFND 005613EATON VANCE TAX MNGD GBL DVCOM27829F10812113740SHDFND 0013740EATON VANCE TX MGD DIV EQ INCOM27828N10211510245SHDFND 0010245ECLIPSE RES CORPCOM27890G1003620000SHDFND 0020000ECOLAB INCCOM2788651006025276SHDFND 005276EDWARDS LIFESCIENCES CORPCOM28176E1082222808SHDFND 002808EMERSON ELEC COCOM29101110459812514SHDFND 0012514ENTERPRISE PRODS PARTNERS LCOM293792107188873772SHDFND 0073772EQUIFAX INCCOM294429105319128649SHDFND 0028649EXELON CORPCOM30161N10129410566SHDFND 0010566EXPRESS SCRIPTS HLDG COCOM30219G108447451301SHDFND 0051301EXXON MOBIL CORPCOM30231G102621079716SHDFND 0079716FACEBOOK INCCL A30303M102345133019SHDFND 0033019FAIR ISAAC CORPCOM3032501048729307SHDFND 009307FASTENAL COCOM3119001042075068SHDFND 005068FIAT CHRYSLER AUTOMOBILES NSHSN3173810217512500SHDFND 0012500FIDELITY NATL INFORMATION SVCOM31620M106109618091SHDFND 0018091FIFTH STREET FINANCE CORPCOM31678A10319129700SHDFND 0029700FIRST TR EXCHANGE TRADED FDNY ARCA BIOTECH33733E2034654100SHDFND 004100FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E10824212800SHDFND 0012800FORD MTR CO DELCOM PAR $0.01345370860112380003SHDFND 0080003GAMESTOP CORP NEWCL A36467W10959921384SHDFND 0021384GENERAL DYNAMICS CORPCOM3695501085984356SHDFND 004356GENERAL ELECTRIC COCOM3696041035443174766SHDFND 00174766GENERAL MLS INCCOM37033410462710863SHDFND 0010863GILEAD SCIENCES INCCOM375558103110410969SHDFND 0010969GOLDMAN SACHS GROUP INCCOM38141G1043061687SHDFND 001687GOLUB CAP BDC INCCOM38173M10264438681SHDFND 0038681HAMILTON BANCORP INC MDCOM40701510614310000SHDFND 0010000HCP INCCOM40414L1092697025SHDFND 007025HD SUPPLY HLDGS INCCOM40416M105115338448SHDFND 0038448HEALTHWAYS INCCOM42224510012910000SHDFND 0010000HELIX ENERGY SOLUTIONS GRP INOTE 3.250% 3/142330PAG22634000PRNDFND 0034000HEXCEL CORP NEWCOM4282911083347192SHDFND 007192HOLOGIC INCCOM4364401013428846SHDFND 008846HOLOGIC INCDEBT 2.000% 3/0436440AC52317000PRNDFND 0017000HOME DEPOT INCCOM43707610212339312SHDFND 009312HONEYWELL INTL INCCOM4385161065365169SHDFND 005169HORIZON TECHNOLOGY FIN CORPCOM44045A10228524200SHDFND 0024200HUNTINGTON BANCSHARES INCCOM44615010411910526SHDFND 0010526ILLUMINA INCCOM4523271095572904SHDFND 002904ILLUMINA INCNOTE 0.500% 6/1452327AH23126000PRNDFND 0026000IMS HEALTH HLDGS INCCOM44970B10929511578SHDFND 0011578INGERSOLL-RAND PLCSHSG477911013235861SHDFND 005861INTEL CORPCOM458140100275779905SHDFND 0079905INTEL CORPSDCV 12/1458140AD21210000PRNDFND 0010000INTEL CORPSDCV 3.250% 8/0458140AF71810000PRNDFND 0010000INTERNATIONAL BUSINESS MACHSCOM459200101228616584SHDFND 0016584INTUITIVE SURGICAL INCCOM NEW46120E60212242238SHDFND 002238ISHARES TR10-20 YR TRS ETF4642886532872140SHDFND 002140ISHARES TR1-3 YR CR BD ETF4642886465685437SHDFND 005437ISHARES TR1-3 YR TR BD ETF4642874572192594SHDFND 002594ISHARES TR20+ YR TR BD ETF464287432353829393SHDFND 0029393ISHARES TRCORE S&P MCP ETF4642875078025755SHDFND 005755ISHARES TRCORE S&P SCP ETF4642878044333933SHDFND 003933ISHARES TRCORE S&P500 ETF4642872004692288SHDFND 002288ISHARES TRCORE US AGGBD ET464287226209019355SHDFND 0019355ISHARES TRCORE US CR BD4642886203543316SHDFND 003316ISHARES TREAFE SML CP ETF4642882733146324SHDFND 006324ISHARES TRIBOXX HI YD ETF4642885133454281SHDFND 004281ISHARES TRIBOXX INV CP ETF4642872425454768SHDFND 004768ISHARES TRMSCI EAFE ETF4642874652333984SHDFND 003984ISHARES TRMSCI EMG MKT ETF46428723462119304SHDFND 0019304ISHARES TRNASDQ BIOTEC ETF4642875563921159SHDFND 001159ISHARES TRRUS 1000 GRW ETF464287614131213176SHDFND 0013176ISHARES TRRUS 1000 VAL ETF464287598112311466SHDFND 0011466ISHARES TRRUS 2000 GRW ETF4642876483252324SHDFND 002324ISHARES TRS&P MC 400GR ETF4642876065213224SHDFND 003224ISHARES TRSELECT DIVID ETF464287168130517368SHDFND 0017368ISHARES TRTIPS BD ETF4642871764684262SHDFND 004262ISHARES TRUS HLTHCARE ETF4642877622031352SHDFND 001352JARDEN CORPNOTE 1.875% 9/1471109AH14726000PRNDFND 0026000JOHNSON & JOHNSONCOM478160104603058673SHDFND 0058673JOHNSON CTLS INCCOM4783661072436147SHDFND 006147JPMORGAN CHASE & COCOM46625H100298345190SHDFND 0045190KAYNE ANDERSON MLP INVT COCOM48660610636321120SHDFND 0021120KIMBERLY CLARK CORPCOM4943681035534387SHDFND 004387KINDER MORGAN INC DELCOM49456B10172248493SHDFND 0048493KRAFT HEINZ COCOM5007541066018247SHDFND 008247LABORATORY CORP AMER HLDGSCOM NEW50540R4092201774SHDFND 001774LAM RESEARCH CORPNOTE 1.250% 5/1512807AL22417000PRNDFND 0017000LAUDER ESTEE COS INCCL A5184391046547405SHDFND 007405LIBERTY GLOBAL PLCSHS CL AG5480U1043047165SHDFND 007165LIBERTY MEDIA CORP DELAWARENOTE 1.375%10/1531229AB82626000PRNDFND 0026000LILLY ELI & COCOM5324571084725597SHDFND 005597LOCKHEED MARTIN CORPCOM5398301093341535SHDFND 001535LOWES COS INCCOM5486611073634790SHDFND 004790M & T BK CORPCOM55261F10411639600SHDFND 009600MACQUARIE INFRASTRUCTURE CORNOTE 2.875% 7/155608BAA32826000PRNDFND 0026000MADISON SQUARE GARDEN CO NEWCL A55825T1032011249SHDFND 001249MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801065267742SHDFND 007742MARKEL CORPCOM570535104663750SHDFND 00750MARKET VECTORS ETF TRGOLD MINER ETF57060U10030622430SHDFND 0022430MASIMO CORPCOM5747951003027250SHDFND 007250MASTERCARD INCCL A57636Q104579759500SHDFND 0059500MCCORMICK & CO INCCOM NON VTG579780206170719932SHDFND 0019932MCCORMICK & CO INCCOM VTG579780107115813571SHDFND 0013571MCDONALDS CORPCOM5801351019017634SHDFND 007634MCGRAW HILL FINL INCCOM5806451094674736SHDFND 004736MCKESSON CORPCOM58155Q1034902489SHDFND 002489MEAD JOHNSON NUTRITION COCOM5828391065006359SHDFND 006359MEDIDATA SOLUTIONS INCNOTE 1.000% 8/058471AAB12221000PRNDFND 0021000MEDTRONIC PLCSHSG5960L1032092719SHDFND 002719MELCO CROWN ENTMT LTDADR58546410031218600SHDFND 0018600MERCK & CO INC NEWCOM58933Y105381872085SHDFND 0072085METLIFE INCCOM59156R108102521290SHDFND 0021290MICROCHIP TECHNOLOGY INCCOM59501710459612765SHDFND 0012765MICROCHIP TECHNOLOGY INCSDCV 2.125%12/1595017AB02010000PRNDFND 0010000MICROSOFT CORPCOM594918104518193469SHDFND 0093469MOLINA HEALTHCARE INCDBCV 1.625% 8/160855RAD22220000PRNDFND 0020000MONDELEZ INTL INCCL A609207105198444228SHDFND 0044228NETFLIX INCCOM64110L1065264600SHDFND 004600NEWPARK RES INCNOTE 4.000%10/0651718AC22324000PRNDFND 0024000NEXTERA ENERGY INCCOM65339F1014674487SHDFND 004487NIELSEN HLDGS PLCSHS EURG6518L1082555480SHDFND 005480NORDSTROM INCCOM6556641002064140SHDFND 004140NORFOLK SOUTHERN CORPCOM6558441082052430SHDFND 002430NOVARTIS A GSPONSORED ADR66987V1095866807SHDFND 006807NUANCE COMMUNICATIONS INCNOTE 2.750%11/067020YAF72525000PRNDFND 0025000NUSTAR GP HOLDINGS LLCUNIT RESTG LLC67059L1022019371SHDFND 009371NUVEEN MD PREM INCOME MUN FDCOM67061Q10715912568SHDFND 0012568NUVEEN MUN VALUE FD INCCOM67092810029729285SHDFND 0029285NXP SEMICONDUCTORS N VCOMN6596X1095456483SHDFND 006483NYMOX PHARMACEUTICAL CORPCOMP733981029228000SHDFND 0028000OAKTREE CAP GROUP LLCUNIT CL A67400120171815000SHDFND 0015000OCCIDENTAL PETE CORP DELCOM6745991052974362SHDFND 004362ON SEMICONDUCTOR CORPNOTE 2.625%12/1682189AH82826000PRNDFND 0026000ORACLE CORPCOM68389X105111130430SHDFND 0030430PAREXEL INTL CORPCOM6994621075728390SHDFND 008390PAYPAL HLDGS INCCOM70450Y10348413466SHDFND 0013466PEPSICO INCCOM713448108420942155SHDFND 0042155PFIZER INCCOM717081103147645724SHDFND 0045724PHILIP MORRIS INTL INCCOM718172109117013287SHDFND 0013287PHILLIPS 66COM7185461045917222SHDFND 007222PNC FINL SVCS GROUP INCCOM693475105120512626SHDFND 0012626POWERSHARES ETF TR IIS&P500 LOW VOL73937B7793579264SHDFND 009264POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X15367916450SHDFND 0016450POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T56529519819SHDFND 0019819POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D1072539900SHDFND 009900PRICE T ROWE GROUP INCCOM74144T108232232493SHDFND 0032493PRICELINE GRP INCCOM NEW741503403883694SHDFND 00694PRICELINE GRP INCNOTE 1.000% 3/1741503AQ91210000PRNDFND 0010000PROCTER & GAMBLE COCOM742718109690386796SHDFND 0086796QUALCOMM INCCOM747525103253150648SHDFND 0050648RED HAT INCNOTE 0.250%10/0756577AD43626000PRNDFND 0026000REGIONS FINL CORP NEWCOM7591EP10017217886SHDFND 0017886RYDEX ETF TRUSTGUG RUSS TOP 5078355W2057585245SHDFND 005245RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106521568071SHDFND 0068071RYDEX ETF TRUSTGUG S&P500 EWCON78355W8744914235SHDFND 004235SALESFORCE COM INCCOM79466L302139017749SHDFND 0017749SALESFORCE COM INCNOTE 0.250% 4/079466LAD62922000PRNDFND 0022000SANDISK CORPNOTE 0.500%10/180004CAF82626000PRNDFND 0026000SBA COMMUNICATIONS CORPCOM78388J1064494283SHDFND 004283SCHLUMBERGER LTDCOM806857108273939237SHDFND 0039237SCHWAB CHARLES CORP NEWCOM8085131054248129055SHDFND 00129055SCHWAB STRATEGIC TRUS BRD MKT ETF808524102161532930SHDFND 0032930SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5064477408SHDFND 007408SELECT SECTOR SPDR TRSBI INT-FINL81369Y60533113884SHDFND 0013884SIRIUS XM HLDGS INCCOM82968B1037017313SHDFND 0017313SOUTHERN COCOM8425871072334963SHDFND 004963SPDR GOLD TRUSTGOLD SHS78463V1072052039SHDFND 002039SPDR INDEX SHS FDSS&P EMKTSC ETF78463X75646812331SHDFND 0012331SPDR S&P 500 ETF TRTR UNIT78462F10319829724SHDFND 009724SPDR SERIES TRUSTS&P DIVID ETF78464A7634616276SHDFND 006276SPECTRA ENERGY CORPCOM84756010937415610SHDFND 0015610STANLEY BLACK & DECKER INCCOM8545021013102896SHDFND 002896STARBUCKS CORPCOM855244109331355212SHDFND 0055212STERICYCLE INCCOM858912108245020382SHDFND 0020382STRYKER CORPCOM863667101118612761SHDFND 0012761SUNTRUST BKS INCCOM86791410361814481SHDFND 0014481TARGET CORPCOM87612E10679710884SHDFND 0010884TELEFLEX INCNOTE 3.875% 8/0879369AA46027000PRNDFND 0027000TESLA MTRS INCCOM88160R1014852017SHDFND 002017TEVA PHARMACEUTICAL FIN LLCDBCV 0.250% 2/088163VAE92717000PRNDFND 0017000TEVA PHARMACEUTICAL INDS LTDADR88162420988313470SHDFND 0013470TEXAS INSTRS INCCOM8825081042795089SHDFND 005089THERMO FISHER SCIENTIFIC INCCOM8835561022741933SHDFND 001933TOWERS WATSON & COCL A8918941072742134SHDFND 002134TRANSDIGM GROUP INCCOM8936411004792104SHDFND 002104TRIPADVISOR INCCOM896945201120414104SHDFND 0014104TWITTER INCCOM90184L10243718844SHDFND 0018844UNDER ARMOUR INCCL A904311107417251948SHDFND 0051948UNILEVER N VN Y SHS NEW9047847094069354SHDFND 009354UNILEVER PLCSPON ADR NEW9047677043848909SHDFND 008909UNION PAC CORPCOM9078181082723485SHDFND 003485UNITED PARCEL SERVICE INCCL B91131210698810280SHDFND 0010280UNITED TECHNOLOGIES CORPCOM9130171095165397SHDFND 005397UNITEDHEALTH GROUP INCCOM91324P1024944196SHDFND 004196UNIVERSAL DISPLAY CORPCOM91347P105103419000SHDFND 0019000VALERO ENERGY CORP NEWCOM91913Y1002203152SHDFND 003152VANGUARD INDEX FDSMID CAP ETF9229086296045020SHDFND 005020VANGUARD INDEX FDSREIT ETF9229085537439307SHDFND 009307VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844108213961SHDFND 0013961VEREIT INCCOM92339V1009512000SHDFND 0012000VERINT SYS INCNOTE 1.500% 6/092343XAA82425000PRNDFND 0025000VERISK ANALYTICS INCCOM92345Y1066488423SHDFND 008423VERIZON COMMUNICATIONS INCCOM92343V104453098048SHDFND 0098048VERMILLION INCCOM NEW92407M2061810000SHDFND 0010000VIPSHOP HLDGS LTDSPONSORED ADR92763W10334622611SHDFND 0022611VISA INCCOM CL A92826C839427154978SHDFND 0054978VOYA FINL INCCOM92908910043411708SHDFND 0011708W P CAREY INCCOM92936U10969411666SHDFND 0011666WABASH NATL CORPNOTE 3.375% 5/0929566AH01917000PRNDFND 0017000WALGREENS BOOTS ALLIANCE INCCOM9314271082593016SHDFND 003016WAL-MART STORES INCCOM9311421034557435SHDFND 007435WASTE CONNECTIONS INCCOM94105310085115074SHDFND 0015074WELLS FARGO & CO NEWCOM949746101193935737SHDFND 0035737WELLTOWER INCCOM95040Q1046048871SHDFND 008871WESTERN ASSET MUN HI INCM FDCOM95766N10329938159SHDFND 0038159WISDOMTREE INVTS INCCOM97717P10422414163SHDFND 0014163WISDOMTREE TREUROPE HEDGED EQ97717X7014788875SHDFND 008875WYNN RESORTS LTDCOM9831341072914205SHDFND 004205XILINX INCNOTE 2.625% 6/1983919AF82817000PRNDFND 0017000XPO LOGISTICS INCNOTE 4.500%10/0983793AA82515000PRNDFND 0015000YUM BRANDS INCCOM9884981014586275SHDFND 006275ZIMMER BIOMET HLDGS INCCOM98956P1022102056SHDFND 002056