0001085146-12-000596.txt : 20120425 0001085146-12-000596.hdr.sgml : 20120425 20120425070456 ACCESSION NUMBER: 0001085146-12-000596 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120425 DATE AS OF CHANGE: 20120425 EFFECTIVENESS DATE: 20120425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brown Advisory Securities, LLC CENTRAL INDEX KEY: 0001389479 IRS NUMBER: 753014089 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12353 FILM NUMBER: 12777804 BUSINESS ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 BUSINESS PHONE: (410) 537-5502 MAIL ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 13F-HR 1 bas1q2012.txt BROWN ADVISORY SECURITIES LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Brown Advisory Securities LLC Address: 901 South Bond Street, Suite 400 Baltimore, MD 21231-3340 13F File Number: 028-12353 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Brett D. Rogers Title: Chief Compliance Officer Phone: 410-537-5486 Signature, Place, and Date of Signing: /s/ Brett D. Rogers Baltimore, MD April 23, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 266 Form 13F Information Table Value Total: $209,979 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 708 7913 SH DEFINED 0 0 7913 ABB LTD SPONSORED ADR 000375204 1000 49168 SH DEFINED 0 0 49168 ABBOTT LABS COM 002824100 1694 27685 SH DEFINED 0 0 27685 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3377 52272 SH DEFINED 0 0 52272 ACE LTD SHS H0023R105 259 3493 SH DEFINED 0 0 3493 AFFILIATED MANAGERS GROUP COM 008252108 450 4006 SH DEFINED 0 0 4006 AKAMAI TECHNOLOGIES INC COM 00971T101 254 6899 SH DEFINED 0 0 6899 ALLEGHENY TECHNOLOGIES INC NOTE 4.250% 6/0 01741RAD4 42 32000 PRN DEFINED 0 0 32000 ALLERGAN INC COM 018490102 1095 11469 SH DEFINED 0 0 11469 ALPS ETF TR ALERIAN MLP 00162Q866 595 35609 SH DEFINED 0 0 35609 ALTRIA GROUP INC COM 02209S103 440 14211 SH 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