-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ss9EbcvAV7Lo/207DBVsJ509uiAZ961AvqzfHwe2emj4lKkrEDoRBa7zDOYQ7/l9 phIfP/ja9X6ehotiLgLcRQ== 0001193125-09-235766.txt : 20091116 0001193125-09-235766.hdr.sgml : 20091116 20091116161943 ACCESSION NUMBER: 0001193125-09-235766 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Absolute Return Investors, LLC CENTRAL INDEX KEY: 0001389392 IRS NUMBER: 200625249 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12300 FILM NUMBER: 091187133 BUSINESS ADDRESS: STREET 1: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 6175162000 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ------------------ Check here if Amendment [_]; Amendment Number: ----------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Absolute Return Investors, LLC* ----------------------------------- Address: 111 Huntington Avenue ----------------------------------- Boston, Massachusetts 02199 ----------------------------------- Form 13F File Number: 28-12300 ----------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael F. Goss ----------------------------------- Title: Managing Member ----------------------------------- Phone: (617) 516-2000 ----------------------------------- Signature, Place, and Date of Signing: /s/ Michael F. Goss Boston, MA 11/16/09 - --------------------------- --------------------------- --------------------- [Signature] [City, State] [Date] * Absolute Return Investors, LLC is the general partner of Absolute Return Investors, L.P., the general partner of Absolute Return Capital Partners, L.P. Michael F. Goss is the managing member of Absolute Return Investors, LLC. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name - --------------------- -------------------------------- 28- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 ---------- Form 13F Information Table Entry Total: 111 ---------- Form 13F Information Table Value Total: 74,727 ---------- (Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-12297 Absolute Return Capital Partners, L.P. --- ----------- --------------------------------------- 2 28-12301 Absolute Return Investors, L.P. --- ----------- --------------------------------------- Absolute Return Investors, LLC Form 13F Information Table as of 09/30/09
Market Value Voting Long Investment Other Authority NAME OF ISSUER Title of Class Cusip 1,000 x1000 SHARES Discretion Managers Sole Shared None - -------------- -------------- --------- ----- ------ ------- ---------- -------- --------- ------ ---- AGFEED INDUSTRIES INC COM 00846L101 159 SH 29760 SOLE X AIRCASTLE LTD COM G0129K104 111 SH 11430 SOLE X ALLIANCE ONE INTL INC COM 18772103 437 SH 97557 SOLE X ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 857 SH 17,876 SOLE X AMERICAN ORIENTAL BIOENGR IN COM 028731107 193 SH 39,615 SOLE X AMERICAN REPROGRAPHICS CO COM 29263100 731 SH 76833 SOLE X AMERIGROUP CORP COM 03073T102 421 SH 18991 SOLE X SELECT SECTOR SPDR TR SBI INT- ENERGY 81369Y506 13941 SH 258,556 SOLE X APOLLO GROUP INC CL A 37604105 1288 SH 17481 SOLE X ARCHER DANIELS MIDLAND CO COM 39483102 867 SH 29667 SOLE X ASHLAND INC NEW COM 44209104 897 SH 20752 SOLE X ASPEN INSURANCE HOLDINGS LTD CMN SHS G05384105 1237 SH 46,718 SOLE X ATC TECHNOLOGY CORP COM 00211W104 745 SH 37722 SOLE X ATLANTIC TELE NETWORK INC COM NEW 49079205 1271 SH 23797 SOLE X BARNES & NOBLE INC COM 67774109 268 SH 12075 SOLE X BIG LOTS INC COM 89302103 963 SH 38507 SOLE X BLACK BOX CORP DEL COM 091826107 201 SH 8,026 SOLE X BLACKBAUD INC COM 09227Q100 404 SH 17425 SOLE X BLACKROCK INC COM 09247X101 622 SH 2871 SOLE X BORDERS GROUP INC COM 99709107 40 SH 12711 SOLE X CASH AMER INTL INC COM 14754D100 951 SH 31,538 SOLE X CENTENE CORP DEL COM 15135B101 1143 SH 60358 SOLE X CENTRAL GARDEN & PET CO CL A NON- VTG 153527205 190 SH 17382 SOLE X CERADYNE INC COM 156710105 418 SH 22805 SOLE X CINCINNATI BELL INC NEW COM 171871106 1061 SH 303160 SOLE X CITIGROUP INC COM 172967101 109 SH 22594 SOLE X COACH INC COM 189754104 558 SH 16963 SOLE X COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 115 SH 10989 SOLE X COPA HOLDINGS SA CL A P31076105 518 SH 11652 SOLE X CORINTHIAN COLLEGES INC COM 218868107 351 SH 18919 SOLE X CSG SYS INTL INC COM 126349109 1149 SH 71766 SOLE X CVR ENERGY INC COM 12662P108 130 SH 10412 SOLE X CYPRESS SEMICONDUCTOR CORP COM 232806109 304 SH 29435 SOLE X DECKERS OUTDOOR CORP COM 243537107 1381 SH 16272 SOLE X DELUXE CORP COM 248019101 482 SH 28161 SOLE X DOLBY LABORATORIES INC COM 25659T107 1081 SH 28302 SOLE X EARTHLINK INC COM 270321102 99 SH 11801 SOLE X EMCOR GROUP INC COM 29084Q100 226 SH 8940 SOLE X EMERGENCY MEDICAL SERVIC COM 29100P102 257 SH 5530 SOLE X ENCORE WIRE CORP COM 292562105 201 SH 8975 SOLE X ENDO PHARMACEUTICALS HLDGS INC COM 29264F205 278 SH 12,268 SOLE X ENERGEN CORP COM 29265N108 1155 SH 26,796 SOLE X ENSCO INTL INC COM 26874Q100 757 SH 17,789 SOLE X EZCORP INC CL A NON VTG 302301106 230 SH 16840 SOLE X FINISH LINE INC CL A 317923100 108 SH 10676 SOLE X FORCE PROTECTION INC COM 345203202 107 SH 19598 SOLE X
FOSSIL INC COM 349882100 354 SH 12446 SOLE X FRANKLIN RES INC COM 354613101 516 SH 5125 SOLE X GARMIN LTD ORD G37260109 841 SH 22279 SOLE X GFI GROUP INC COM 361652209 341 SH 47,122 SOLE X GT SOLAR INTL INC COM 3623E0209 59 SH 10212 SOLE X GULFMARK OFFSHORE INC COM 402629109 405 SH 12355 SOLE X HAWAIIAN HOLDINGS INC COM 419879101 421 SH 51026 SOLE X HEALTHSPRI COM 42224N101 295 SH 24104 SOLE X HERBALIFE LTD COM G4412G101 1130 SH 34,514 SOLE X INSIGHT ENTERPRISES INC COM 45765U103 403 SH 33,041 SOLE X ISHARES INC MSCI GERMAN 464286806 356 SH 16,025 SOLE X ISHARES INC MSCI JAPAN 464286848 555 SH 55,840 SOLE X JAKKS PAC INC COM 47012E106 307 SH 21472 SOLE X KFORCE INC COM 493732101 338 SH 28130 SOLE X KNIGHT CAPITAL GROUP INC CL A 499005106 661 SH 30385 SOLE X LINCARE HOLDINGS INC CMN COM 532791100 1031 SH 32,981 SOLE X LSB INDS INC COM 502160104 178 SH 11426 SOLE X MEDCATH CORP COM 58404W109 278 SH 31749 SOLE X METHODE ELECTRS INC COM 591520200 218 SH 25190 SOLE X MICREL INC COM 594793101 86 SH 10518 SOLE X MICROSTRATEGY INC CL A NEW 594972408 330 SH 4,619 SOLE X MIRANT CORP NEW COM 60467R100 1089 SH 66310 SOLE X MOLINA HEALTHCARE INC COM 60855R100 406 SH 19625 SOLE X MSC INDL DIRECT INC CL A 553530106 467 SH 10716 SOLE X MURPHY OIL CORP COM 626717102 1126 SH 19553 SOLE X NRG ENERGY INC COM NEW 629377508 844 SH 29936 SOLE X OM GROUP INC COM 670872100 322 SH 10588 SOLE X OMNOVA SOLUTIONS INC COM 682129101 104 SH 16010 SOLE X OPTIONSXPRESS HOLDINGS INC COM 684010101 590 SH 34,148 SOLE X OXFORD INDS INC COM 691497309 934 SH 47400 SOLE X PACTIV CORP COM 695257105 880 SH 33793 SOLE X PEOPLES BANCORP INC COM 712704105 263 SH 16884 SOLE X ELLIS PERRY INTL INC COM 288853104 216 SH 13,468 SOLE X PHOENIX COS INC NEW COM 71902E109 204 SH 62754 SOLE X PREMIERE GLOBAL SVCS INC COM 740585104 161 SH 19,363 SOLE X QUESTCOR PHARMACEUTICALS INC COM 74835Y101 256 SH 46399 SOLE X QWEST COMMUNICATIONS INTL COM 749121109 188 SH 49,350 SOLE X SEI INVESTMENTS CO COM 784117103 219 SH 11,148 SOLE X SKYWEST INC COM 830879102 514 SH 31,007 SOLE X SPDR TR UNIT SER 1 78462F103 9191 SH 87,046 SOLE X SWS GROUP INC COM 78503N107 233 SH 16193 SOLE X SYNAPTICS INC COM 87157D109 491 SH 19500 SOLE X SYNNEX CORP COM 87162W100 311 SH 10214 SOLE X TD AMERITRADE HLDG CORP COM 87236Y108 369 SH 18787 SOLE X TECH DATA CORP COM 878237106 528 SH 12701 SOLE X TENET HEALTHCARE CORP COM 88033G100 67 SH 11425 SOLE X TESSERA TECHNOLOGIES INC COM 88164L100 303 SH 10864 SOLE X TEXAS INSTRS INC COM 882508104 204 SH 8625 SOLE X TITANIUM METALS CORP COM NEW 888339207 490 SH 51064 SOLE X TRIDENT MICROSYSTEMS INC COM 895919108 74 SH 28399 SOLE X TRUEBLUE INC COM 89785X101 351 SH 24946 SOLE X TRUSTCO BK CORP N Y COM 898349105 89 SH 14195 SOLE X TUTOR PERINI CORP COM 901109108 423 SH 19846 SOLE X
UGI CORP NEW COM 902681105 244 SH 9724 SOLE X UNIFIRST CORP MASS COM 904708104 432 SH 9729 SOLE X UNITED AMER INDEMNITY LTD CL A 90933T109 152 SH 20605 SOLE X UNITED ONLINE INC COM 911268100 408 SH 50705 SOLE X UNIVERSAL AMERN FINL COM 913377107 118 SH 12567 SOLE X WABCO HLDGS INC COM 92927K102 314 SH 14958 SOLE X WEBMD HEALTH CORP CL A 94770V102 254 SH 7679 SOLE X WESCO INTNL INC COM 95082P105 627 SH 21,783 SOLE X WESTERN DIGITAL CORP COM 958102105 776 SH 21,245 SOLE X WESTERN REFNG INC COM 959319104 91 SH 14088 SOLE X WORLD FUEL SVCS CORP COM 981475106 659 SH 13709 SOLE X ZUMIEZ INC COM 989817101 175 SH 10643 SOLE X
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