0001389256-16-000008.txt : 20160211
0001389256-16-000008.hdr.sgml : 20160211
20160211090008
ACCESSION NUMBER: 0001389256-16-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160211
DATE AS OF CHANGE: 20160211
EFFECTIVENESS DATE: 20160211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Assets Investment Management, LLC
CENTRAL INDEX KEY: 0001389256
IRS NUMBER: 810567059
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12131
FILM NUMBER: 161408244
BUSINESS ADDRESS:
STREET 1: 11455 EL CAMINO REAL, SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-345-1463
MAIL ADDRESS:
STREET 1: 11455 EL CAMINO REAL, SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001389256
XXXXXXXX
12-31-2015
12-31-2015
American Assets Investment Management, LLC
11455 EL CAMINO REAL, SUITE 140
SAN DIEGO
CA
92130
13F HOLDINGS REPORT
028-12131
N
Ernest S. Rady
Chief Executive Officer
858-350-2600
Ernest S. Rady
San Diego
CA
02-11-2016
0
125
361679
false
INFORMATION TABLE
2
2015fourthquarterAAIM.xml
ABBOTT LABS COM NPV
COMMON STOCK
002824100
1145
25500
SH
SOLE
0
25500
0
0
ABBVIE INC
COMMON STOCK
00287Y109
2725
46000
SH
SOLE
0
46000
0
0
AERCAP HOLDINGS NV
COMMON STOCK
N00985106
1576
36520
SH
SOLE
0
36520
0
0
ALEXANDRIA REAL ESTATE
COMMON STOCK
015271109
1084
12000
SH
SOLE
0
12000
0
0
ALPHABET INC USD
COMMON STOCK
02079K305
1245
1600
SH
SOLE
0
1600
0
0
ALPHABET INC USD 0.001
COMMON STOCK
02079K107
1217
1604
SH
SOLE
0
1604
0
0
AMERICAN ASSETS TRUST INC USD0.01
COMMON STOCK
024013104
28959
755124
SH
SOLE
0
755124
0
0
AMERICAN CAMPUS COMMUNITIES
COMMON STOCK
024835100
496
12000
SH
SOLE
0
12000
0
0
AMERICAN ELECTRIC POWER CO INC COM STK USD6.50
COMMON STOCK
025537101
2914
50000
SH
SOLE
0
50000
0
0
AMERICAN INTERNATIONAL GROUP INC
COMMON STOCK
026874784
4714
76070
SH
SOLE
0
76070
0
0
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
972
20000
SH
SOLE
0
20000
0
0
ANNALY CAPITAL MANAGEMENT INC
COMMON STOCK
035710409
1426
152070
SH
SOLE
0
152070
0
0
APOLLO EDUCATION GROUP INC
COMMON STOCK
037604105
268
35000
SH
SOLE
0
35000
0
0
APPLE INC COM STK NPV
COMMON STOCK
037833100
5526
52500
SH
SOLE
0
52500
0
0
AT&T INC USD1
COMMON STOCK
00206R102
1376
40000
SH
SOLE
0
40000
0
0
AVALONBAY COMMUNITIES INC USD0.01
COMMON STOCK
053484101
957
5200
SH
SOLE
0
5200
0
0
BAKER HUGHES INC COM STK USD1
COMMON STOCK
057224107
2538
55000
SH
SOLE
0
55000
0
0
BANCO SANTANDER SA ADR EACH 1 REPR 1 ORD EUR0.50
COMMON STOCK
05964H105
657
134831
SH
SOLE
0
134831
0
0
BANK OF AMERICA CORP COM STK USD0.01
COMMON STOCK
060505104
2717
161430
SH
SOLE
0
161430
0
0
BANK OF MONTREAL COM STK CAD
COMMON STOCK
063671101
1411
25000
SH
SOLE
0
25000
0
0
BANK OF NEW YORK MELLON CORP
COMMON STOCK
064058100
589
14300
SH
SOLE
0
14300
0
0
BANK OF NOVA SCOTIA
COMMON STOCK
064149107
1618
40000
SH
SOLE
0
40000
0
0
BAXALTA INC
COMMON STOCK
07177M103
2896
74200
SH
SOLE
0
74200
0
0
BAXTER INTERNATIONAL INC COM STK USD1
COMMON STOCK
071813109
2831
74200
SH
SOLE
0
74200
0
0
BECTON DICKINSON & CO USD1
COMMON STOCK
075887109
770
5000
SH
SOLE
0
5000
0
0
BP AMOCO P.L.C ADR-EACH CNV INTO 6 ORD USD0.25
COMMON STOCK
055622104
6703
214420
SH
SOLE
0
214420
0
0
BRISTOL-MYERS SQUIBB CO COM STK USD0.10
COMMON STOCK
110122108
3440
50000
SH
SOLE
0
50000
0
0
BUCKEYE PARTNERS LP UNITS OF LTD PARTNERSHIP
COMMON STOCK
118230101
726
11000
SH
SOLE
0
11000
0
0
CADIZ INC NEW
COMMON STOCK
127537207
53
10000
SH
SOLE
0
10000
0
0
CAPITAL ONE FINANCIAL CORP COM STK USD0.01
COMMON STOCK
14040H105
1516
21000
SH
SOLE
0
21000
0
0
CARDINAL HEALTH INC COM STK NPV
COMMON STOCK
14149Y108
1810
20277
SH
SOLE
0
20277
0
0
CARNIVAL CORP COM STK USD0.01(PAIRED STOCK)
COMMON STOCK
143658300
817
15000
SH
SOLE
0
15000
0
0
CHEVRON CORP COM STK USD0.75
COMMON STOCK
166764100
5683
63170
SH
SOLE
0
63170
0
0
CHICAGO BRIDGE & IRON CO NV
COMMON STOCK
167250109
585
15000
SH
SOLE
0
15000
0
0
CITIGROUP INC USD0.01
COMMON STOCK
172967424
2174
42000
SH
SOLE
0
42000
0
0
COCA-COLA CO COM STK USD0.25
COMMON STOCK
191216100
2406
56000
SH
SOLE
0
56000
0
0
CORESITE REALTY CORP USD0.01
COMMON STOCK
21870Q105
1702
30000
SH
SOLE
0
30000
0
0
CORNING INC
COMMON STOCK
219350105
366
20000
SH
SOLE
0
20000
0
0
CYRUSONE INC REIT USD 0.01
COMMON STOCK
23283R100
2547
68000
SH
SOLE
0
68000
0
0
DEERE & CO.
COMMON STOCK
244199105
877
11500
SH
SOLE
0
11500
0
0
DEUTSCHE BANK AG
COMMON STOCK
D18190898
3202
132577
SH
SOLE
0
132577
0
0
DIGITAL REALTY TRUST INC USD0.01
COMMON STOCK
253868103
314
4150
SH
SOLE
0
4150
0
0
DOW CHEMICAL CO
COMMON STOCK
260543103
2886
56065
SH
SOLE
0
56065
0
0
DUKE ENERGY CORP COM STK NPV
COMMON STOCK
26441C204
1190
16666
SH
SOLE
0
16666
0
0
EMC CORP - MASS
COMMON STOCK
268648102
3005
117000
SH
SOLE
0
117000
0
0
ENBRIDGE ENERGY PARTNERS LP
COMMON STOCK
29250R106
508
22000
SH
SOLE
0
22000
0
0
ENCANA CORP COMMON STOCK CAD
COMMON STOCK
292505104
305
60000
SH
SOLE
0
60000
0
0
EQUITY RESIDENTIAL PROPERTIES TRUST
COMMON STOCK
29476L107
979
12000
SH
SOLE
0
12000
0
0
EXPRESS SCRIPTS HLDG CO USD0.01
COMMON STOCK
30219G108
787
9000
SH
SOLE
0
9000
0
0
EXXON MOBIL CORP COM STK NPV
COMMON STOCK
30231G102
3898
50000
SH
SOLE
0
50000
0
0
FORD MOTOR CO USD 0.01
COMMON STOCK
345370860
3151
223660
SH
SOLE
0
223660
0
0
FREEPORT-MCMORAN COPPER & GOLD INC COM STK USD0.10
COMMON STOCK
35671D857
508
75000
SH
SOLE
0
75000
0
0
GAMESTOP CORP CLASS A
COMMON STOCK
36467W109
982
35010
SH
SOLE
0
35010
0
0
GENERAL ELECTRIC CO. COM STK USD0.06
COMMON STOCK
369604103
12460
400000
SH
SOLE
0
400000
0
0
GENERAL GROWTH PPTYS INC NEW
COMMON STOCK
370023103
2041
75000
SH
SOLE
0
75000
0
0
GENERAL MILLS INC
COMMON STOCK
370334104
1153
20000
SH
SOLE
0
20000
0
0
GENERAL MOTORS CO USD 0.01
COMMON STOCK
37045V100
7299
214600
SH
SOLE
0
214600
0
0
GLAXOSMITHKLINE PLC ADR USD
COMMON STOCK
37733W105
404
10000
SH
SOLE
0
10000
0
0
GOLDMAN SACHS GROUP INC COM STK USD0.01
COMMON STOCK
38141G104
2262
12550
SH
SOLE
0
12550
0
0
HALLIBURTON CO COM STK USD2.50
COMMON STOCK
406216101
2783
81750
SH
SOLE
0
81750
0
0
HARTFORD FINANCIAL SERVICES GRP INC COM STK
COMMON STOCK
416515104
1744
40119
SH
SOLE
0
40119
0
0
HEWLETT-PACKARD CO COM STK USD0.01
COMMON STOCK
428236103
1930
127000
SH
SOLE
0
127000
0
0
HOST HOTELS & RESORTS INC USD0.01
COMMON STOCK
44107P104
690
45000
SH
SOLE
0
45000
0
0
HP INC
COMMON STOCK
40434L105
1504
127000
SH
SOLE
0
127000
0
0
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
1101
8000
SH
SOLE
0
8000
0
0
ITC HOLDINGS CORP
COMMON STOCK
465685105
1655
42170
SH
SOLE
0
42170
0
0
ILLINOIS TOOL WORKS INC
COMMON STOCK
452308109
1988
21450
SH
SOLE
0
21450
0
0
JOHNSON & JOHNSON COM STK USD1
COMMON STOCK
478160104
5788
56350
SH
SOLE
0
56350
0
0
JPMORGAN CHASE & CO COM STK USD1
COMMON STOCK
46625H100
10764
163010
SH
SOLE
0
163010
0
0
KINDER MORGAN INC DELAWARE USD0.01
COMMON STOCK
49456B101
655
43902
SH
SOLE
0
43902
0
0
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
877
20000
SH
SOLE
0
20000
0
0
MACERICH CO COM STK USD0.01
COMMON STOCK
554382101
794
9842
SH
SOLE
0
9842
0
0
MACYS INC
COMMON STOCK
55616P104
840
24000
SH
SOLE
0
24000
0
0
MALLINCKRODT PLC COMMON STOCK USD 0.2
COMMON STOCK
G5785G107
299
4000
SH
SOLE
0
4000
0
0
MEDTRONIC PLC
COMMON STOCK
G5960L103
7968
103582
SH
SOLE
0
103582
0
0
MERCK & CO INC(NEW) COM STK USD0.50
COMMON STOCK
58933Y105
4231
80100
SH
SOLE
0
80100
0
0
METLIFE INC COM STK USD0.01
COMMON STOCK
59156R108
2136
44304
SH
SOLE
0
44304
0
0
MICROSOFT CORP COM STK USD0.00000625
COMMON STOCK
594918104
7973
143710
SH
SOLE
0
143710
0
0
MORGAN STANLEY COM STK USD0.01
COMMON STOCK
617446448
954
30000
SH
SOLE
0
30000
0
0
MOSAIC CO
COMMON STOCK
61945C103
475
17200
SH
SOLE
0
17200
0
0
MPLX LP
COM UNIT REP LTD
55336V100
214
5450
SH
SOLE
0
5450
0
0
NEWMONT MINING CORP
COMMON STOCK
651639106
1079
60000
SH
SOLE
0
60000
0
0
NORDSTROM INC
COMMON STOCK
655664100
897
18000
SH
SOLE
0
18000
0
0
NOVARTIS AG ADR EACH REPR 1 CHF0.50(REGD)
COMMON STOCK
66987V109
4453
51760
SH
SOLE
0
51760
0
0
ORACLE CORP COM STK USD0.01
COMMON STOCK
68389X105
2396
65600
SH
SOLE
0
65600
0
0
OSHKOSH CORPORATION
COMMON STOCK
688239201
2464
63120
SH
SOLE
0
63120
0
0
PAYPAL HOLDINGS INC
COMMON STOCK
70450Y103
3450
95295
SH
SOLE
0
95295
0
0
PEBBLEBROOK HOTEL TRUST REIT
COMMON STOCK
70509V100
701
2500
SH
SOLE
0
2500
0
0
PEPSICO INC CAP STK USD0.0166
COMMON STOCK
713445108
3777
37800
SH
SOLE
0
37800
0
0
PFIZER INC COM STK USD0.05
COMMON STOCK
717081103
3712
115000
SH
SOLE
0
115000
0
0
PHILIP MORRIS INTERNATIONAL INC NPV
COMMON STOCK
718172109
440
5000
SH
SOLE
0
5000
0
0
PINNACLE WEST CAPITAL CORP COM STK USD2.50
COMMON STOCK
723484101
3224
50000
SH
SOLE
0
50000
0
0
PIONEER NATURAL RESOURCE
COMMON STOCK
723787907
4001
31910
SH
SOLE
0
31910
0
0
PPL CORP COM STK USD0.01
COMMON STOCK
69351T106
2389
70000
SH
SOLE
0
70000
0
0
PRUDENTIAL FINANCIAL INC COM STK USD0.01
COMMON STOCK
744320102
2117
26000
SH
SOLE
0
26000
0
0
QUALCOMM INC COM STK USD0.0001
COMMON STOCK
747525103
1750
35000
SH
SOLE
0
35000
0
0
QUEST DIAGNOSTICS INC
COMMON STOCK
74834L100
1067
15000
SH
SOLE
0
15000
0
0
ROYAL BANK OF CANADA COMMON STOCK CAD 0
COMMON STOCK
780087102
2411
45000
SH
SOLE
0
45000
0
0
ROYAL DUTCH SHELL ADR EACH REPR 2'A'SHS
COMMON STOCK
780259206
3433
74982
SH
SOLE
0
74982
0
0
SANOFI ADR ECH REP 1/2 ORD EUR2 SPON
COMMON STOCK
80105N105
1919
45000
SH
SOLE
0
45000
0
0
SCHLUMBERGER COM STK USD0.01
COMMON STOCK
806857108
4382
62822
SH
SOLE
0
62822
0
0
SIMON PROPERTY GROUP INC
COMMON STOCK
828806109
4414
22700
SH
SOLE
0
22700
0
0
SPDR S&P 500 ETF TRUST
COMMON STOCK
78462F103
5097
25000
SH
SOLE
0
25000
0
0
STARWOOD HTLS WRLD PAIRED CERT CLASS'B'USD0.01
COMMON STOCK
85590A401
1386
20000
SH
SOLE
0
20000
0
0
STRYKER CORP COM STK USD0.10
COMMON STOCK
863667101
1171
12600
SH
SOLE
0
12600
0
0
TANGER FACTORY OUTLET CENTER
COMMON STOCK
875465106
1799
55000
SH
SOLE
0
55000
0
0
TAUBMAN CENTERS INC
COMMON STOCK
876664103
4459
58125
SH
SOLE
0
58125
0
0
TE CONNECTIVITY
COMMON STOCK
H84989104
1956
30280
SH
SOLE
0
30280
0
0
TELEFONICA SA ADR EACH REPR 1 ORD EUR1
COMMON STOCK
879382208
586
52940
SH
SOLE
0
52940
0
0
TIME WARNER INC
COMMON STOCK
887317303
1841
28475
SH
SOLE
0
28475
0
0
TORONTO-DOMINION BANK COM STOCK CAD 0
COMMON STOCK
891160509
2350
60000
SH
SOLE
0
60000
0
0
TOWN SPORTS INTL HLDGS INC
COMMON STOCK
89214A102
48
40409
SH
SOLE
0
40409
0
0
TRANSOCEAN LTD CHF15
COMMON STOCK
H8817H100
483
39000
SH
SOLE
0
39000
0
0
UNILEVER ADS-EACH REPR 1 ORD(JPM)
COMMON STOCK
904767704
6468
150000
SH
SOLE
0
150000
0
0
UNION PACIFIC CORP
COMMON STOCK
907818108
1173
15000
SH
SOLE
0
15000
0
0
URBAN EDGE PROPERTIES REIT USD 0.01
COMMON STOCK
91704F104
2462
105000
SH
SOLE
0
105000
0
0
VENTAS INC
COMMON STOCK
92276F100
1129
20000
SH
SOLE
0
20000
0
0
VERIZON COMMUNICATIONS INC COM STK USD0.10
COMMON STOCK
92343V104
6471
140000
SH
SOLE
0
140000
0
0
WALGREEN BOOTS ALLIANCE INC
COMMON STOCK
931427108
5929
69630
SH
SOLE
0
69630
0
0
WELLS FARGO & CO COM STK USD1 2/3
COMMON STOCK
949746101
48707
896000
SH
SOLE
0
896000
0
0
WELLTOWER INC
COMMON STOCK
95040Q104
680
10000
SH
SOLE
0
10000
0
0
WEYERHAUSER CO
COMMON STOCK
962166104
600
20000
SH
SOLE
0
20000
0
0
WHOLE FOODS MARKET INC
COMMON STOCK
966837106
1340
40000
SH
SOLE
0
40000
0
0
WILLIAMS SONOMA INC
COMMON STOCK
969904101
1240
21230
SH
SOLE
0
21230
0
0
WYNN RESORTS LTD COM STK USD0.01
COMMON STOCK
983134107
1107
16000
SH
SOLE
0
16000
0
0