0001389256-15-000004.txt : 20150512
0001389256-15-000004.hdr.sgml : 20150512
20150511194603
ACCESSION NUMBER: 0001389256-15-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150512
DATE AS OF CHANGE: 20150511
EFFECTIVENESS DATE: 20150512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Assets Investment Management, LLC
CENTRAL INDEX KEY: 0001389256
IRS NUMBER: 810567059
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12131
FILM NUMBER: 15852455
BUSINESS ADDRESS:
STREET 1: 11455 EL CAMINO REAL, SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-345-1463
MAIL ADDRESS:
STREET 1: 11455 EL CAMINO REAL, SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001389256
XXXXXXXX
03-31-2015
03-31-2015
American Assets Investment Management, LLC
11455 EL CAMINO REAL, SUITE 140
SAN DIEGO
CA
92130
13F HOLDINGS REPORT
028-12131
N
Ernest S. Rady
Chief Executive Officer
858-350-2600
Ernest S. Rady
San Diego
CA
05-11-2015
0
112
322624
false
INFORMATION TABLE
2
2015firstquarterAAIM.xml
ABBOTT LABS COM NPV
COMMON STOCK
002824100
1181
25500
SH
SOLE
0
25500
0
0
ABBVIE INC
COMMON STOCK
00287Y109
2501
42720
SH
SOLE
0
42720
0
0
AERCAP HOLDINGS NV
COMMON STOCK
N00985106
1853
42460
SH
SOLE
0
42460
0
0
ALEXANDRIA REAL ESTATE
COMMON STOCK
015271109
1176
12000
SH
SOLE
0
12000
0
0
AMERICAN ASSETS TRUST INC USD0.01
COMMON STOCK
024013104
20746
479339
SH
SOLE
0
479339
0
0
AMERICAN CAMPUS COMMUNITIES
COMMON STOCK
024835100
514
12000
SH
SOLE
0
12000
0
0
AMERICAN ELECTRIC POWER CO INC COM STK USD6.50
COMMON STOCK
025537101
2813
50000
SH
SOLE
0
50000
0
0
AMERICAN INTERNATIONAL GROUP INC
COMMON STOCK
026874784
4456
81320
SH
SOLE
0
81320
0
0
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
1852
22360
SH
SOLE
0
22360
0
0
APPLE INC COM STK NPV
COMMON STOCK
037833100
6533
52500
SH
SOLE
0
52500
0
0
AT&T INC USD1
COMMON STOCK
00206R102
1306
40000
SH
SOLE
0
40000
0
0
AVALONBAY COMMUNITIES INC USD0.01
COMMON STOCK
053484101
906
5200
SH
SOLE
0
5200
0
0
BAKER HUGHES INC COM STK USD1
COMMON STOCK
057224107
3497
55000
SH
SOLE
0
55000
0
0
BANCO SANTANDER SA ADR EACH 1 REPR 1 ORD EUR0.50
COMMON STOCK
05964H105
974
130695
SH
SOLE
0
130695
0
0
BANK OF AMERICA CORP COM STK USD0.01
COMMON STOCK
060505104
1538
99930
SH
SOLE
0
99930
0
0
BANK OF NEW YORK MELLON CORP
COMMON STOCK
064058100
575
14300
SH
SOLE
0
14300
0
0
BAXTER INTERNATIONAL INC COM STK USD1
COMMON STOCK
071813109
4110
60000
SH
SOLE
0
60000
0
0
BECTON DICKINSON & CO USD1
COMMON STOCK
075887109
718
5000
SH
SOLE
0
5000
0
0
BP AMOCO P.L.C ADR-EACH CNV INTO 6 ORD USD0.25
COMMON STOCK
055622104
7826
200107
SH
SOLE
0
200107
0
0
BRISTOL-MYERS SQUIBB CO COM STK USD0.10
COMMON STOCK
110122108
3225
50000
SH
SOLE
0
50000
0
0
BUCKEYE PARTNERS LP UNITS OF LTD PARTNERSHIP
COMMON STOCK
118230101
831
11000
SH
SOLE
0
11000
0
0
CADIZ INC NEW
COMMON STOCK
127537207
103
10000
SH
SOLE
0
10000
0
0
CAPITAL ONE FINANCIAL CORP COM STK USD0.01
COMMON STOCK
14040H105
1655
21000
SH
SOLE
0
21000
0
0
CARDINAL HEALTH INC COM STK NPV
COMMON STOCK
14149Y108
1830
20277
SH
SOLE
0
20277
0
0
CARNIVAL CORP COM STK USD0.01(PAIRED STOCK)
COMMON STOCK
143658300
718
15000
SH
SOLE
0
15000
0
0
CHEVRON CORP COM STK USD0.75
COMMON STOCK
166764100
6632
63170
SH
SOLE
0
63170
0
0
CHICAGO BRIDGE & IRON CO NV
COMMON STOCK
167250109
739
15000
SH
SOLE
0
15000
0
0
CITIGROUP INC USD0.01
COMMON STOCK
172967424
2158
41894
SH
SOLE
0
41894
0
0
COCA-COLA CO COM STK USD0.25
COMMON STOCK
191216100
2271
56000
SH
SOLE
0
56000
0
0
CORESITE REALTY CORP USD0.01
COMMON STOCK
21870Q105
1460
30000
SH
SOLE
0
30000
0
0
CORNING INC
COMMON STOCK
219350105
454
20000
SH
SOLE
0
20000
0
0
DEERE & CO.
COMMON STOCK
244199105
687
7830
SH
SOLE
0
7830
0
0
DIGITAL REALTY TRUST INC USD0.01
COMMON STOCK
253868103
274
4150
SH
SOLE
0
4150
0
0
DOW CHEMICAL CO
COMMON STOCK
260543103
1420
29595
SH
SOLE
0
29595
0
0
DUKE ENERGY CORP COM STK NPV
COMMON STOCK
26441C204
1280
16666
SH
SOLE
0
16666
0
0
EBAY INC
COMMON STOCK
278642103
1820
31545
SH
SOLE
0
31545
0
0
EMC CORP - MASS
COMMON STOCK
268648102
3604
141000
SH
SOLE
0
141000
0
0
ENBRIDGE ENERGY PARTNERS LP
COMMON STOCK
29250R106
792
22000
SH
SOLE
0
22000
0
0
EOG RESOURCES INC USD0.01
COMMON STOCK
26875P101
257
2800
SH
SOLE
0
2800
0
0
EQUITY RESIDENTIAL PROPERTIES TRUST
COMMON STOCK
29476L107
934
12000
SH
SOLE
0
12000
0
0
EXPRESS SCRIPTS HLDG CO USD0.01
COMMON STOCK
30219G108
781
9000
SH
SOLE
0
9000
0
0
EXXON MOBIL CORP COM STK NPV
COMMON STOCK
30231G102
2882
33900
SH
SOLE
0
33900
0
0
FORD MOTOR CO USD 0.01
COMMON STOCK
345370860
3410
211300
SH
SOLE
0
211300
0
0
FREEPORT-MCMORAN COPPER & GOLD INC COM STK USD0.10
COMMON STOCK
35671D857
1421
75000
SH
SOLE
0
75000
0
0
GAMESTOP CORP CLASS A
COMMON STOCK
36467W109
844
22240
SH
SOLE
0
22240
0
0
GENERAL DYNAMICS CORP
COMMON STOCK
369550108
2036
15000
SH
SOLE
0
15000
0
0
GENERAL MILLS INC
COMMON STOCK
370334104
857
15150
SH
SOLE
0
15150
0
0
GENERAL MOTORS CO USD 0.01
COMMON STOCK
37045V100
6128
163420
SH
SOLE
0
163420
0
0
GOLDMAN SACHS GROUP INC COM STK USD0.01
COMMON STOCK
38141G104
2359
12550
SH
SOLE
0
12550
0
0
GOOGLE INC CL A
COMMON STOCK
38259P508
888
1600
SH
SOLE
0
1600
0
0
GOOGLE INC CL C
COMMON STOCK
38259P706
877
1600
SH
SOLE
0
1600
0
0
HALLIBURTON CO COM STK USD2.50
COMMON STOCK
406216101
3461
78870
SH
SOLE
0
78870
0
0
HARTFORD FINANCIAL SERVICES GRP INC COM STK
COMMON STOCK
416515104
3351
80119
SH
SOLE
0
80119
0
0
HEALTH CARE REIT INC
COMMON STOCK
42217K106
774
10000
SH
SOLE
0
10000
0
0
HEWLETT-PACKARD CO COM STK USD0.01
COMMON STOCK
428236103
4777
153290
SH
SOLE
0
153290
0
0
HOST HOTELS & RESORTS INC USD0.01
COMMON STOCK
44107P104
605
30000
SH
SOLE
0
30000
0
0
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
1284
8000
SH
SOLE
0
8000
0
0
JOHNSON & JOHNSON COM STK USD1
COMMON STOCK
478160104
5565
55320
SH
SOLE
0
55320
0
0
JPMORGAN CHASE & CO COM STK USD1
COMMON STOCK
46625H100
9421
155510
SH
SOLE
0
155510
0
0
KINDER MORGAN INC DELAWARE USD0.01
COMMON STOCK
49456B101
1426
33902
SH
SOLE
0
33902
0
0
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
1101
20000
SH
SOLE
0
20000
0
0
LENNAR CORP CL A
COMMON STOCK
526057104
1311
25310
SH
SOLE
0
25310
0
0
LIBERTY GLOBAL PLC CLASS A
COMMON STOCK
G5480U104
656
12750
SH
SOLE
0
12750
0
0
LIBERTY GLOBAL PLC CLASS C
COMMON STOCK
G5480U120
635
12750
SH
SOLE
0
12750
0
0
MACERICH CO COM STK USD0.01
COMMON STOCK
554382101
661
7842
SH
SOLE
0
7842
0
0
MALLINCKRODT PLC COMMON STOCK USD 0.2
COMMON STOCK
G5785G107
507
4000
SH
SOLE
0
4000
0
0
MARKWEST ENERGY PARTNERS LP
COMMON STOCK
570759100
331
5000
SH
SOLE
0
5000
0
0
MEDTRONIC INC
COMMON STOCK
585055106
5300
67952
SH
SOLE
0
67952
0
0
MERCK & CO INC(NEW) COM STK USD0.50
COMMON STOCK
58933Y105
4317
75100
SH
SOLE
0
75100
0
0
METLIFE INC COM STK USD0.01
COMMON STOCK
59156R108
3141
62144
SH
SOLE
0
62144
0
0
MICROSOFT CORP COM STK USD0.00000625
COMMON STOCK
594918104
4481
110240
SH
SOLE
0
110240
0
0
MORGAN STANLEY COM STK USD0.01
COMMON STOCK
617446448
1071
30000
SH
SOLE
0
30000
0
0
NEWMONT MINING CORP
COMMON STOCK
651639106
1303
60000
SH
SOLE
0
60000
0
0
NOVARTIS AG ADR EACH REPR 1 CHF0.50(REGD)
COMMON STOCK
66987V109
5104
51760
SH
SOLE
0
51760
0
0
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
234
3200
SH
SOLE
0
3200
0
0
ORACLE CORP COM STK USD0.01
COMMON STOCK
68389X105
3964
91870
SH
SOLE
0
91870
0
0
PARAGON OFFSHORE PLC
COMMON STOCK
G6S01W108
62
48000
SH
SOLE
0
48000
0
0
PEPSICO INC CAP STK USD0.0166
COMMON STOCK
713445108
3614
37800
SH
SOLE
0
37800
0
0
PFIZER INC COM STK USD0.05
COMMON STOCK
717081103
4001
115000
SH
SOLE
0
115000
0
0
PHILIP MORRIS INTERNATIONAL INC NPV
COMMON STOCK
718172109
377
5000
SH
SOLE
0
5000
0
0
PHILLIPS 66
COMMON STOCK
718546104
1156
14710
SH
SOLE
0
14710
0
0
PINNACLE WEST CAPITAL CORP COM STK USD2.50
COMMON STOCK
723484101
3188
50000
SH
SOLE
0
50000
0
0
PIONEER NATURAL RESOURCE
COMMON STOCK
723787907
2922
17870
SH
SOLE
0
17870
0
0
PLAINS ALL AMER PI UNIT REP LIM PART INT NPV
COMMON STOCK
726503105
244
5000
SH
SOLE
0
5000
0
0
PPL CORP COM STK USD0.01
COMMON STOCK
69351T106
2356
70000
SH
SOLE
0
70000
0
0
PRUDENTIAL FINANCIAL INC COM STK USD0.01
COMMON STOCK
744320102
2088
26000
SH
SOLE
0
26000
0
0
QUALCOMM INC COM STK USD0.0001
COMMON STOCK
747525103
3377
48700
SH
SOLE
0
48700
0
0
QUEST DIAGNOSTICS INC
COMMON STOCK
74834L100
1153
15000
SH
SOLE
0
15000
0
0
RANGE RESOURCES CORP USD0.01
COMMON STOCK
75281A109
234
4500
SH
SOLE
0
4500
0
0
ROYAL BANK OF CANADA COMMON STOCK CAD 0
COMMON STOCK
780087102
2716
45000
SH
SOLE
0
45000
0
0
ROYAL DUTCH SHELL ADR EACH REPR 2'A'SHS
COMMON STOCK
780259206
4323
72481
SH
SOLE
0
72481
0
0
SANOFI ADR ECH REP 1/2 ORD EUR2 SPON
COMMON STOCK
80105N105
2225
45000
SH
SOLE
0
45000
0
0
SCHLUMBERGER COM STK USD0.01
COMMON STOCK
806857108
2739
32822
SH
SOLE
0
32822
0
0
SIMON PROPERTY GROUP INC
COMMON STOCK
828806109
4441
22700
SH
SOLE
0
22700
0
0
STARWOOD HTLS WRLD PAIRED CERT CLASS'B'USD0.01
COMMON STOCK
85590A401
1670
20000
SH
SOLE
0
20000
0
0
STRATEGIC HOTELS & RESORTS
COMMON STOCK
86272T106
336
27000
SH
SOLE
0
27000
0
0
STRYKER CORP COM STK USD0.10
COMMON STOCK
863667101
1162
12600
SH
SOLE
0
12600
0
0
TANGER FACTORY OUTLET CENTER
COMMON STOCK
875465106
1231
35000
SH
SOLE
0
35000
0
0
TAUBMAN CENTERS INC
COMMON STOCK
876664103
4483
58125
SH
SOLE
0
58125
0
0
TE CONNECTIVITY
COMMON STOCK
H84989104
805
11240
SH
SOLE
0
11240
0
0
TELEFONICA SA ADR EACH REPR 1 ORD EUR1
COMMON STOCK
879382208
738
51427
SH
SOLE
0
51427
0
0
TORONTO-DOMINION BANK COM STOCK CAD 0
COMMON STOCK
891160509
2143
50000
SH
SOLE
0
50000
0
0
TRANSOCEAN LTD CHF15
COMMON STOCK
H8817H100
572
39000
SH
SOLE
0
39000
0
0
UNILEVER ADS-EACH REPR 1 ORD(JPM)
COMMON STOCK
904767704
6257
150000
SH
SOLE
0
150000
0
0
URBAN EDGE PROPERTIES REIT USD 0.01
COMMON STOCK
91704F104
2489
105000
SH
SOLE
0
105000
0
0
VENTAS INC
COMMON STOCK
92276F100
1460
20000
SH
SOLE
0
20000
0
0
VERIZON COMMUNICATIONS INC COM STK USD0.10
COMMON STOCK
92343V104
6808
140000
SH
SOLE
0
140000
0
0
WALGREEN BOOTS ALLIANCE INC
COMMON STOCK
931427108
4595
54260
SH
SOLE
0
54260
0
0
WELLS FARGO & CO COM STK USD1 2/3
COMMON STOCK
949746101
48742
896000
SH
SOLE
0
896000
0
0
WILLIAMS SONOMA INC
COMMON STOCK
969904101
1990
24970
SH
SOLE
0
24970
0
0
WYNN RESORTS LTD COM STK USD0.01
COMMON STOCK
983134107
755
6000
SH
SOLE
0
6000
0
0