0001389256-14-000001.txt : 20140127
0001389256-14-000001.hdr.sgml : 20140127
20140127141946
ACCESSION NUMBER: 0001389256-14-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140127
DATE AS OF CHANGE: 20140127
EFFECTIVENESS DATE: 20140127
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Assets Investment Management, LLC
CENTRAL INDEX KEY: 0001389256
IRS NUMBER: 810567059
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12131
FILM NUMBER: 14548549
BUSINESS ADDRESS:
STREET 1: 11455 EL CAMINO REAL, SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-345-1463
MAIL ADDRESS:
STREET 1: 11455 EL CAMINO REAL, SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001389256
XXXXXXXX
12-31-2013
12-31-2013
American Assets Investment Management, LLC
11455 EL CAMINO REAL, SUITE 140
SAN DIEGO
CA
92130
13F HOLDINGS REPORT
028-12131
N
Ernest S. Rady
Chief Investment Officer
858.350.2600
ERNEST S. RADY
SAN DIEGO
CA
01-27-2014
0
136
266583
false
INFORMATION TABLE
2
2013fourthquarterAAIM.xml
13FFOURTH2013
ABBOTT LABS COM NPV
COMMON STOCK
002824100
977
25500
SH
SOLE
0
25500
0
0
ABBVIE INC
COMMON STOCK
00287Y109
2192
41500
SH
SOLE
0
41500
0
0
ALEXANDRIA REAL ESTATE
COMMON STOCK
015271109
1405
22077
SH
SOLE
0
22077
0
0
AMERICAN ASSETS TRUST INC USD0.01
COMMON STOCK
024013104
1666
53000
SH
SOLE
0
53000
0
0
AMERICAN CAMPUS COMMUNITIES
COMMON STOCK
024835100
696
21600
SH
SOLE
0
21600
0
0
AMERICAN ELECTRIC POWER CO INC COM STK USD6.50
COMMON STOCK
025537101
2337
50000
SH
SOLE
0
50000
0
0
AMERICAN INTERNATIONAL GROUP INC
COMMON STOCK
026874784
3766
73770
SH
SOLE
0
73770
0
0
AMERICAN TOWER CORP
COMMON STOCK
03027X100
710
8900
SH
SOLE
0
8900
0
0
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
952
12000
SH
SOLE
0
12000
0
0
ANNALY CAPITAL MANAGEMENT INC
COMMON STOCK
035710409
199
20000
SH
SOLE
0
20000
0
0
APPLE INC COM STK NPV
COMMON STOCK
037833100
4208
7500
SH
SOLE
0
7500
0
0
AVALON BAY COMMUNITIES INC
COMMON STOCK
053484101
615
5200
SH
SOLE
0
5200
0
0
BAKER HUGHES INC COM STK USD1
COMMON STOCK
057224107
2487
45000
SH
SOLE
0
45000
0
0
BANCO SANTANDER SA ADR EACH 1 REPR 1 ORD EUR0.50
COMMON STOCK
05964H105
1064
117292
SH
SOLE
0
117292
0
0
BANK OF AMERICA CORP COM STK USD0.01
COMMON STOCK
060505104
1324
85020
SH
SOLE
0
85020
0
0
BAXTER INTERNATIONAL INC COM STK USD1
COMMON STOCK
071813109
3785
54420
SH
SOLE
0
54420
0
0
BECTON DICKINSON & CO COM STK USD1
COMMON STOCK
075887109
552
5000
SH
SOLE
0
5000
0
0
BIOMED REALTY TRUST
COMMON STOCK
09063H107
199
10962
SH
SOLE
0
10962
0
0
BP AMOCO P.L.C ADR-EACH CNV INTO 6 ORD USD0.25
COMMON STOCK
055622104
8730
179600
SH
SOLE
0
179600
0
0
BRISTOL-MYERS SQUIBB CO COM STK USD0.10
COMMON STOCK
110122108
2658
50000
SH
SOLE
0
50000
0
0
BUCKEYE PARTNERS LP UNITS OF LTD PARTNERSHIP
COMMON STOCK
118230101
781
11000
SH
SOLE
0
11000
0
0
BUNGE LTD
COMMON STOCK
G16962105
690
8400
SH
SOLE
0
8400
0
0
CADIZ INC NEW
COMMON STOCK
127537207
844
126127
SH
SOLE
0
126127
0
0
CAPITAL ONE FINANCIAL CORP COM STK USD0.01
COMMON STOCK
14040H105
1609
21000
SH
SOLE
0
21000
0
0
CARDINAL HEALTH INC COM STK NPV
COMMON STOCK
14149Y108
1355
20277
SH
SOLE
0
20277
0
0
CAREFUSION CORP USD0.01
COMMON STOCK
14170T101
538
13500
SH
SOLE
0
13500
0
0
CARNIVAL CORP COM STK USD0.01(PAIRED STOCK)
COMMON STOCK
143658300
603
15000
SH
SOLE
0
15000
0
0
CHESAPEAKE ENERGY CORP COM STK USD0.01
COMMON STOCK
165167107
271
10000
SH
SOLE
0
10000
0
0
CHEVRON CORP COM STK USD0.75
COMMON STOCK
166764100
6641
53170
SH
SOLE
0
53170
0
0
CIGNA CORP
COMMON STOCK
125509109
289
3300
SH
SOLE
0
3300
0
0
CITIGROUP INC USD0.01
COMMON STOCK
172967424
1344
25794
SH
SOLE
0
25794
0
0
COCA-COLA CO COM STK USD0.25
COMMON STOCK
191216100
2313
56000
SH
SOLE
0
56000
0
0
COLONY FINANCIAL INC
COMMON STOCK
19624R106
299
14750
SH
SOLE
0
14750
0
0
CORNING INC
COMMON STOCK
219350105
356
20000
SH
SOLE
0
20000
0
0
COVIDIEN PLC USD0.20
COMMON STOCK
G2554F113
2179
32000
SH
SOLE
0
32000
0
0
CYRUSONE INC COM
COMMON STOCK
23283R100
669
29976
SH
SOLE
0
29976
0
0
DEERE & CO
COMMON STOCK
244199105
658
7200
SH
SOLE
0
7200
0
0
DIGITAL RLTY TR INC COM STK USD0.01
COMMON STOCK
253868103
204
4150
SH
SOLE
0
4150
0
0
DOW CHEMICAL CO
COMMON STOCK
260543103
1114
25090
SH
SOLE
0
25090
0
0
DUKE ENERGY CORP COM STK NPV
COMMON STOCK
26441C204
1150
16666
SH
SOLE
0
16666
0
0
EBAY INC
COMMON STOCK
278642103
983
17920
SH
SOLE
0
17920
0
0
ECOLAB INC
COMMON STOCK
278865100
573
5500
SH
SOLE
0
5500
0
0
EDISON INTERNATIONAL NPV
COMMON STOCK
281020107
926
20000
SH
SOLE
0
20000
0
0
EDUCATION REALTY TRUST
COMMON STOCK
28140H104
393
44525
SH
SOLE
0
44525
0
0
EL PASO PIPELINE PARTNERS LP PARTNERSHIP UNITS
COMMON STOCK
283702108
756
21000
SH
SOLE
0
21000
0
0
EMC CORP - MASS
COMMON STOCK
268648102
2996
119130
SH
SOLE
0
119130
0
0
ENBRIDGE ENERGY PARTNERS LP
COMMON STOCK
29250R106
657
22000
SH
SOLE
0
22000
0
0
ENTERGY CORP COM STK USD0.01
COMMON STOCK
29364G103
949
15000
SH
SOLE
0
15000
0
0
EQUITY LIFESTYLE PROPERTIES INC
COMMON STOCK
29472R108
290
8000
SH
SOLE
0
8000
0
0
EQUITY RESIDENTIAL PROPERTIES TRUST
COMMON STOCK
29476L107
622
12000
SH
SOLE
0
12000
0
0
EXCEL TRUST INC USD0.001
COMMON STOCK
30068C109
683
60000
SH
SOLE
0
60000
0
0
EXELON CORP COM STK NPV
COMMON STOCK
30161N101
548
20000
SH
SOLE
0
20000
0
0
EXPRESS SCRIPTS HOLDING COMPANY
COMMON STOCK
30219G108
632
9000
SH
SOLE
0
9000
0
0
EXTRA SPACE STORAGE INC
COMMON STOCK
30225T102
590
14000
SH
SOLE
0
14000
0
0
EXXON MOBIL CORP COM STK NPV
COMMON STOCK
30231G102
405
4000
SH
SOLE
0
4000
0
0
FEDERAL REALTY INVESTMENT TRUST
COMMON STOCK
313747206
494
4875
SH
SOLE
0
4875
0
0
FLUOR CORP
COMMON STOCK
343412102
787
9800
SH
SOLE
0
9800
0
0
FORD MOTOR CO USD 0.01
COMMON STOCK
345370860
2932
190000
SH
SOLE
0
190000
0
0
FREEPORT-MCMORAN COPPER & GOLD INC COM STK USD0.10
COMMON STOCK
35671D857
2642
70000
SH
SOLE
0
70000
0
0
GENERAL DYNAMICS CORP
COMMON STOCK
369550108
2517
26340
SH
SOLE
0
26340
0
0
GENERAL ELECTRIC CO. COM STK USD0.06
COMMON STOCK
369604103
9809
349950
SH
SOLE
0
349950
0
0
GENERAL MILLS INC
COMMON STOCK
370334104
664
13300
SH
SOLE
0
13300
0
0
GENERAL MOTORS CO USD 0.01
COMMON STOCK
37045V100
3181
77830
SH
SOLE
0
77830
0
0
GOLDMAN SACHS GROUP INC COM STK USD0.01
COMMON STOCK
38141G104
2225
12550
SH
SOLE
0
12550
0
0
GOOGLE INC COM STK USD0.001 CLS'A'
COMMON STOCK
38259P508
1793
1600
SH
SOLE
0
1600
0
0
HALLIBURTON CO COM STK USD2.50
COMMON STOCK
406216101
1593
31380
SH
SOLE
0
31380
0
0
HARTFORD FINANCIAL SERVICES GRP INC COM STK
COMMON STOCK
416515104
2903
80119
SH
SOLE
0
80119
0
0
HEALTH CARE REIT INC
COMMON STOCK
42217K106
409
7629
SH
SOLE
0
7629
0
0
HESS CORP
COMMON STOCK
42809H107
817
9840
SH
SOLE
0
9840
0
0
HEWLETT-PACKARD CO COM STK USD0.01
COMMON STOCK
428236103
4228
151100
SH
SOLE
0
151100
0
0
HOST HOTELS & RESORTS INC USD0.01
COMMON STOCK
44107P104
583
30000
SH
SOLE
0
30000
0
0
INTERNATIONAL BUS MACH CORP COM STK USD0.20
COMMON STOCK
459200101
1501
8000
SH
SOLE
0
8000
0
0
JOHNSON & JOHNSON COM STK USD1
COMMON STOCK
478160104
5037
55000
SH
SOLE
0
55000
0
0
JPMORGAN CHASE & CO COM STK USD1
COMMON STOCK
46625H100
8481
145020
SH
SOLE
0
145020
0
0
LASALLE HOTEL PPTYS SBI
COMMON STOCK
517942108
442
18800
SH
SOLE
0
18800
0
0
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
2102
26650
SH
SOLE
0
26650
0
0
LENNAR CORP CL A
COMMON STOCK
526057104
701
17720
SH
SOLE
0
17720
0
0
LIBERTY GLOBAL PLC CLASS A
COMMON STOCK
G5480U104
1099
12350
SH
SOLE
0
12350
0
0
LILLY(ELI)& CO COM STK NPV
COMMON STOCK
532457108
357
7000
SH
SOLE
0
7000
0
0
MACERICH CO COM STK USD0.01
COMMON STOCK
554382101
4419
75042
SH
SOLE
0
75042
0
0
MARATHON OIL CORP COM STK USD1
COMMON STOCK
565849106
1059
30000
SH
SOLE
0
30000
0
0
MEDTRONIC INC
COMMON STOCK
585055106
712
12400
SH
SOLE
0
12400
0
0
MERCK & CO INC(NEW) COM STK USD0.50
COMMON STOCK
58933Y105
3759
75100
SH
SOLE
0
75100
0
0
METLIFE INC COM STK USD0.01
COMMON STOCK
59156R108
3182
59008
SH
SOLE
0
59008
0
0
MICROSOFT CORP COM STK USD0.00000625
COMMON STOCK
594918104
2845
76000
SH
SOLE
0
76000
0
0
MGM RESORTS INTERNATIONAL
COMMON STOCK
552953101
206
8750
SH
SOLE
0
8750
0
0
MORGAN STANLEY COM STK USD0.01
COMMON STOCK
617446448
941
30000
SH
SOLE
0
30000
0
0
NEW RESIDENTIAL INVESTMENT CORP
COMMON STOCK
64828T102
569
85150
SH
SOLE
0
85150
0
0
NEWMONT MINING CORP
COMMON STOCK
651639106
921
40000
SH
SOLE
0
40000
0
0
NORTHSTAR REALTY FINANCE CORP
COMMON STOCK
66704R100
807
60000
SH
SOLE
0
60000
0
0
NOVARTIS AG ADR EACH REPR 1 CHF0.50(REGD)
COMMON STOCK
66987V109
4160
51760
SH
SOLE
0
51760
0
0
ONEOK PARTNERS LP
COMMON STOCK
68268N103
527
10000
SH
SOLE
0
10000
0
0
ORACLE CORP COM STK USD0.01
COMMON STOCK
68389X105
3417
89300
SH
SOLE
0
89300
0
0
PEPSICO INC CAP STK USD0.0166
COMMON STOCK
713445108
3135
37800
SH
SOLE
0
37800
0
0
PFIZER INC COM STK USD0.05
COMMON STOCK
717081103
3392
110750
SH
SOLE
0
110750
0
0
PG&E CORP COM STK NPV
COMMON STOCK
69331C108
2215
55000
SH
SOLE
0
55000
0
0
PHILIP MORRIS INTERNATIONAL INC
COMMON STOCK
718172109
436
5000
SH
SOLE
0
5000
0
0
PHILLIPS 66
COMMON STOCK
718546104
1047
13570
SH
SOLE
0
13570
0
0
PINNACLE WEST CAPITAL CORP COM STK USD2.50
COMMON STOCK
723484101
2381
45000
SH
SOLE
0
45000
0
0
PPL CORP COM STK USD0.01
COMMON STOCK
69351T106
2106
70000
SH
SOLE
0
70000
0
0
PROGRESSIVE CORP
COMMON STOCK
743315103
763
27970
SH
SOLE
0
27970
0
0
PRUDENTIAL FINANCIAL INC COM STK USD0.01
COMMON STOCK
744320102
2398
26000
SH
SOLE
0
26000
0
0
PUBLIC STORAGE
COMMON STOCK
74460D109
277
1843
SH
SOLE
0
1843
0
0
QTS REALTY TRUST INC
COMMON STOCK
74736A103
595
24000
SH
SOLE
0
24000
0
0
QUALCOMM INC COM STK USD0.0001
COMMON STOCK
747525103
1610
21680
SH
SOLE
0
21680
0
0
QUEST DIAGNOSTICS INC
COMMON STOCK
74834L100
803
15000
SH
SOLE
0
15000
0
0
RADIAN GROUP INC
COMMON STOCK
750236101
618
43794
SH
SOLE
0
43794
0
0
RAIT FINANCIAL TRUST
COMMON STOCK
749227609
635
70739
SH
SOLE
0
70739
0
0
ROCKWELL COLLINS INC
COMMON STOCK
774341101
821
11100
SH
SOLE
0
11100
0
0
ROYAL DUTCH SHELL ADR EACH REPR 2'A'SHS
COMMON STOCK
780259206
4025
56481
SH
SOLE
0
56481
0
0
SANOFI ADR ECH REP 1/2 ORD EUR2 SPON
COMMON STOCK
80105N105
2413
45000
SH
SOLE
0
45000
0
0
SBA COMMUNICATIONS CORP CL A
COMMON STOCK
78388J106
674
7500
SH
SOLE
0
7500
0
0
SCHLUMBERGER COM STK USD0.01
COMMON STOCK
806857108
1227
13622
SH
SOLE
0
13622
0
0
SIEMENS AG ADR-EACH CNV INTO 1 ORD NPV
COMMON STOCK
826197501
5471
39500
SH
SOLE
0
39500
0
0
SIMON PROPERTY GROUP INC
COMMON STOCK
828806109
1799
11825
SH
SOLE
0
11825
0
0
SOUTHERN CO COM STK USD5
COMMON STOCK
842587107
617
15000
SH
SOLE
0
15000
0
0
SPX CORP
COMMON STOCK
784635104
1121
11250
SH
SOLE
0
11250
0
0
STARWOOD HTLS WRLD PAIRED CERT CLASS'B'USD0.01
COMMON STOCK
85590A401
1589
20000
SH
SOLE
0
20000
0
0
STRATEGIC HOTELS & RESORTS
COMMON STOCK
86272T106
740
78316
SH
SOLE
0
78316
0
0
STRYKER CORP COM STK USD0.10
COMMON STOCK
863667101
947
12600
SH
SOLE
0
12600
0
0
SUN COMMUNITIES
COMMON STOCK
866674104
348
8168
SH
SOLE
0
8168
0
0
TANGER FACTORY OUTLET CENTER
COMMON STOCK
875465106
965
30125
SH
SOLE
0
30125
0
0
TAUBMAN CENTERS INC
COMMON STOCK
876664103
2400
37545
SH
SOLE
0
37545
0
0
TELEFONICA SA ADR EACH REPR 1 ORD EUR1
COMMON STOCK
879382208
817
50000
SH
SOLE
0
50000
0
0
TEVA PHARMACEUTICAL INDUSTRIES ADR EACH CNV INTO 1
COMMON STOCK
881624209
1371
34200
SH
SOLE
0
34200
0
0
TRANSOCEAN LTD CHF15
COMMON STOCK
H8817H100
741
15000
SH
SOLE
0
15000
0
0
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
271
3600
SH
SOLE
0
3600
0
0
VEOLIA ENVIRONNEMENT ADR EACH RERP 1 ORD
COMMON STOCK
92334N103
818
50000
SH
SOLE
0
50000
0
0
VERIZON COMMUNICATIONS INC COM STK USD0.10
COMMON STOCK
92343V104
2703
55000
SH
SOLE
0
55000
0
0
WAL-MART STORES INC
COMMON STOCK
931142103
811
10300
SH
SOLE
0
10300
0
0
WALGREEN CO COM STK USD0.078125
COMMON STOCK
931422109
2143
37300
SH
SOLE
0
37300
0
0
WELLS FARGO & CO COM STK USD1 2/3
COMMON STOCK
949746101
40678
896000
SH
SOLE
0
896000
0
0
WILLIAMS SONOMA INC
COMMON STOCK
969904101
1336
22930
SH
SOLE
0
22930
0
0
WYNN RESORTS LTD COM STK USD0.01
COMMON STOCK
983134107
1165
6000
SH
SOLE
0
6000
0
0
ISHARES TRUST S&P
S&P NTL AMTFREE
464288414
4641
44739
SH
SOLE
0
44739
0
0
JPMORGAN CHASE & CO C/WTS 28/OCT/2018
WARRANTS
46634E114
271
14000
SH
SOLE
0
14000
0
0