0001578563-19-000033.txt : 20191003 0001578563-19-000033.hdr.sgml : 20191003 20191003182822 ACCESSION NUMBER: 0001578563-19-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190807 FILED AS OF DATE: 20191003 DATE AS OF CHANGE: 20191003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmidt Keith CENTRAL INDEX KEY: 0001389235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37590 FILM NUMBER: 191137094 MAIL ADDRESS: STREET 1: C/O CHELSEA THERAPEUTICS, INC. STREET 2: 13950 BALLANTYNE CORPORATE PL, UNIT 325 CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerecor Inc. CENTRAL INDEX KEY: 0001534120 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 450705648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 540 GAITHER ROAD STREET 2: SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 410-522-8707 MAIL ADDRESS: STREET 1: 540 GAITHER ROAD STREET 2: SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-08-07 0 0001534120 Cerecor Inc. CERC 0001389235 Schmidt Keith C/O CERECOR INC. 540 GAITHER ROAD, SUITE 400 ROCKVILLE MD 20850 1 0 0 0 Stock Option (Right to Buy) 2.93 2019-08-07 4 A 0 25000 0 A 2029-08-07 Common Stock 25000 25000 D Stock Option (Right to Buy) 5.25 2029-06-11 Common Stock 50000 50000 D The stock option will vest in full on August 7, 2020, subject to the Reporting Person's continued service on such vesting date. The stock option will vest in three substantially equal installments on June 11, 2020, 2021 and 2022, provided the Reporting Person's continued service on each such vesting date. /s/ Donald R. Reynolds, by Power of Attorney 2019-10-03