0001387131-19-005425.txt : 20190729 0001387131-19-005425.hdr.sgml : 20190729 20190729102436 ACCESSION NUMBER: 0001387131-19-005425 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190729 DATE AS OF CHANGE: 20190729 EFFECTIVENESS DATE: 20190729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 19979696 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389223 XXXXXXXX 06-30-2019 06-30-2019 false Mathes Company, Inc.

230 Park Avenue New York NY 10169

13F HOLDINGS REPORT 028-12290 N Richard Mathes 917-368-4900 /s/ Richard Mathes New York NY 07-29-2019 0 121 188862 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT Alphabet Inc. Class A COM 02079K305 4796 4429 SH SOLE 4429 0 0 Alphabet Inc. Class C COM 02079K107 698 646 SH SOLE 646 0 0 Amazon Com Inc COM 023135106 7879 4161 SH SOLE 4161 0 0 American Electrical Power Inc COM 025537101 407 4625 SH SOLE 4625 0 0 Amgen Inc COM 031162100 842 4570 SH SOLE 4570 0 0 Apple Inc. COM 037833100 4342 21938 SH SOLE 21938 0 0 AT&T Corp COM 00206R102 2539 75761 SH SOLE 75761 0 0 Bank of America Corp COM 060505104 1392 48001 SH SOLE 48001 0 0 Blackstone Group LP COM 09253U108 258 5800 SH SOLE 5800 0 0 Boeing Co COM 097023105 3402 9345 SH SOLE 9345 0 0 Bristol-Myers Squibb Co COM 110122108 855 18859 SH SOLE 18859 0 0 Buckeye Partners LP COM 118230101 330 8050 SH SOLE 8050 0 0 Caterpillar Inc COM 149123101 3359 24645 SH SOLE 24645 0 0 Cheniere Energy, Inc. COM 16411R208 3179 46445 SH SOLE 46445 0 0 Chevron Corp. COM 166764100 675 5425 SH SOLE 5425 0 0 Cisco Systems Inc COM 17275R102 383 7000 SH SOLE 7000 0 0 Citigroup Inc. COM 172967424 3989 56963 SH SOLE 56963 0 0 Coca Cola Co. COM 191216100 245 4820 SH SOLE 4820 0 0 Comcast Corp New Cl. A 20030N101 279 6600 SH SOLE 6600 0 0 Consolidated Edison COM 209115104 737 8400 SH SOLE 8400 0 0 Costco Wholesale Corp COM 22160K105 555 2100 SH SOLE 2100 0 0 CVS Health Corp COM 126650100 954 17500 SH SOLE 17500 0 0 Danaher Corp. COM 235851102 3739 26162 SH SOLE 26162 0 0 Deere & Co COM 244199105 3329 20092 SH SOLE 20092 0 0 Disney Walt Co COM 254687106 929 6650 SH SOLE 6650 0 0 Duke Energy Corp. COM 26441C204 318 3600 SH SOLE 3600 0 0 Exxon Mobil Corp COM 30231G102 466 6075 SH SOLE 6075 0 0 Fedex Corp. COM 31428X106 2170 13214 SH SOLE 13214 0 0 Freeport McMoran Copper & Gold Inc COM 35671D857 260 22400 SH SOLE 22400 0 0 General Electric Co COM 369604103 611 58200 SH SOLE 58200 0 0 Gilead Sciences Inc COM 375558103 845 12500 SH SOLE 12500 0 0 Goldman Sachs Group Inc. COM 38141G104 1943 9499 SH SOLE 9499 0 0 Home Depot Inc COM 437076102 218 1050 SH SOLE 1050 0 0 Intel Corp COM 458140100 1145 23927 SH SOLE 23927 0 0 Iron Mountain Inc. COM 46284V101 682 21800 SH SOLE 21800 0 0 John Bean Technologies Corp. COM 477839104 3934 32480 SH SOLE 32480 0 0 Johnson & Johnson COM 478160104 4008 28777 SH SOLE 28777 0 0 JP Morgan Chase & Co COM 46625H100 3539 31658 SH SOLE 31658 0 0 Mastercard Inc. Cl. A 57636Q104 3938 14888 SH SOLE 14888 0 0 McCormick & Co. Inc. COM 579780206 2853 18405 SH SOLE 18405 0 0 Merck & Co New COM 58933Y105 1063 12682 SH SOLE 12682 0 0 Microsoft Corp COM 594918104 4956 36998 SH SOLE 36998 0 0 Netflix Inc COM 64110L106 957 2605 SH SOLE 2605 0 0 Occidental Petroleum Corp. COM 674599105 216 4300 SH SOLE 216 0 0 Pepsico Inc. COM 713448108 3756 28645 SH SOLE 28645 0 0 Pfizer Inc COM 717081103 758 17500 SH SOLE 17500 0 0 Procter & Gamble Co. COM 742718109 384 3500 SH SOLE 3500 0 0 Public Service Enterprise Group LTD COM 744573106 3288 55895 SH SOLE 55895 0 0 Qualcomm Inc. COM 747525103 228 3000 SH SOLE 3000 0 0 Raytheon Co. COM 755111507 261 1500 SH SOLE 1500 0 0 Royal Dutch Shell PLC Spons. ADR 780259206 758 11650 SH SOLE 11650 0 0 Salesforce.com Inc COM 79466L302 3479 22931 SH SOLE 22931 0 0 Schlumberger Ltd. COM 806857108 916 23050 SH SOLE 23050 0 0 Servicenow Inc. COM 81762P102 4186 15247 SH SOLE 15247 0 0 JM Smucker Company COM 832696405 2723 23643 SH SOLE 23643 0 0 Splunk Inc. COM 848637104 2979 23687 SH SOLE 23687 0 0 SVB Finl Group COM 78486Q101 241 1075 SH SOLE 1075 0 0 Sysco Corp. COM 871829107 276 3900 SH SOLE 3900 0 0 Texas Instruments Inc. COM 882508104 3021 26325 SH SOLE 26325 0 0 Union Pacific Corp COM 907818108 3403 20122 SH SOLE 20122 0 0 Uranium Energy Corp. COM 916896103 23 17100 SH SOLE 17100 0 0 Verizon Communications Inc. COM 92343V104 955 16720 SH SOLE 16720 0 0 Visa Inc. COM 92826C839 2997 17270 SH SOLE 17270 0 0 Workday Inc. COM 98138H101 3523 17139 SH SOLE 17139 0 0 Citigroup Inc. Preferred Ser S Preferred 172967317 523 20000 SH SOLE 20000 0 0 Goldman Sachs Group Inc. Prfrd Ser N Preferred 38148B504 504 19000 SH SOLE 19000 0 0 Tennessee Valley Auth 6.75 NT 6/1/28 Preferred 880591300 207 8195 SH SOLE 8195 0 0 JPMorgan Chase Dep SH 1/400 5.75 (DD) Preferred 48128B655 229 8500 SH SOLE 8500 0 0 UBS AG Ldn Trigger Phoenix AC Euro Stx 50 COM 90274T494 594 60000 SH SOLE 60000 0 0 Eaton Vance High Inc 2021 FD COM 27829W101 151 15000 SH SOLE 15000 0 0 Eaton Vance Muni Bond Fund COM 27827X101 423 34000 SH SOLE 34000 0 0 First Trust Intermediate Duration Pfd Incm. COM 33718W103 1028 45200 SH SOLE 45200 0 0 Flaherty & Crumrine Dynamic Pfd Preferred 33848W106 1512 60400 SH SOLE 60400 0 0 John Hancock Tax Advantaged Div. Income Fd COM 41013V100 270 10625 SH SOLE 10625 0 0 Nuveen Connecticut Quality Incm Muni Fd COM 67060D107 440 33936 SH SOLE 33936 0 0 Nuveen High Income 11/21 Tgt Trm Fd. COM 67077N106 248 25000 SH SOLE 25000 0 0 Nuveen NY AMT-FREE Quality INCM COM 670656107 131 10000 SH SOLE 10000 0 0 Nuveen Muni Value Fund Inc. COM 670928100 341 33500 SH SOLE 33500 0 0 Pimco Dynamic Credit Income Fund COM 72202D106 1234 51650 SH SOLE 51650 0 0 TC Pipelines LC COM 87233Q108 219 5825 SH SOLE 5825 0 0 ALPS Alerian MLP ETF COM 00162Q866 278 28200 SH SOLE 28200 0 0 Consumer Staples Select Sector SPDR COM 81369Y308 611 10525 SH SOLE 10525 0 0 Energy Select Sector SPDR ETF COM 81369Y506 376 5900 SH SOLE 5900 0 0 Exponential Technologies ETF COM 46434V381 1316 34125 SH SOLE 34125 0 0 Financial Sector SPDR ETF COM 81369Y605 281 10170 SH SOLE 10170 0 0 First Trust DJ Internet Index ETF COM 33733E302 3274 22765 SH SOLE 22765 0 0 Invesco QQQ Trust, Series 1 COM 46090E103 988 5290 SH SOLE 5290 0 0 Ishares Biotechnology ETF COM 464287556 1114 10215 SH SOLE 10215 0 0 Ishares Dow Jones US ETF COM 464287846 1461 10000 SH SOLE 10000 0 0 Ishares Global Healthcare ETF COM 464287325 657 10650 SH SOLE 10650 0 0 Ishares North American Tech ETF COM 464287549 7881 36545 SH SOLE 36545 0 0 Ishares North American Tech Software ETF COM 464287515 2752 12595 SH SOLE 12595 0 0 Ishares Russell 1000 Growth ETF COM 464287614 3060 19450 SH SOLE 19450 0 0 Ishares Russell 2000 ETF COM 464287655 2596 16697 SH SOLE 16697 0 0 Ishares Russell Mid-Cap ETF COM 464287499 715 12801 SH SOLE 12801 0 0 Ishares Russell Mid-Cap Growth ETF COM 464287481 2768 19415 SH SOLE 19415 0 0 Ishares Russell Mid-Cap Value ETF COM 464287473 1238 13890 SH SOLE 13890 0 0 Ishares S&P 500 Value ETF COM 464287408 303 2600 SH SOLE 2600 0 0 Ishares US Medical Devices ETF COM 464288810 1965 8165 SH SOLE 8165 0 0 Ishares US Preferred Stock ETF COM 464288687 1124 30500 SH SOLE 30500 0 0 Robo Global Robotics & Automation COM 301505707 1604 40150 SH SOLE 40150 0 0 SPDR S&P Health Care Equipment ETF COM 78464A581 303 3700 SH SOLE 3700 0 0 SPDR S&P Oil & Gas Equip Svc COM 78464A748 213 22150 SH SOLE 22150 0 0 SPDR Healthcare Select Sector COM 81369Y209 1121 12100 SH SOLE 12100 0 0 SPDR S&P 500 ETF Trust COM 78462F103 2407 8215 SH SOLE 8215 0 0 SPDR Ser Tr S&P Dividend COM 78464A763 802 7950 SH SOLE 7950 0 0 SPDR S&P Midcap 400 COM 78467Y107 1259 3550 SH SOLE 3550 0 0 SPDR Ser Tr S&P Oil & Gas Exp & Prod COM 78464A730 236 8650 SH SOLE 8650 0 0 SPDR Fd Technology COM 81369Y803 581 7450 SH SOLE 7450 0 0 SPDR Fd Utilities COM 81369Y886 250 4200 SH SOLE 4200 0 0 Vanguard Extended Market ETF COM 922908652 1097 9250 SH SOLE 9250 0 0 Vanguard Growth ETF COM 922908736 4177 25565 SH SOLE 25565 0 0 Vanguard High Div Yield COM 921946406 486 5566 SH SOLE 5566 0 0 Vanguard Large-Cap ETF COM 922908637 2294 17031 SH SOLE 17031 0 0 Vanguard Mid-Cap ETF COM 922908629 296 1770 SH SOLE 1770 0 0 Vanguard Mid Cap Growth ETF COM 922908538 1093 7320 SH SOLE 7320 0 0 Vanguard Total Stock Market ETF COM 922908769 3943 26270 SH SOLE 26270 0 0 Vanguard Value ETF COM 922908744 345 3112 SH SOLE 3112 0 0 Ishares TIPS Bond ETF COM 464287176 621 5373 SH SOLE 5373 0 0 SPDR Barclays High Yield Bond ETF COM 78464A417 257 2363 SH SOLE 2363 0 0 Vanguard Short Term Inflation Protected ETF COM 922020805 296 6000 SH SOLE 6000 0 0