0001387131-17-005105.txt : 20171020
0001387131-17-005105.hdr.sgml : 20171020
20171020154647
ACCESSION NUMBER: 0001387131-17-005105
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171020
DATE AS OF CHANGE: 20171020
EFFECTIVENESS DATE: 20171020
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mathes Company, Inc.
CENTRAL INDEX KEY: 0001389223
IRS NUMBER: 200470186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12290
FILM NUMBER: 171147035
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 917-368-4900
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001389223
XXXXXXXX
09-30-2017
09-30-2017
false
Mathes Company, Inc.
230 Park Avenue
New York
NY
10169
13F HOLDINGS REPORT
028-12290
N
Richard Mathes
President
917-368-4900
/s/ Richard Mathes
New York
NY
10-20-2017
0
144
212365
INFORMATION TABLE
2
infotable.xml
HOLDINGS REPORT
Alphabet Inc. Class A
COM
02079K305
3894
6038
SH
SOLE
6038
0
0
Alphabet Inc. Class C
COM
02079K107
746
778
SH
SOLE
778
0
0
Altria Group Inc.
COM
02209S103
203
3200
SH
SOLE
3200
0
0
Amazon Com Inc
COM
023135106
6605
6871
SH
SOLE
6871
0
0
American Electrical Power Inc
COM
025537101
395
5625
SH
SOLE
5625
0
0
Amgen Inc
COM
031162100
1031
5530
SH
SOLE
5530
0
0
Apple Inc.
COM
037833100
7764
50378
SH
SOLE
50378
0
0
Applied Materials Inc.
COM
038222105
1613
30975
SH
SOLE
30975
0
0
AT&T Corp
COM
00206R102
2753
70275
SH
SOLE
70275
0
0
Bank of America Corp
COM
060505104
1247
49208
SH
SOLE
49208
0
0
Berkshire Hathaway Inc Cl B
COM
084670702
275
1500
SH
SOLE
1500
0
0
Boeing Co
COM
097023105
6483
25501
SH
SOLE
25501
0
0
Bristol-Myers Squibb Co
COM
110122108
316
4959
SH
SOLE
4959
0
0
Buckeye Partners LP
COM
118230101
252
4425
SH
SOLE
4425
0
0
Caterpillar Inc
COM
149123101
5713
45807
SH
SOLE
45807
0
0
Celgene Corp
COM
151020104
297
2040
SH
SOLE
2040
0
0
Chevron Corp.
COM
166764100
637
5425
SH
SOLE
5425
0
0
Cisco Systems Inc
COM
17275R102
612
18210
SH
SOLE
18210
0
0
Citigroup Inc.
COM
172967424
5684
78148
SH
SOLE
78148
0
0
Coca Cola Co.
COM
191216100
217
4820
SH
SOLE
4820
0
0
Consolidated Edison
COM
209115104
1002
12425
SH
SOLE
12425
0
0
Costco Wholesale Corp
COM
22160K105
345
2100
SH
SOLE
2100
0
0
CVS Health Corp
COM
126650100
381
4684
SH
SOLE
4684
0
0
Deere & Co
COM
244199105
4408
35099
SH
SOLE
35099
0
0
Disney Walt Co
COM
254687106
508
5150
SH
SOLE
5150
0
0
Dow Du Pont Inc.
COM
26078J100
462
6667
SH
SOLE
6667
0
0
Enbridge Energy Partners LP
COM
29250R106
163
10175
SH
SOLE
10175
0
0
Exxon Mobil Corp
COM
30231G102
869
10595
SH
SOLE
10595
0
0
Facebook Inc.
Cl. A
30303M102
2050
11995
SH
SOLE
11995
0
0
Fedex Corp.
COM
31428X106
3615
16025
SH
SOLE
16025
0
0
Ford Motor Company
COM
345370860
670
56000
SH
SOLE
56000
0
0
Freeport McMoran Copper & Gold Inc
COM
35671D857
435
30950
SH
SOLE
30950
0
0
General Electric Co
COM
369604103
1827
75559
SH
SOLE
75559
0
0
General Mills Inc.
COM
370334104
243
4700
SH
SOLE
4700
0
0
Gilead Sciences Inc
COM
375558103
1533
18925
SH
SOLE
18925
0
0
Glaxo Smithkline PLC
Spons. ADR
37733W105
341
8400
SH
SOLE
8400
0
0
Goldman Sachs Group Inc.
COM
38141G104
2619
11040
SH
SOLE
11040
0
0
Harley Davidson Inc
COM
412822108
413
8575
SH
SOLE
8575
0
0
Home Depot Inc
COM
437076102
777
4750
SH
SOLE
4750
0
0
Illinois Tool Wks Inc.
COM
452308109
882
5960
SH
SOLE
5960
0
0
Ingersoll Rand PLC (IRELAND)
COM
G47791101
4266
47840
SH
SOLE
47840
0
0
Intel Corp
COM
458140100
2142
56260
SH
SOLE
56260
0
0
International Business Machines
COM
459200101
413
2847
SH
SOLE
2847
0
0
Johnson & Johnson
COM
478160104
4638
35677
SH
SOLE
35677
0
0
JP Morgan Chase & Co
COM
46625H100
5275
55226
SH
SOLE
55226
0
0
Kraft Heinz Company
COM
500754106
1499
19332
SH
SOLE
19332
0
0
Lam Research Corp.
COM
512807108
5700
30805
SH
SOLE
30805
0
0
Mastercard Inc.
Cl. A
57636Q104
4110
29110
SH
SOLE
29110
0
0
McCormick & Co. Inc.
COM
579780206
2616
25492
SH
SOLE
25492
0
0
Merck & Co New
COM
58933Y105
1324
20672
SH
SOLE
20672
0
0
Microsoft Corp
COM
594918104
4573
61397
SH
SOLE
61397
0
0
3M Company
COM
88579Y101
3035
14458
SH
SOLE
14458
0
0
Mohawk Industries Inc.
COM
608190104
3616
14608
SH
SOLE
14608
0
0
Netflix Inc
COM
64110L106
508
2800
SH
SOLE
2800
0
0
Obsidian Energy Ltd.
COM
674482104
85
80500
SH
SOLE
80500
0
0
Parker Hannifin Corp.
COM
701094104
3680
21027
SH
SOLE
21027
0
0
Pepsico Inc.
COM
713448108
1020
9150
SH
SOLE
9150
0
0
Pfizer Inc
COM
717081103
1164
32600
SH
SOLE
32600
0
0
PG & E Corp.
COM
69331C108
1671
24535
SH
SOLE
24535
0
0
Procter & Gamble Co.
COM
742718109
364
4000
SH
SOLE
4000
0
0
Raytheon Co.
COM
755111507
261
1400
SH
SOLE
1400
0
0
Royal Dutch Shell PLC
Spons. ADR
780259206
857
14150
SH
SOLE
14150
0
0
Salesforce.com Inc
COM
79466L302
5690
60905
SH
SOLE
60905
0
0
Schlumberger Ltd
COM
806857108
366
5250
SH
SOLE
5250
0
0
Servicenow Inc.
COM
81762P102
3990
33945
SH
SOLE
33945
0
0
SVB Finl Group
COM
78486Q101
552
2950
SH
SOLE
2950
0
0
Texas Instruments Inc.
COM
882508104
3065
34190
SH
SOLE
34190
0
0
Union Pacific Corp
COM
907818108
3130
26990
SH
SOLE
26990
0
0
United Technologies Co
COM
913017109
375
3230
SH
SOLE
3230
0
0
Uranium Energy Corp.
COM
916896103
40
29200
SH
SOLE
29200
0
0
Verizon Communications Inc.
COM
92343V104
1129
22811
SH
SOLE
22811
0
0
Volkswagen AG
Spons. ADR
928662303
1348
39805
SH
SOLE
39805
0
0
Whirlpool Corp
COM
963320106
2630
14260
SH
SOLE
14260
0
0
Citigroup Inc. Preferred Ser S
Preferred
172967317
408
15000
SH
SOLE
15000
0
0
Goldman Sachs Group Inc. Prfrd Ser N
Preferred
38148B504
385
14000
SH
SOLE
14000
0
0
JP Morgan Chase & Co Prfrd Ser G
Preferred
48127X542
214
7925
SH
SOLE
7925
0
0
Tennessee Valley Authority
Preferred
880591300
209
8195
SH
SOLE
8195
0
0
UBS AG Ldn Trigger Phoenix AC Euro Stx 50
COM
90274T494
652
67500
SH
SOLE
67500
0
0
Wells Fargo & Co Prfd J
Preferred
949746879
502
19675
SH
SOLE
19675
0
0
Tortoise MLP Fund
COM
89148B101
267
14750
SH
SOLE
14750
0
0
Eaton Vance High Inc 2021 FD
COM
27829W101
254
25000
SH
SOLE
25000
0
0
Eaton Vance Muni Bond Fund
COM
27827X101
342
27000
SH
SOLE
27000
0
0
First Trust Intermediate Duration Pfd Incm.
COM
33718W103
958
38750
SH
SOLE
38750
0
0
Flaherty & Crumrine Dynamic Pfd
Preferred
33848W106
1856
70025
SH
SOLE
70025
0
0
John Hancock Tax Advantaged Div. Income Fd
COM
41013V100
394
15250
SH
SOLE
15250
0
0
Nuveen CT Premium Muni Fd.
COM
67060D107
153
12500
SH
SOLE
12500
0
0
Nuveen High Income 11/21 Tgt Trm Fd.
COM
67077N106
309
30700
SH
SOLE
30700
0
0
Nuveen NY AMT-FREE Quality INCM
COM
670656107
132
10000
SH
SOLE
10000
0
0
Nuveen Muni Value Fund Inc.
COM
670928100
113
11000
SH
SOLE
11000
0
0
Pimco Dynamic Credit Income Fund
COM
72202D106
1665
72200
SH
SOLE
72200
0
0
ALPS Alerian MLP ETF
COM
00162Q866
276
24575
SH
SOLE
24575
0
0
Energy Select Sector SPDR ETF
COM
81369Y506
805
11750
SH
SOLE
11750
0
0
Exponential Technologies ETF
COM
46434V381
917
26725
SH
SOLE
26725
0
0
Financial Sector SPDR ETF
COM
81369Y605
397
15350
SH
SOLE
15350
0
0
First Trust DJ Internet Index ETF
COM
33733E302
2546
24875
SH
SOLE
24875
0
0
Industrial Select Sector SPDR ETF
COM
81369Y704
2538
35750
SH
SOLE
35750
0
0
Ishares Biotechnology ETF
COM
464287556
1563
4685
SH
SOLE
4685
0
0
Ishares Core S&P500 ETF
COM
464287200
411
1625
SH
SOLE
1625
0
0
Ishares Dow Jones US ETF
COM
464287846
1449
11500
SH
SOLE
11500
0
0
Ishares Global Healthcare ETF
COM
464287325
517
4600
SH
SOLE
4600
0
0
Ishares International Select Dividend
COM
464288448
206
6100
SH
SOLE
6100
0
0
Ishares Morningstar Large-Cap ETF
COM
464287127
2347
15575
SH
SOLE
15575
0
0
Ishares North American Tech ETF
COM
464287549
6029
38825
SH
SOLE
38825
0
0
Ishares North American Tech Software ETF
COM
464287515
1638
11200
SH
SOLE
11200
0
0
Ishares Russell 1000 Growth ETF
COM
464287614
1863
14900
SH
SOLE
14900
0
0
Ishares Russell 1000 Value ETF
COM
464287598
213
1800
SH
SOLE
1800
0
0
Ishares Russell 2000 ETF
COM
464287655
1956
13200
SH
SOLE
13200
0
0
Ishares Russell 2000 Value ETF
COM
464287630
509
4100
SH
SOLE
4100
0
0
Ishares Russell Mid-Cap ETF
COM
464287499
754
3825
SH
SOLE
3825
0
0
Ishares Russell Mid-Cap Growth ETF
COM
464287481
2099
18545
SH
SOLE
18545
0
0
Ishares Russell Mid-Cap Value ETF
COM
464287473
335
3940
SH
SOLE
3940
0
0
Ishares S&P 500 Value ETF
COM
464287408
766
7100
SH
SOLE
7100
0
0
Ishares US Medical Devices ETF
COM
464288810
1205
7215
SH
SOLE
7215
0
0
Ishares US Preferred Stock ETF
COM
464288687
1762
45400
SH
SOLE
45400
0
0
Powershares QQQ Trust SR1
COM
73935A104
823
5660
SH
SOLE
5660
0
0
Robo Global Robotics & Automation
COM
301505707
1294
33450
SH
SOLE
33450
0
0
Rydex Guggenheim S&P 500 Equal Wt
COM
78355W106
222
2325
SH
SOLE
2325
0
0
SPDR S&P Metals and Mining
COM
07846A755
891
27700
SH
SOLE
27700
0
0
SPDR Healthcare Select Sector
COM
81369Y209
1112
13600
SH
SOLE
13600
0
0
Proshares Short 20 Year Treasury
COM
74347X849
263
11750
SH
SOLE
11750
0
0
SPDR Gold Trust
COM
78463V107
334
2750
SH
SOLE
2750
0
0
SPDR S&P 500 ETF Trust
COM
78462F103
2259
8990
SH
SOLE
8990
0
0
SPDR S&P 600 Small Cap ETF
COM
78464A813
598
4600
SH
SOLE
4600
0
0
SPDR Ser Tr S&P Dividend
COM
78464A763
1091
11950
SH
SOLE
11950
0
0
SPDR S&P Midcap 400
COM
78467Y107
1077
3300
SH
SOLE
3300
0
0
SPDR S&P Regional Banking ETF
COM
78464A698
250
4400
SH
SOLE
4400
0
0
SPDR Fd Technology
COM
81369Y803
644
10900
SH
SOLE
10900
0
0
SPDR Fd Utilities
COM
81369Y886
249
4700
SH
SOLE
4700
0
0
Vaneck Gold Miners ETF
COM
92189F106
452
19700
SH
SOLE
19700
0
0
Vanguard Emerging Markets ETF
COM
922042858
752
17250
SH
SOLE
17250
0
0
Vanguard Extended Market ETF
COM
922908652
1246
11635
SH
SOLE
11635
0
0
Vanguard FTSE Developed Markets ETF
COM
921943858
703
16200
SH
SOLE
16200
0
0
Vanguard Growth ETF
COM
922908736
2642
19900
SH
SOLE
19900
0
0
Vanguard High Div Yield
COM
921946406
549
6766
SH
SOLE
6766
0
0
Vanguard Large-Cap ETF
COM
922908637
915
7931
SH
SOLE
7931
0
0
Vanguard Mid Cap ETF
COM
922908629
235
1600
SH
SOLE
1600
0
0
Vanguard Mid Cap Growth ETF
COM
922908538
952
7820
SH
SOLE
7820
0
0
Vanguard Total Stock Market ETF
COM
922908769
2360
18220
SH
SOLE
18220
0
0
Vanguard Value ETF
COM
922908744
439
4400
SH
SOLE
4400
0
0
Ishares Floating Rate Bond ETF
COM
46429B655
306
6000
SH
SOLE
6000
0
0
Ishares TIPS Bond ETF
COM
464287176
823
7250
SH
SOLE
7250
0
0
Pimco Enhanced Short Mat Strategy ETF
COM
72201R833
921
9050
SH
SOLE
9050
0
0
SPDR Barclays High Yield Bond ETF
COM
78464A417
340
9100
SH
SOLE
9100
0
0
Vanguard Short Term Inflation Protected ETF
COM
922020805
297
6000
SH
SOLE
6000
0
0