0001387131-17-005105.txt : 20171020 0001387131-17-005105.hdr.sgml : 20171020 20171020154647 ACCESSION NUMBER: 0001387131-17-005105 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171020 DATE AS OF CHANGE: 20171020 EFFECTIVENESS DATE: 20171020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 171147035 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389223 XXXXXXXX 09-30-2017 09-30-2017 false Mathes Company, Inc.

230 Park Avenue New York NY 10169

13F HOLDINGS REPORT 028-12290 N Richard Mathes 917-368-4900 /s/ Richard Mathes New York NY 10-20-2017 0 144 212365 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT Alphabet Inc. Class A COM 02079K305 3894 6038 SH SOLE 6038 0 0 Alphabet Inc. Class C COM 02079K107 746 778 SH SOLE 778 0 0 Altria Group Inc. COM 02209S103 203 3200 SH SOLE 3200 0 0 Amazon Com Inc COM 023135106 6605 6871 SH SOLE 6871 0 0 American Electrical Power Inc COM 025537101 395 5625 SH SOLE 5625 0 0 Amgen Inc COM 031162100 1031 5530 SH SOLE 5530 0 0 Apple Inc. COM 037833100 7764 50378 SH SOLE 50378 0 0 Applied Materials Inc. COM 038222105 1613 30975 SH SOLE 30975 0 0 AT&T Corp COM 00206R102 2753 70275 SH SOLE 70275 0 0 Bank of America Corp COM 060505104 1247 49208 SH SOLE 49208 0 0 Berkshire Hathaway Inc Cl B COM 084670702 275 1500 SH SOLE 1500 0 0 Boeing Co COM 097023105 6483 25501 SH SOLE 25501 0 0 Bristol-Myers Squibb Co COM 110122108 316 4959 SH SOLE 4959 0 0 Buckeye Partners LP COM 118230101 252 4425 SH SOLE 4425 0 0 Caterpillar Inc COM 149123101 5713 45807 SH SOLE 45807 0 0 Celgene Corp COM 151020104 297 2040 SH SOLE 2040 0 0 Chevron Corp. COM 166764100 637 5425 SH SOLE 5425 0 0 Cisco Systems Inc COM 17275R102 612 18210 SH SOLE 18210 0 0 Citigroup Inc. COM 172967424 5684 78148 SH SOLE 78148 0 0 Coca Cola Co. COM 191216100 217 4820 SH SOLE 4820 0 0 Consolidated Edison COM 209115104 1002 12425 SH SOLE 12425 0 0 Costco Wholesale Corp COM 22160K105 345 2100 SH SOLE 2100 0 0 CVS Health Corp COM 126650100 381 4684 SH SOLE 4684 0 0 Deere & Co COM 244199105 4408 35099 SH SOLE 35099 0 0 Disney Walt Co COM 254687106 508 5150 SH SOLE 5150 0 0 Dow Du Pont Inc. COM 26078J100 462 6667 SH SOLE 6667 0 0 Enbridge Energy Partners LP COM 29250R106 163 10175 SH SOLE 10175 0 0 Exxon Mobil Corp COM 30231G102 869 10595 SH SOLE 10595 0 0 Facebook Inc. Cl. A 30303M102 2050 11995 SH SOLE 11995 0 0 Fedex Corp. COM 31428X106 3615 16025 SH SOLE 16025 0 0 Ford Motor Company COM 345370860 670 56000 SH SOLE 56000 0 0 Freeport McMoran Copper & Gold Inc COM 35671D857 435 30950 SH SOLE 30950 0 0 General Electric Co COM 369604103 1827 75559 SH SOLE 75559 0 0 General Mills Inc. COM 370334104 243 4700 SH SOLE 4700 0 0 Gilead Sciences Inc COM 375558103 1533 18925 SH SOLE 18925 0 0 Glaxo Smithkline PLC Spons. ADR 37733W105 341 8400 SH SOLE 8400 0 0 Goldman Sachs Group Inc. COM 38141G104 2619 11040 SH SOLE 11040 0 0 Harley Davidson Inc COM 412822108 413 8575 SH SOLE 8575 0 0 Home Depot Inc COM 437076102 777 4750 SH SOLE 4750 0 0 Illinois Tool Wks Inc. COM 452308109 882 5960 SH SOLE 5960 0 0 Ingersoll Rand PLC (IRELAND) COM G47791101 4266 47840 SH SOLE 47840 0 0 Intel Corp COM 458140100 2142 56260 SH SOLE 56260 0 0 International Business Machines COM 459200101 413 2847 SH SOLE 2847 0 0 Johnson & Johnson COM 478160104 4638 35677 SH SOLE 35677 0 0 JP Morgan Chase & Co COM 46625H100 5275 55226 SH SOLE 55226 0 0 Kraft Heinz Company COM 500754106 1499 19332 SH SOLE 19332 0 0 Lam Research Corp. COM 512807108 5700 30805 SH SOLE 30805 0 0 Mastercard Inc. Cl. A 57636Q104 4110 29110 SH SOLE 29110 0 0 McCormick & Co. Inc. COM 579780206 2616 25492 SH SOLE 25492 0 0 Merck & Co New COM 58933Y105 1324 20672 SH SOLE 20672 0 0 Microsoft Corp COM 594918104 4573 61397 SH SOLE 61397 0 0 3M Company COM 88579Y101 3035 14458 SH SOLE 14458 0 0 Mohawk Industries Inc. COM 608190104 3616 14608 SH SOLE 14608 0 0 Netflix Inc COM 64110L106 508 2800 SH SOLE 2800 0 0 Obsidian Energy Ltd. COM 674482104 85 80500 SH SOLE 80500 0 0 Parker Hannifin Corp. COM 701094104 3680 21027 SH SOLE 21027 0 0 Pepsico Inc. COM 713448108 1020 9150 SH SOLE 9150 0 0 Pfizer Inc COM 717081103 1164 32600 SH SOLE 32600 0 0 PG & E Corp. COM 69331C108 1671 24535 SH SOLE 24535 0 0 Procter & Gamble Co. COM 742718109 364 4000 SH SOLE 4000 0 0 Raytheon Co. COM 755111507 261 1400 SH SOLE 1400 0 0 Royal Dutch Shell PLC Spons. ADR 780259206 857 14150 SH SOLE 14150 0 0 Salesforce.com Inc COM 79466L302 5690 60905 SH SOLE 60905 0 0 Schlumberger Ltd COM 806857108 366 5250 SH SOLE 5250 0 0 Servicenow Inc. COM 81762P102 3990 33945 SH SOLE 33945 0 0 SVB Finl Group COM 78486Q101 552 2950 SH SOLE 2950 0 0 Texas Instruments Inc. COM 882508104 3065 34190 SH SOLE 34190 0 0 Union Pacific Corp COM 907818108 3130 26990 SH SOLE 26990 0 0 United Technologies Co COM 913017109 375 3230 SH SOLE 3230 0 0 Uranium Energy Corp. COM 916896103 40 29200 SH SOLE 29200 0 0 Verizon Communications Inc. COM 92343V104 1129 22811 SH SOLE 22811 0 0 Volkswagen AG Spons. ADR 928662303 1348 39805 SH SOLE 39805 0 0 Whirlpool Corp COM 963320106 2630 14260 SH SOLE 14260 0 0 Citigroup Inc. Preferred Ser S Preferred 172967317 408 15000 SH SOLE 15000 0 0 Goldman Sachs Group Inc. Prfrd Ser N Preferred 38148B504 385 14000 SH SOLE 14000 0 0 JP Morgan Chase & Co Prfrd Ser G Preferred 48127X542 214 7925 SH SOLE 7925 0 0 Tennessee Valley Authority Preferred 880591300 209 8195 SH SOLE 8195 0 0 UBS AG Ldn Trigger Phoenix AC Euro Stx 50 COM 90274T494 652 67500 SH SOLE 67500 0 0 Wells Fargo & Co Prfd J Preferred 949746879 502 19675 SH SOLE 19675 0 0 Tortoise MLP Fund COM 89148B101 267 14750 SH SOLE 14750 0 0 Eaton Vance High Inc 2021 FD COM 27829W101 254 25000 SH SOLE 25000 0 0 Eaton Vance Muni Bond Fund COM 27827X101 342 27000 SH SOLE 27000 0 0 First Trust Intermediate Duration Pfd Incm. COM 33718W103 958 38750 SH SOLE 38750 0 0 Flaherty & Crumrine Dynamic Pfd Preferred 33848W106 1856 70025 SH SOLE 70025 0 0 John Hancock Tax Advantaged Div. Income Fd COM 41013V100 394 15250 SH SOLE 15250 0 0 Nuveen CT Premium Muni Fd. COM 67060D107 153 12500 SH SOLE 12500 0 0 Nuveen High Income 11/21 Tgt Trm Fd. COM 67077N106 309 30700 SH SOLE 30700 0 0 Nuveen NY AMT-FREE Quality INCM COM 670656107 132 10000 SH SOLE 10000 0 0 Nuveen Muni Value Fund Inc. COM 670928100 113 11000 SH SOLE 11000 0 0 Pimco Dynamic Credit Income Fund COM 72202D106 1665 72200 SH SOLE 72200 0 0 ALPS Alerian MLP ETF COM 00162Q866 276 24575 SH SOLE 24575 0 0 Energy Select Sector SPDR ETF COM 81369Y506 805 11750 SH SOLE 11750 0 0 Exponential Technologies ETF COM 46434V381 917 26725 SH SOLE 26725 0 0 Financial Sector SPDR ETF COM 81369Y605 397 15350 SH SOLE 15350 0 0 First Trust DJ Internet Index ETF COM 33733E302 2546 24875 SH SOLE 24875 0 0 Industrial Select Sector SPDR ETF COM 81369Y704 2538 35750 SH SOLE 35750 0 0 Ishares Biotechnology ETF COM 464287556 1563 4685 SH SOLE 4685 0 0 Ishares Core S&P500 ETF COM 464287200 411 1625 SH SOLE 1625 0 0 Ishares Dow Jones US ETF COM 464287846 1449 11500 SH SOLE 11500 0 0 Ishares Global Healthcare ETF COM 464287325 517 4600 SH SOLE 4600 0 0 Ishares International Select Dividend COM 464288448 206 6100 SH SOLE 6100 0 0 Ishares Morningstar Large-Cap ETF COM 464287127 2347 15575 SH SOLE 15575 0 0 Ishares North American Tech ETF COM 464287549 6029 38825 SH SOLE 38825 0 0 Ishares North American Tech Software ETF COM 464287515 1638 11200 SH SOLE 11200 0 0 Ishares Russell 1000 Growth ETF COM 464287614 1863 14900 SH SOLE 14900 0 0 Ishares Russell 1000 Value ETF COM 464287598 213 1800 SH SOLE 1800 0 0 Ishares Russell 2000 ETF COM 464287655 1956 13200 SH SOLE 13200 0 0 Ishares Russell 2000 Value ETF COM 464287630 509 4100 SH SOLE 4100 0 0 Ishares Russell Mid-Cap ETF COM 464287499 754 3825 SH SOLE 3825 0 0 Ishares Russell Mid-Cap Growth ETF COM 464287481 2099 18545 SH SOLE 18545 0 0 Ishares Russell Mid-Cap Value ETF COM 464287473 335 3940 SH SOLE 3940 0 0 Ishares S&P 500 Value ETF COM 464287408 766 7100 SH SOLE 7100 0 0 Ishares US Medical Devices ETF COM 464288810 1205 7215 SH SOLE 7215 0 0 Ishares US Preferred Stock ETF COM 464288687 1762 45400 SH SOLE 45400 0 0 Powershares QQQ Trust SR1 COM 73935A104 823 5660 SH SOLE 5660 0 0 Robo Global Robotics & Automation COM 301505707 1294 33450 SH SOLE 33450 0 0 Rydex Guggenheim S&P 500 Equal Wt COM 78355W106 222 2325 SH SOLE 2325 0 0 SPDR S&P Metals and Mining COM 07846A755 891 27700 SH SOLE 27700 0 0 SPDR Healthcare Select Sector COM 81369Y209 1112 13600 SH SOLE 13600 0 0 Proshares Short 20 Year Treasury COM 74347X849 263 11750 SH SOLE 11750 0 0 SPDR Gold Trust COM 78463V107 334 2750 SH SOLE 2750 0 0 SPDR S&P 500 ETF Trust COM 78462F103 2259 8990 SH SOLE 8990 0 0 SPDR S&P 600 Small Cap ETF COM 78464A813 598 4600 SH SOLE 4600 0 0 SPDR Ser Tr S&P Dividend COM 78464A763 1091 11950 SH SOLE 11950 0 0 SPDR S&P Midcap 400 COM 78467Y107 1077 3300 SH SOLE 3300 0 0 SPDR S&P Regional Banking ETF COM 78464A698 250 4400 SH SOLE 4400 0 0 SPDR Fd Technology COM 81369Y803 644 10900 SH SOLE 10900 0 0 SPDR Fd Utilities COM 81369Y886 249 4700 SH SOLE 4700 0 0 Vaneck Gold Miners ETF COM 92189F106 452 19700 SH SOLE 19700 0 0 Vanguard Emerging Markets ETF COM 922042858 752 17250 SH SOLE 17250 0 0 Vanguard Extended Market ETF COM 922908652 1246 11635 SH SOLE 11635 0 0 Vanguard FTSE Developed Markets ETF COM 921943858 703 16200 SH SOLE 16200 0 0 Vanguard Growth ETF COM 922908736 2642 19900 SH SOLE 19900 0 0 Vanguard High Div Yield COM 921946406 549 6766 SH SOLE 6766 0 0 Vanguard Large-Cap ETF COM 922908637 915 7931 SH SOLE 7931 0 0 Vanguard Mid Cap ETF COM 922908629 235 1600 SH SOLE 1600 0 0 Vanguard Mid Cap Growth ETF COM 922908538 952 7820 SH SOLE 7820 0 0 Vanguard Total Stock Market ETF COM 922908769 2360 18220 SH SOLE 18220 0 0 Vanguard Value ETF COM 922908744 439 4400 SH SOLE 4400 0 0 Ishares Floating Rate Bond ETF COM 46429B655 306 6000 SH SOLE 6000 0 0 Ishares TIPS Bond ETF COM 464287176 823 7250 SH SOLE 7250 0 0 Pimco Enhanced Short Mat Strategy ETF COM 72201R833 921 9050 SH SOLE 9050 0 0 SPDR Barclays High Yield Bond ETF COM 78464A417 340 9100 SH SOLE 9100 0 0 Vanguard Short Term Inflation Protected ETF COM 922020805 297 6000 SH SOLE 6000 0 0