0001387131-17-003649.txt : 20170717 0001387131-17-003649.hdr.sgml : 20170717 20170717122658 ACCESSION NUMBER: 0001387131-17-003649 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170717 DATE AS OF CHANGE: 20170717 EFFECTIVENESS DATE: 20170717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 17967127 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389223 XXXXXXXX 06-30-2017 06-30-2017 false Mathes Company, Inc.

230 Park Avenue New York NY 10169

13F HOLDINGS REPORT 028-12290 N Richard Mathes 917-368-4900 /s/ Richard Mathes New York NY 07-12-2017 0 139 208899 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT Alphabet Inc. Class A COM 02079K305 5886 6331 SH SOLE 6331 0 0 Alphabet Inc. Class C COM 02079K107 3502 3854 SH SOLE 3854 0 0 Altria Group Inc. COM 02209S103 238 3200 SH SOLE 3200 0 0 Amazon Com Inc COM 023135106 11701 12088 SH SOLE 12088 0 0 American Electrical Power Inc COM 025537101 391 5625 SH SOLE 5625 0 0 Amgen Inc COM 031162100 1204 6990 SH SOLE 6990 0 0 Apple Inc. COM 037833100 8939 62071 SH SOLE 62071 0 0 AT&T Corp COM 00206R102 2819 74725 SH SOLE 74725 0 0 Bank of America Corp COM 060505104 1194 49208 SH SOLE 49208 0 0 Berkshire Hathaway Inc Cl B COM 084670702 254 1500 SH SOLE 1500 0 0 Boeing Co COM 097023105 5119 25886 SH SOLE 25886 0 0 Bristol-Myers Squibb Co COM 110122108 288 5174 SH SOLE 5174 0 0 Buckeye Partners LP COM 118230101 283 4425 SH SOLE 4425 0 0 Caterpillar Inc COM 149123101 5043 46932 SH SOLE 46932 0 0 Celgene Corp COM 151020104 265 2040 SH SOLE 2040 0 0 Chevron Corp. COM 166764100 650 6225 SH SOLE 6225 0 0 Cisco Systems Inc COM 17275R102 304 9710 SH SOLE 9710 0 0 Citigroup Inc. COM 172967424 5111 76423 SH SOLE 76423 0 0 Coca Cola Co. COM 191216100 216 4820 SH SOLE 4820 0 0 Consolidated Edison COM 209115104 1004 12425 SH SOLE 12425 0 0 Costco Wholesale Corp COM 22160K105 336 2100 SH SOLE 2100 0 0 CVS Health Corp COM 126650100 483 6009 SH SOLE 6009 0 0 Deere & Co COM 244199105 4369 35349 SH SOLE 35349 0 0 Disney Walt Co COM 254687106 547 5150 SH SOLE 5150 0 0 Enbridge Energy Partners LP COM 29250R106 163 10175 SH SOLE 10175 0 0 Exxon Mobil Corp COM 30231G102 855 10595 SH SOLE 10595 0 0 Facebook Inc. Cl. A 30303M102 1871 12395 SH SOLE 12395 0 0 Fedex Corp. COM 31428X106 3483 16025 SH SOLE 16025 0 0 Ford Motor Company COM 345370860 571 51000 SH SOLE 51000 0 0 Freeport McMoran Copper & Gold Inc COM 35671D857 372 30950 SH SOLE 30950 0 0 General Electric Co COM 369604103 4030 149209 SH SOLE 149209 0 0 General Mills Inc. COM 370334104 335 6050 SH SOLE 6050 0 0 Gilead Sciences Inc COM 375558103 1262 17825 SH SOLE 17825 0 0 Glaxo Smithkline PLC Spons. ADR 37733W105 362 8400 SH SOLE 8400 0 0 Goldman Sachs Group Inc. COM 38141G104 2505 11290 SH SOLE 11290 0 0 Harley Davidson Inc COM 412822108 501 9275 SH SOLE 9275 0 0 Home Depot Inc COM 437076102 729 4750 SH SOLE 4750 0 0 Illinois Tool Wks Inc. COM 452308109 854 5960 SH SOLE 5960 0 0 Ingersoll Rand PLC (IRELAND) COM G47791101 4393 48065 SH SOLE 48065 0 0 Intel Corp COM 458140100 4480 132790 SH SOLE 132790 0 0 International Business Machines COM 459200101 459 2982 SH SOLE 2982 0 0 Johnson & Johnson COM 478160104 4761 35992 SH SOLE 35992 0 0 JP Morgan Chase & Co COM 46625H100 5093 55726 SH SOLE 55726 0 0 Kraft Heinz Company COM 500754106 3148 36757 SH SOLE 36757 0 0 Lam Research Corp. COM 512807108 4438 31380 SH SOLE 31380 0 0 Mastercard Inc. Cl. A 57636Q104 3535 29110 SH SOLE 29110 0 0 McCormick & Co. Inc. COM 579780206 2486 25492 SH SOLE 25492 0 0 Merck & Co New COM 58933Y105 1470 22938 SH SOLE 22938 0 0 Microsoft Corp COM 594918104 815 11827 SH SOLE 11827 0 0 3M Company COM 88579Y101 3030 14553 SH SOLE 14553 0 0 Mohawk Industries Inc. COM 608190104 3531 14608 SH SOLE 14608 0 0 Netflix Inc COM 64110L106 422 2824 SH SOLE 2824 0 0 Obsidian Energy Ltd. COM 674482104 102 80500 SH SOLE 80500 0 0 Pepsico Inc. COM 713448108 1057 9150 SH SOLE 9150 0 0 Pfizer Inc COM 717081103 1112 33100 SH SOLE 33100 0 0 PG & E Corp. COM 69331C108 443 5080 SH SOLE 5080 0 0 Procter & Gamble Co. COM 742718109 2894 32208 SH SOLE 32208 0 0 Raytheon Co. COM 755111507 226 1400 SH SOLE 1400 0 0 Royal Dutch Shell PLC Spons. ADR 780259206 753 14150 SH SOLE 14150 0 0 Salesforce.com Inc COM 79466L302 5290 61080 SH SOLE 61080 0 0 Schlumberger Ltd COM 806857108 408 6200 SH SOLE 6200 0 0 Servicenow Inc. COM 81762P102 3598 33945 SH SOLE 33945 0 0 SM Energy Co COM 78454L100 693 41950 SH SOLE 41950 0 0 Starbucks Corp COM 855244109 2547 43675 SH SOLE 43675 0 0 SVB Finl Group COM 78486Q101 519 2950 SH SOLE 2950 0 0 Union Pacific Corp COM 907818108 2956 27140 SH SOLE 27140 0 0 United Technologies Co COM 913017109 394 3230 SH SOLE 3230 0 0 Uranium Energy Corp. COM 916896103 46 29200 SH SOLE 29200 0 0 Verizon Communications Inc. COM 92343V104 1130 25301 SH SOLE 25301 0 0 Volkswagen AG Spons. ADR 928662303 1286 41530 SH SOLE 41530 0 0 Whirlpool Corp COM 963320106 2733 14260 SH SOLE 14260 0 0 Citigroup Inc. Preferred Ser S Preferred 172967317 401 15000 SH SOLE 15000 0 0 Goldman Sachs Group Inc. Prfrd Ser N Preferred 38148B504 384 14000 SH SOLE 14000 0 0 JP Morgan Chase & Co Prfrd Ser G Preferred 48127X542 215 7925 SH SOLE 7925 0 0 Tennessee Valley Authority Preferred 880591300 209 8195 SH SOLE 8195 0 0 UBS AG Ldn Trigger Phoenix AC Euro Stx 50 COM 90274T494 636 67500 SH SOLE 67500 0 0 Wells Fargo & Co Prfd J Preferred 949746879 510 19675 SH SOLE 19675 0 0 Tortoise MLP Fund COM 89148B101 294 15250 SH SOLE 15250 0 0 Eaton Vance High Inc 2021 FD COM 27829W101 253 25000 SH SOLE 25000 0 0 Eaton Vance Muni Bond Fund COM 27827X101 381 30000 SH SOLE 30000 0 0 First Trust Intermediate Duration Pfd Incm. COM 33718W103 949 38250 SH SOLE 38250 0 0 Flaherty & Crumrine Dynamic Pfd Preferred 33848W106 1842 70025 SH SOLE 70025 0 0 John Hancock Tax Advantaged Div. Income Fd COM 41013V100 390 15250 SH SOLE 15250 0 0 Nuveen CT Premium Muni Fd. COM 67060D107 124 10000 SH SOLE 10000 0 0 Nuveen High Income 11/21 Tgt Trm Fd. COM 67077N106 310 30700 SH SOLE 30700 0 0 Nuveen NY AMT-FREE Quality INCM COM 670656107 131 10000 SH SOLE 10000 0 0 Nuveen Muni Value Fund Inc. COM 670928100 110 11000 SH SOLE 11000 0 0 Pimco Dynamic Credit Income Fund COM 72202D106 1511 67700 SH SOLE 67700 0 0 ALPS Alerian MLP ETF COM 00162Q866 294 24575 SH SOLE 24575 0 0 Energy Select Sector SPDR ETF COM 81369Y506 763 11750 SH SOLE 11750 0 0 Exponential Technologies ETF COM 46434V381 576 18125 SH SOLE 18125 0 0 Financial Sector SPDR ETF COM 81369Y605 348 14100 SH SOLE 14100 0 0 First Trust DJ Internet Index ETF COM 33733E302 3451 36425 SH SOLE 36425 0 0 Industrial Select Sector SPDR ETF COM 81369Y704 2244 32950 SH SOLE 32950 0 0 Ishares Biotechnology ETF COM 464287556 1124 3625 SH SOLE 3625 0 0 Ishares Core S&P500 ETF COM 464287200 396 1625 SH SOLE 1625 0 0 Ishares Dow Jones US ETF COM 464287846 1395 11500 SH SOLE 11500 0 0 Ishares Morningstar Large-Cap ETF COM 464287127 1855 12675 SH SOLE 12675 0 0 Ishares North American Tech ETF COM 464287549 5355 37025 SH SOLE 37025 0 0 Ishares North American Tech Software ETF COM 464287515 971 7100 SH SOLE 7100 0 0 Ishares Russell 1000 Growth ETF COM 464287614 1559 13100 SH SOLE 13100 0 0 Ishares Russell 1000 Value ETF COM 464287598 210 1800 SH SOLE 1800 0 0 Ishares Russell 2000 ETF COM 464287655 2163 15350 SH SOLE 15350 0 0 Ishares Russell Mid-Cap ETF COM 464287499 946 4925 SH SOLE 4925 0 0 Ishares Russell Mid-Cap Growth ETF COM 464287481 1820 16845 SH SOLE 16845 0 0 Ishares Russell Mid-Cap Value ETF COM 464287473 542 6440 SH SOLE 6440 0 0 Ishares S&P 500 Value ETF COM 464287408 745 7100 SH SOLE 7100 0 0 Ishares US Medical Devices ETF COM 464288810 669 4015 SH SOLE 4015 0 0 Ishares US Preferred Stock ETF COM 464288687 1798 45900 SH SOLE 45900 0 0 Powershares QQQ Trust SR1 COM 73935A104 779 5660 SH SOLE 5660 0 0 Robo Global Robotics & Automation COM 301505707 718 20950 SH SOLE 20950 0 0 Rydex Guggenheim S&P 500 Equal Wt COM 78355W106 243 2625 SH SOLE 2625 0 0 SPDR S&P Metals and Mining COM 78464A755 838 27950 SH SOLE 27950 0 0 SPDR Healthcare Select Sector COM 81369Y209 1193 15050 SH SOLE 15050 0 0 Proshares Short 20 Year Treasury COM 74347X849 264 11750 SH SOLE 11750 0 0 SPDR Gold Trust COM 78463V107 325 2750 SH SOLE 2750 0 0 SPDR S&P 500 ETF Trust COM 78462F103 2113 8740 SH SOLE 8740 0 0 SPDR S&P 600 Small Cap ETF COM 78464A813 653 5300 SH SOLE 5300 0 0 SPDR Ser Tr S&P Dividend COM 78464A763 1062 11950 SH SOLE 11950 0 0 SPDR S&P Midcap 400 COM 78467Y107 889 2800 SH SOLE 2800 0 0 SPDR S&P Regional Banking ETF COM 78464A698 242 4400 SH SOLE 4400 0 0 SPDR Fd Technology COM 81369Y803 596 10900 SH SOLE 10900 0 0 SPDR Fd Utilities COM 81369Y886 244 4700 SH SOLE 4700 0 0 Vaneck Gold Miners ETF COM 92189F106 457 20700 SH SOLE 20700 0 0 Vanguard Emerging Markets ETF COM 922042858 704 17250 SH SOLE 17250 0 0 Vanguard Extended Market ETF COM 922908652 1185 11585 SH SOLE 11585 0 0 Vanguard FTSE Developed Markets ETF COM 921943858 657 15900 SH SOLE 15900 0 0 Vanguard Growth ETF COM 922908736 2274 17900 SH SOLE 17900 0 0 Vanguard High Div Yield COM 921946406 529 6766 SH SOLE 6766 0 0 Vanguard Large-Cap ETF COM 922908637 658 5931 SH SOLE 5931 0 0 Vanguard Mid Cap ETF COM 922908629 228 1600 SH SOLE 1600 0 0 Vanguard Mid Cap Growth ETF COM 922908538 885 7520 SH SOLE 7520 0 0 Vanguard Total Stock Market ETF COM 922908769 2006 16120 SH SOLE 16120 0 0 Vanguard Value ETF COM 922908744 415 4300 SH SOLE 4300 0 0 Ishares Floating Rate Bond ETF COM 46429B655 306 6000 SH SOLE 6000 0 0 Ishares TIPS Bond ETF COM 464287176 822 7250 SH SOLE 7250 0 0 Pimco Enhanced Short Mat Strategy ETF COM 72201R833 819 8050 SH SOLE 8050 0 0 SPDR Barclays High Yield Bond ETF COM 78464A417 339 9100 SH SOLE 9100 0 0 Vanguard Short Term Inflation Protected ETF COM 922020805 295 6000 SH SOLE 6000 0 0