0001387131-17-002222.txt : 20170424 0001387131-17-002222.hdr.sgml : 20170424 20170424114900 ACCESSION NUMBER: 0001387131-17-002222 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170424 DATE AS OF CHANGE: 20170424 EFFECTIVENESS DATE: 20170424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 17777631 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389223 XXXXXXXX 03-31-2017 03-31-2017 false Mathes Company, Inc.

230 Park Avenue New York NY 10169

13F HOLDINGS REPORT 028-12290 N Richard Mathes 917-368-4900 /s/ Richard Mathes New York NY 04-24-2017 0 132 188063 INFORMATION TABLE 2 infotable.xml Alphabet Inc. Class A COM 02079K305 5345 6304 SH SOLE 6304 0 0 Alphabet Inc. Class C COM 02079K107 3218 3879 SH SOLE 3879 0 0 Altria Group Inc. COM 02209S103 229 3200 SH SOLE 3200 0 0 Amazon Com Inc COM 023135106 10706 12076 SH SOLE 12076 0 0 American Electrical Power Inc COM 025537101 378 5625 SH SOLE 5625 0 0 Amgen Inc COM 031162100 1340 8165 SH SOLE 8165 0 0 Apple Inc. COM 037833100 8843 61556 SH SOLE 61556 0 0 AT&T Corp COM 00206R102 3175 76425 SH SOLE 76425 0 0 Bank of New York Mellon Corp COM 064058100 310 6573 SH SOLE 6573 0 0 Bank of America Corp COM 060505104 1161 49208 SH SOLE 49208 0 0 Berkshire Hathaway Inc Cl B COM 084670702 250 1500 SH SOLE 1500 0 0 Boeing Co COM 097023105 4538 25661 SH SOLE 25661 0 0 Bristol-Myers Squibb Co COM 110122108 281 5174 SH SOLE 5174 0 0 Buckeye Partners LP COM 118230101 303 4425 SH SOLE 4425 0 0 Caterpillar Inc COM 149123101 4091 44107 SH SOLE 44107 0 0 Celgene Corp COM 151020104 254 2040 SH SOLE 2040 0 0 Chevron Corp. COM 166764100 580 5400 SH SOLE 5400 0 0 Cisco Systems Inc COM 17275R102 328 9710 SH SOLE 9710 0 0 Citigroup Inc. COM 172967424 4543 75948 SH SOLE 75948 0 0 Coca Cola Co. COM 191216100 259 6095 SH SOLE 6095 0 0 Consolidated Edison COM 209115104 965 12425 SH SOLE 12425 0 0 Costco Wholesale Corp COM 22160K105 369 2200 SH SOLE 2200 0 0 CVS Health Corp COM 126650100 843 10734 SH SOLE 10734 0 0 Deere & Co COM 244199105 3518 32319 SH SOLE 32319 0 0 Disney Walt Co COM 254687106 584 5150 SH SOLE 5150 0 0 Enbridge Energy Partners LP COM 29250R106 193 10175 SH SOLE 10175 0 0 Exxon Mobil Corp COM 30231G102 893 10895 SH SOLE 10895 0 0 Facebook Inc. Cl. A 30303M102 1761 12395 SH SOLE 12395 0 0 Fedex Corp. COM 31428X106 3083 15800 SH SOLE 15800 0 0 Freeport McMoran Copper & Gold Inc COM 35671D857 393 29450 SH SOLE 29450 0 0 Frontier Communications Corp COM 35906A108 47 22000 SH SOLE 22000 0 0 General Electric Co COM 369604103 5275 177009 SH SOLE 177009 0 0 General Mills Inc. COM 370334104 357 6050 SH SOLE 6050 0 0 Gilead Sciences Inc COM 375558103 1292 19025 SH SOLE 19025 0 0 Glaxo Smithkline PLC Spons. ADR 37733W105 354 8400 SH SOLE 8400 0 0 Goldman Sachs Group Inc. COM 38141G104 2553 11115 SH SOLE 11115 0 0 Harley Davidson Inc COM 412822108 561 9275 SH SOLE 9275 0 0 Home Depot Inc COM 437076102 697 4750 SH SOLE 4750 0 0 Illinois Tool Wks Inc. COM 452308109 746 5635 SH SOLE 5635 0 0 Ingersoll Rand PLC (IRELAND) COM G47791101 3870 47590 SH SOLE 47590 0 0 Intel Corp COM 458140100 4972 137840 SH SOLE 137840 0 0 International Business Machines COM 459200101 519 2982 SH SOLE 2982 0 0 Johnson & Johnson COM 478160104 4441 35657 SH SOLE 35657 0 0 JP Morgan Chase & Co COM 46625H100 4614 52526 SH SOLE 52526 0 0 Kraft Heinz Company COM 500754106 3274 36057 SH SOLE 36057 0 0 Lam Research Corp. COM 512807108 3993 31105 SH SOLE 31105 0 0 Mastercard Inc. Cl. A 57636Q104 3231 28730 SH SOLE 28730 0 0 McCormick & Co. Inc. COM 579780206 2443 25042 SH SOLE 25042 0 0 Merck & Co New COM 58933Y105 1462 23013 SH SOLE 23013 0 0 Microsoft Corp COM 594918104 769 11677 SH SOLE 11677 0 0 3M Company COM 88579Y101 2741 14328 SH SOLE 14328 0 0 Netflix Inc COM 64110L106 417 2824 SH SOLE 2824 0 0 Palo Alto Networks Inc. COM 697435105 2144 19026 SH SOLE 19026 0 0 Penn West Petroleum Ltd New COM 707887105 137 80500 SH SOLE 80500 0 0 Pepsico Inc. COM 713448108 1040 9300 SH SOLE 9300 0 0 Pfizer Inc COM 717081103 1132 33100 SH SOLE 33100 0 0 PG & E Corp. COM 69331C108 1628 24535 SH SOLE 24535 0 0 Procter & Gamble Co. COM 742718109 2894 32208 SH SOLE 32208 0 0 Raytheon Co. COM 755111507 214 1400 SH SOLE 1400 0 0 Royal Dutch Shell PLC Spons. ADR 780259206 725 13750 SH SOLE 13750 0 0 Salesforce.com Inc COM 79466L302 4999 60605 SH SOLE 60605 0 0 Schlumberger Ltd COM 806857108 711 9100 SH SOLE 9100 0 0 Staples Inc. COM 855030102 127 14500 SH SOLE 14500 0 0 Starbucks Corp COM 855244109 2538 43475 SH SOLE 43475 0 0 SVB Finl Group COM 78486Q101 549 2950 SH SOLE 2950 0 0 Sysco Corp COM 871829107 202 3900 SH SOLE 3900 0 0 Union Pacific Corp COM 907818108 2835 26765 SH SOLE 26765 0 0 United Technologies Co COM 913017109 362 3230 SH SOLE 3230 0 0 Uranium Energy Corp. COM 916896103 46 32500 SH SOLE 32500 0 0 Verizon Communications Inc. COM 92343V104 882 18101 SH SOLE 18101 0 0 Volkswagen AG Spons. ADR 928662303 1240 41505 SH SOLE 41505 0 0 Whirlpool Corp COM 963320106 2405 14035 SH SOLE 14035 0 0 Citigroup Inc. Preferred Ser S Preferred 172967317 396 15000 SH SOLE 15000 0 0 Goldman Sachs Group Inc. Prfrd Ser N Preferred 38148B504 372 14000 SH SOLE 14000 0 0 JP Morgan Chase & Co Prfrd Ser G Preferred 48127X542 210 7925 SH SOLE 7925 0 0 Tennessee Valley Authority Preferred 880591300 208 8195 SH SOLE 8195 0 0 UBS AG Ldn Trigger Phoenix AC Euro Stx 50 COM 90274T494 633 67500 SH SOLE 67500 0 0 Wells Fargo & Co Prfd J Preferred 949746879 516 19675 SH SOLE 19675 0 0 Tortoise MLP Fund COM 89148B101 317 15250 SH SOLE 15250 0 0 Eaton Vance High Inc 2021 FD COM 27829W101 251 25000 SH SOLE 25000 0 0 Eaton Vance Muni Bond Fund COM 27827X101 552 44000 SH SOLE 44000 0 0 First Trust Intermediate Duration Pfd Incm. COM 33718W103 912 39250 SH SOLE 39250 0 0 Flaherty & Crumrine Dynamic Pfd Preferred 33848W106 1742 71025 SH SOLE 71025 0 0 John Hancock Tax Advantaged Div. Income Fd COM 41013V100 376 15250 SH SOLE 15250 0 0 Nuveen CT Premium Muni Fd. COM 67060D107 160 13000 SH SOLE 13000 0 0 Nuveen High Income 11/21 Tgt Trm Fd. COM 67077N106 307 30700 SH SOLE 30700 0 0 Nuveen NY AMT-FREE Quality INCM COM 670656107 169 13000 SH SOLE 13000 0 0 Nuveen Muni Value Fund Inc. COM 670928100 205 21000 SH SOLE 21000 0 0 Pimco Dynamic Credit Income Fund COM 72202D106 1451 67700 SH SOLE 67700 0 0 ALPS Alerian MLP ETF COM 00162Q866 312 24575 SH SOLE 24575 0 0 First Trust DJ Internet Index ETF COM 33733E302 2837 32225 SH SOLE 32225 0 0 Industrial Select Sector SPDR ETF COM 81369Y704 1913 29400 SH SOLE 29400 0 0 Ishares Biotechnology ETF COM 464287556 916 3125 SH SOLE 3125 0 0 Ishares Core S&P500 ETF COM 464287200 386 1625 SH SOLE 1625 0 0 Ishares Dow Jones US ETF COM 464287846 1466 12400 SH SOLE 12400 0 0 Ishares Morningstar Large-Cap ETF COM 464287127 1656 11675 SH SOLE 11675 0 0 Ishares North American Tech ETF COM 464287549 4323 31225 SH SOLE 31225 0 0 Ishares Russell 1000 Growth ETF COM 464287614 1024 9000 SH SOLE 9000 0 0 Ishares Russell 1000 Value ETF COM 464287598 207 1800 SH SOLE 1800 0 0 Ishares Russell 2000 ETF COM 464287655 2097 15250 SH SOLE 15250 0 0 Ishares Russell Mid-Cap ETF COM 464287499 922 4925 SH SOLE 4925 0 0 Ishares Russell Mid-Cap Growth ETF COM 464287481 1405 13545 SH SOLE 13545 0 0 Ishares Russell Mid-Cap Value ETF COM 464287473 534 6440 SH SOLE 6440 0 0 Ishares S&P 500 Value ETF COM 464287408 739 7100 SH SOLE 7100 0 0 Ishares US Preferred Stock ETF COM 464288687 1718 44400 SH SOLE 44400 0 0 Powershares QQQ Trust SR1 COM 73935A104 710 5360 SH SOLE 5360 0 0 Proshares Short 20 Plus Year Treasury COM 74347X849 463 19750 SH SOLE 19750 0 0 Rydex Guggenheim S&P 500 Equal Wt COM 78355W106 234 2575 SH SOLE 2575 0 0 SPDR S&P Metals and Mining COM 07846A755 654 21500 SH SOLE 21500 0 0 SPDR Healthcare Select Sector COM 81369Y209 1015 13650 SH SOLE 13650 0 0 SPDR Gold Trust COM 78463V107 326 2750 SH SOLE 2750 0 0 SPDR S&P 500 ETF Trust COM 78462F103 2037 8640 SH SOLE 8640 0 0 SPDR S&P 600 Small Cap ETF COM 78464A813 643 5300 SH SOLE 5300 0 0 SPDR Ser Tr S&P Dividend COM 78464A763 1053 11950 SH SOLE 11950 0 0 SPDR S&P Midcap 400 COM 78467Y107 719 2300 SH SOLE 2300 0 0 SPDR S&P Regional Banking ETF COM 78464A698 240 4400 SH SOLE 4400 0 0 SPDR Fd Technology COM 81369Y803 581 10900 SH SOLE 10900 0 0 SPDR Fd Utilities COM 81369Y886 241 4700 SH SOLE 4700 0 0 Vaneck Gold Miners ETF COM 92189F106 495 21700 SH SOLE 21700 0 0 Vanguard Extended Market ETF COM 922908652 1157 11585 SH SOLE 11585 0 0 Vanguard Growth ETF COM 922908736 1655 13600 SH SOLE 13600 0 0 Vanguard High Div Yield COM 921946406 525 6766 SH SOLE 6766 0 0 Vanguard Large-Cap ETF COM 922908637 641 5931 SH SOLE 5931 0 0 Vanguard Mid Cap ETF COM 922908629 223 1600 SH SOLE 1600 0 0 Vanguard Mid Cap Growth ETF COM 922908538 791 7000 SH SOLE 7000 0 0 Vanguard Total Stock Market ETF COM 922908769 1640 13520 SH SOLE 13520 0 0 Vanguard Value ETF COM 922908744 410 4300 SH SOLE 4300 0 0 Ishares Floating Rate Bond ETF COM 46429B655 305 6000 SH SOLE 6000 0 0 Ishares TIPS Bond ETF COM 464287176 831 7250 SH SOLE 7250 0 0 Pimco Enhanced Short Mat Strategy ETF COM 72201R833 437 4300 SH SOLE 4300 0 0 SPDR Barclays High Yield Bond ETF COM 78464A417 336 9100 SH SOLE 9100 0 0 Vanguard Short Term Inflation Protected ETF COM 922020805 297 6000 SH SOLE 6000 0 0