0001387131-17-000361.txt : 20170127
0001387131-17-000361.hdr.sgml : 20170127
20170127112213
ACCESSION NUMBER: 0001387131-17-000361
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170127
DATE AS OF CHANGE: 20170127
EFFECTIVENESS DATE: 20170127
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mathes Company, Inc.
CENTRAL INDEX KEY: 0001389223
IRS NUMBER: 200470186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12290
FILM NUMBER: 17552363
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 917-368-4900
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001389223
XXXXXXXX
12-31-2016
12-31-2016
false
Mathes Company, Inc.
230 Park Avenue
New York
NY
10169
13F HOLDINGS REPORT
028-12290
N
Richard Mathes
President
917-368-4900
/s/ Richard Mathes
New York
NY
01-27-2017
0
137
181548
INFORMATION TABLE
2
infotable.xml
Alphabet Inc. Class A
COM
02079K305
5025
6341
SH
SOLE
6341
0
0
Alphabet Inc. Class C
COM
02079K107
3032
3929
SH
SOLE
3929
0
0
Altria Group Inc.
COM
02209S103
216
3200
SH
SOLE
3200
0
0
Amazon Com Inc
COM
023135106
9106
12143
SH
SOLE
12143
0
0
American Electrical Power Inc
COM
025537101
354
5625
SH
SOLE
5625
0
0
Amgen Inc
COM
031162100
1197
8190
SH
SOLE
8190
0
0
Apple Inc.
COM
037833100
7181
62003
SH
SOLE
62003
0
0
AT&T Corp
COM
00206R102
3248
76375
SH
SOLE
76375
0
0
Bank of New York Mellon Corp
COM
064058100
311
6573
SH
SOLE
6573
0
0
Bank of America Corp
COM
060505104
1137
51458
SH
SOLE
51458
0
0
Berkshire Hathaway Inc Cl B
COM
084670702
285
1750
SH
SOLE
1750
0
0
Boeing Co
COM
097023105
4073
26161
SH
SOLE
26161
0
0
Bristol-Myers Squibb Co
COM
110122108
308
5274
SH
SOLE
5274
0
0
Buckeye Partners LP
COM
118230101
293
4425
SH
SOLE
4425
0
0
Caterpillar Inc
COM
149123101
4213
45432
SH
SOLE
45432
0
0
Celgene Corp
COM
151020104
240
2070
SH
SOLE
2070
0
0
Chevron Corp.
COM
166764100
600
5100
SH
SOLE
5100
0
0
Cisco Systems Inc
COM
17275R102
334
11050
SH
SOLE
11050
0
0
Citigroup Inc.
COM
172967424
4547
76510
SH
SOLE
76510
0
0
Coca Cola Co.
COM
191216100
307
7395
SH
SOLE
7395
0
0
Consolidated Edison
COM
209115104
915
12425
SH
SOLE
12425
0
0
Costco Wholesale Corp
COM
22160K105
352
2200
SH
SOLE
2200
0
0
CVS Health Corp
COM
126650100
1013
12834
SH
SOLE
12834
0
0
Deere & Co
COM
244199105
3348
32494
SH
SOLE
32494
0
0
Disney Walt Co
COM
254687106
537
5150
SH
SOLE
5150
0
0
Du Pont E I De Nemours
COM
263534109
201
2740
SH
SOLE
2740
0
0
Enbridge Energy Partners LP
COM
29250R106
259
10175
SH
SOLE
10175
0
0
Exxon Mobil Corp
COM
30231G102
1090
12075
SH
SOLE
12075
0
0
Facebook Inc.
Cl. A
30303M102
1458
12670
SH
SOLE
12670
0
0
Fedex Corp.
COM
31428X106
2905
15600
SH
SOLE
15600
0
0
Freeport McMoran Copper & Gold Inc
COM
35671D857
454
34450
SH
SOLE
34450
0
0
Frontier Communications Corp
COM
35906A108
223
66000
SH
SOLE
66000
0
0
General Electric Co
COM
369604103
5918
187294
SH
SOLE
187294
0
0
General Mills Inc.
COM
370334104
374
6050
SH
SOLE
6050
0
0
Gilead Sciences Inc
COM
375558103
1305
18225
SH
SOLE
18225
0
0
Glaxo Smithkline PLC
Spons. ADR
37733W105
323
8400
SH
SOLE
8400
0
0
Goldman Sachs Group Inc.
COM
38141G104
2679
11190
SH
SOLE
11190
0
0
Gulfmark Offshore Inc
COM
402629208
46
26050
SH
SOLE
26050
0
0
Harley Davidson Inc
COM
412822108
541
9275
SH
SOLE
9275
0
0
Hershey Co.
COM
427866108
1739
16815
SH
SOLE
16815
0
0
Home Depot Inc
COM
437076102
640
4775
SH
SOLE
4775
0
0
Illinois Tool Wks Inc.
COM
452308109
690
5635
SH
SOLE
5635
0
0
Ingersoll Rand PLC (IRELAND)
COM
G47791101
3641
48515
SH
SOLE
48515
0
0
Intel Corp
COM
458140100
5260
145015
SH
SOLE
145015
0
0
International Business Machines
COM
459200101
495
2982
SH
SOLE
2982
0
0
Johnson & Johnson
COM
478160104
4114
35707
SH
SOLE
35707
0
0
JP Morgan Chase & Co
COM
46625H100
4583
53111
SH
SOLE
53111
0
0
Kraft Heinz Company
COM
500754106
3086
35342
SH
SOLE
35342
0
0
Lam Research Corp.
COM
512807108
3320
31405
SH
SOLE
31405
0
0
Mastercard Inc.
Cl. A
57636Q104
2925
28330
SH
SOLE
28330
0
0
McCormick & Co. Inc.
COM
579780206
2260
24217
SH
SOLE
24217
0
0
Merck & Co New
COM
58933Y105
1370
23273
SH
SOLE
23273
0
0
Microsoft Corp
COM
594918104
701
11277
SH
SOLE
11277
0
0
3M Company
COM
88579Y101
1699
9513
SH
SOLE
9513
0
0
Netflix Inc
COM
64110L106
351
2839
SH
SOLE
2839
0
0
Palo Alto Networks Inc.
COM
697435105
2462
19692
SH
SOLE
19692
0
0
Penn West Petroleum Ltd New
COM
707887105
142
80500
SH
SOLE
80500
0
0
Pepsico Inc.
COM
713448108
994
9500
SH
SOLE
9500
0
0
Pfizer Inc
COM
717081103
1143
35186
SH
SOLE
35186
0
0
PG & E Corp.
COM
69331C108
1506
24785
SH
SOLE
24785
0
0
Phillips 66
COM
718546104
1492
17270
SH
SOLE
17270
0
0
Procter & Gamble Co.
COM
742718109
3183
37858
SH
SOLE
37858
0
0
Regeneron Pharmaceuticals Inc
COM
75886F107
648
1765
SH
SOLE
1765
0
0
Royal Dutch Shell PLC
Spons. ADR
780259206
748
13750
SH
SOLE
13750
0
0
Salesforce.com Inc
COM
79466L302
4174
60970
SH
SOLE
60970
0
0
Schlumberger Ltd
COM
806857108
915
10900
SH
SOLE
10900
0
0
Shake Shack Inc.
Cl. A
819047101
2682
74935
SH
SOLE
74935
0
0
Staples Inc.
COM
855030102
131
14500
SH
SOLE
14500
0
0
Starbucks Corp
COM
855244109
2614
47090
SH
SOLE
47090
0
0
SVB Finl Group
COM
78486Q101
575
3350
SH
SOLE
3350
0
0
Sysco Corp
COM
871829107
216
3900
SH
SOLE
3900
0
0
Union Pacific Corp
COM
907818108
2734
26365
SH
SOLE
26365
0
0
United Technologies Co
COM
913017109
212
1930
SH
SOLE
1930
0
0
Verizon Communications Inc.
COM
92343V104
1017
19051
SH
SOLE
19051
0
0
Volkswagen AG
Spons. ADR
928662303
889
30830
SH
SOLE
30830
0
0
Whirlpool Corp
COM
963320106
2537
13955
SH
SOLE
13955
0
0
Citigroup Inc. Preferred Ser S
Preferred
172967317
380
15000
SH
SOLE
15000
0
0
First Rep Bk San Fran Pfrd Ser A 6.70
Preferred
33616C209
207
8250
SH
SOLE
8250
0
0
Goldman Sachs Group Inc. Prfrd Ser N
Preferred
38148B504
365
14000
SH
SOLE
14000
0
0
Tennessee Valley Authority
Preferred
880591300
203
8195
SH
SOLE
8195
0
0
UBS AG Ldn Trigger Phoenix AC Euro Stx 50
COM
90274T494
596
67500
SH
SOLE
67500
0
0
Wells Fargo & Co Prfd J
Preferred
949746879
520
19675
SH
SOLE
19675
0
0
Tortoise MLP Fund
COM
89148B101
291
15250
SH
SOLE
15250
0
0
Eaton Vance High Inc 2021 FD
COM
27829W101
248
25000
SH
SOLE
25000
0
0
Eaton Vance Muni Bond Fund
COM
27827X101
546
44000
SH
SOLE
44000
0
0
First Trust Intermediate Duration Pfd Incm.
COM
33718W103
891
39250
SH
SOLE
39250
0
0
Flaherty & Crumrine Dynamic Pfd
Preferred
33848W106
1688
71025
SH
SOLE
71025
0
0
John Hancock Tax Advantaged Div. Income Fd
COM
41013V100
352
15250
SH
SOLE
15250
0
0
Nuveen CT Premium Muni Fd.
COM
67060D107
135
11000
SH
SOLE
11000
0
0
Nuveen High Income 11/21 Tgt Trm Fd.
COM
67077N106
303
30700
SH
SOLE
30700
0
0
Nuveen Muni Value Fund Inc.
COM
670928100
201
21000
SH
SOLE
21000
0
0
Pimco Dynamic Credit Income Fund
COM
72202D106
1369
67700
SH
SOLE
67700
0
0
ALPS Alerian MLP ETF
COM
00162Q866
282
22350
SH
SOLE
22350
0
0
First Trust DJ Internet Index ETF
COM
33733E302
2421
30325
SH
SOLE
30325
0
0
Industrial Select Sector SPDR ETF
COM
81369Y704
1574
25300
SH
SOLE
25300
0
0
Ishares Biotechnology ETF
COM
464287556
735
2770
SH
SOLE
2770
0
0
Ishares Core S&P500 ETF
COM
464287200
366
1625
SH
SOLE
1625
0
0
Ishares Currency Hedged MSCI Germany
COM
46434V704
276
11500
SH
SOLE
11500
0
0
Ishares Dow Jones US ETF
COM
464287846
1434
12800
SH
SOLE
12800
0
0
Ishares Morningstar Large-Cap ETF
COM
464287127
1509
11375
SH
SOLE
11375
0
0
Ishares North American Tech ETF
COM
464287549
3705
29925
SH
SOLE
29925
0
0
Ishares Russell 1000 ETF
COM
464287598
202
1800
SH
SOLE
1800
0
0
Ishares Russell 2000 ETF
COM
464287655
1773
13150
SH
SOLE
13150
0
0
Ishares Russell Mid-Cap ETF
COM
464287499
881
4925
SH
SOLE
4925
0
0
Ishares Russell Mid-Cap Growth ETF
COM
464287481
657
6745
SH
SOLE
6745
0
0
Ishares Russell Mid-Cap Value ETF
COM
464287473
566
7040
SH
SOLE
7040
0
0
Ishares S&P 500 Value ETF
COM
464287408
659
6500
SH
SOLE
6500
0
0
Ishares US Preferred Stock ETF
COM
464288687
1708
45900
SH
SOLE
45900
0
0
Powershares QQQ Trust SR1
COM
73935A104
611
5160
SH
SOLE
5160
0
0
Proshares Short 20 Plus Year Treasury
COM
74347X849
472
19750
SH
SOLE
19750
0
0
Rydex Guggenheim S&P 500 Equal Wt
COM
78355W106
223
2575
SH
SOLE
2575
0
0
SPDR FDR Energy
COM
81369Y506
655
8700
SH
SOLE
8700
0
0
SPDR FD Financial
COM
81369Y605
328
14100
SH
SOLE
14100
0
0
SPDR S&P Metals and Mining
COM
07846A755
367
12075
SH
SOLE
12075
0
0
SPDR Healthcare Select Sector
COM
81369Y209
755
10950
SH
SOLE
10950
0
0
SPDR Gold Trust
COM
78463V107
301
2750
SH
SOLE
2750
0
0
SPDR S&P 500 ETF Trust
COM
78462F103
2032
9090
SH
SOLE
9090
0
0
SPDR S&P 600 Small Cap ETF
COM
78464A813
640
5300
SH
SOLE
5300
0
0
SPDR Ser Tr S&P Dividend
COM
78464A763
1022
11950
SH
SOLE
11950
0
0
SPDR S&P Midcap 400
COM
78467Y107
513
1700
SH
SOLE
1700
0
0
SPDR Fd Technology
COM
81369Y803
551
11400
SH
SOLE
11400
0
0
SPDR Fd Utilities
COM
81369Y886
228
4700
SH
SOLE
4700
0
0
Vaneck Gold Miners ETF
COM
92189F106
517
24700
SH
SOLE
24700
0
0
Vanguard Extended Market ETF
COM
922908652
1169
12185
SH
SOLE
12185
0
0
Vanguard Growth ETF
COM
922908736
569
5100
SH
SOLE
5100
0
0
Vanguard High Div Yield
COM
921946406
513
6766
SH
SOLE
6766
0
0
Vanguard Industrial ETF
COM
92204A603
203
1706
SH
SOLE
1706
0
0
Vanguard Large-Cap ETF
COM
922908637
607
5931
SH
SOLE
5931
0
0
Vanguard Mid Cap ETF
COM
922908629
211
1600
SH
SOLE
1600
0
0
Vanguard Mid Cap Growth ETF
COM
922908538
798
7550
SH
SOLE
7550
0
0
Vanguard Total Stock Market ETF
COM
922908769
1213
10520
SH
SOLE
10520
0
0
Vanguard Value ETF
COM
922908744
400
4300
SH
SOLE
4300
0
0
Ishares Floating Rate Bond ETF
COM
46429B655
304
6000
SH
SOLE
6000
0
0
Ishares TIPS Bond ETF
COM
464287176
350
3100
SH
SOLE
3100
0
0
Pimco Enhanced Short Mat Strategy ETF
COM
72201R833
436
4300
SH
SOLE
4300
0
0
SPDR Barclays High Yield Bond ETF
COM
78464A417
386
10600
SH
SOLE
10600
0
0
Vanguard Short Term Inflation Protected ETF
COM
922020805
295
6000
SH
SOLE
6000
0
0