0001387131-17-000361.txt : 20170127 0001387131-17-000361.hdr.sgml : 20170127 20170127112213 ACCESSION NUMBER: 0001387131-17-000361 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170127 DATE AS OF CHANGE: 20170127 EFFECTIVENESS DATE: 20170127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 17552363 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389223 XXXXXXXX 12-31-2016 12-31-2016 false Mathes Company, Inc.
230 Park Avenue New York NY 10169
13F HOLDINGS REPORT 028-12290 N
Richard Mathes President 917-368-4900 /s/ Richard Mathes New York NY 01-27-2017 0 137 181548
INFORMATION TABLE 2 infotable.xml Alphabet Inc. Class A COM 02079K305 5025 6341 SH SOLE 6341 0 0 Alphabet Inc. Class C COM 02079K107 3032 3929 SH SOLE 3929 0 0 Altria Group Inc. COM 02209S103 216 3200 SH SOLE 3200 0 0 Amazon Com Inc COM 023135106 9106 12143 SH SOLE 12143 0 0 American Electrical Power Inc COM 025537101 354 5625 SH SOLE 5625 0 0 Amgen Inc COM 031162100 1197 8190 SH SOLE 8190 0 0 Apple Inc. COM 037833100 7181 62003 SH SOLE 62003 0 0 AT&T Corp COM 00206R102 3248 76375 SH SOLE 76375 0 0 Bank of New York Mellon Corp COM 064058100 311 6573 SH SOLE 6573 0 0 Bank of America Corp COM 060505104 1137 51458 SH SOLE 51458 0 0 Berkshire Hathaway Inc Cl B COM 084670702 285 1750 SH SOLE 1750 0 0 Boeing Co COM 097023105 4073 26161 SH SOLE 26161 0 0 Bristol-Myers Squibb Co COM 110122108 308 5274 SH SOLE 5274 0 0 Buckeye Partners LP COM 118230101 293 4425 SH SOLE 4425 0 0 Caterpillar Inc COM 149123101 4213 45432 SH SOLE 45432 0 0 Celgene Corp COM 151020104 240 2070 SH SOLE 2070 0 0 Chevron Corp. COM 166764100 600 5100 SH SOLE 5100 0 0 Cisco Systems Inc COM 17275R102 334 11050 SH SOLE 11050 0 0 Citigroup Inc. COM 172967424 4547 76510 SH SOLE 76510 0 0 Coca Cola Co. COM 191216100 307 7395 SH SOLE 7395 0 0 Consolidated Edison COM 209115104 915 12425 SH SOLE 12425 0 0 Costco Wholesale Corp COM 22160K105 352 2200 SH SOLE 2200 0 0 CVS Health Corp COM 126650100 1013 12834 SH SOLE 12834 0 0 Deere & Co COM 244199105 3348 32494 SH SOLE 32494 0 0 Disney Walt Co COM 254687106 537 5150 SH SOLE 5150 0 0 Du Pont E I De Nemours COM 263534109 201 2740 SH SOLE 2740 0 0 Enbridge Energy Partners LP COM 29250R106 259 10175 SH SOLE 10175 0 0 Exxon Mobil Corp COM 30231G102 1090 12075 SH SOLE 12075 0 0 Facebook Inc. Cl. A 30303M102 1458 12670 SH SOLE 12670 0 0 Fedex Corp. COM 31428X106 2905 15600 SH SOLE 15600 0 0 Freeport McMoran Copper & Gold Inc COM 35671D857 454 34450 SH SOLE 34450 0 0 Frontier Communications Corp COM 35906A108 223 66000 SH SOLE 66000 0 0 General Electric Co COM 369604103 5918 187294 SH SOLE 187294 0 0 General Mills Inc. COM 370334104 374 6050 SH SOLE 6050 0 0 Gilead Sciences Inc COM 375558103 1305 18225 SH SOLE 18225 0 0 Glaxo Smithkline PLC Spons. ADR 37733W105 323 8400 SH SOLE 8400 0 0 Goldman Sachs Group Inc. COM 38141G104 2679 11190 SH SOLE 11190 0 0 Gulfmark Offshore Inc COM 402629208 46 26050 SH SOLE 26050 0 0 Harley Davidson Inc COM 412822108 541 9275 SH SOLE 9275 0 0 Hershey Co. COM 427866108 1739 16815 SH SOLE 16815 0 0 Home Depot Inc COM 437076102 640 4775 SH SOLE 4775 0 0 Illinois Tool Wks Inc. COM 452308109 690 5635 SH SOLE 5635 0 0 Ingersoll Rand PLC (IRELAND) COM G47791101 3641 48515 SH SOLE 48515 0 0 Intel Corp COM 458140100 5260 145015 SH SOLE 145015 0 0 International Business Machines COM 459200101 495 2982 SH SOLE 2982 0 0 Johnson & Johnson COM 478160104 4114 35707 SH SOLE 35707 0 0 JP Morgan Chase & Co COM 46625H100 4583 53111 SH SOLE 53111 0 0 Kraft Heinz Company COM 500754106 3086 35342 SH SOLE 35342 0 0 Lam Research Corp. COM 512807108 3320 31405 SH SOLE 31405 0 0 Mastercard Inc. Cl. A 57636Q104 2925 28330 SH SOLE 28330 0 0 McCormick & Co. Inc. COM 579780206 2260 24217 SH SOLE 24217 0 0 Merck & Co New COM 58933Y105 1370 23273 SH SOLE 23273 0 0 Microsoft Corp COM 594918104 701 11277 SH SOLE 11277 0 0 3M Company COM 88579Y101 1699 9513 SH SOLE 9513 0 0 Netflix Inc COM 64110L106 351 2839 SH SOLE 2839 0 0 Palo Alto Networks Inc. COM 697435105 2462 19692 SH SOLE 19692 0 0 Penn West Petroleum Ltd New COM 707887105 142 80500 SH SOLE 80500 0 0 Pepsico Inc. COM 713448108 994 9500 SH SOLE 9500 0 0 Pfizer Inc COM 717081103 1143 35186 SH SOLE 35186 0 0 PG & E Corp. COM 69331C108 1506 24785 SH SOLE 24785 0 0 Phillips 66 COM 718546104 1492 17270 SH SOLE 17270 0 0 Procter & Gamble Co. COM 742718109 3183 37858 SH SOLE 37858 0 0 Regeneron Pharmaceuticals Inc COM 75886F107 648 1765 SH SOLE 1765 0 0 Royal Dutch Shell PLC Spons. ADR 780259206 748 13750 SH SOLE 13750 0 0 Salesforce.com Inc COM 79466L302 4174 60970 SH SOLE 60970 0 0 Schlumberger Ltd COM 806857108 915 10900 SH SOLE 10900 0 0 Shake Shack Inc. Cl. A 819047101 2682 74935 SH SOLE 74935 0 0 Staples Inc. COM 855030102 131 14500 SH SOLE 14500 0 0 Starbucks Corp COM 855244109 2614 47090 SH SOLE 47090 0 0 SVB Finl Group COM 78486Q101 575 3350 SH SOLE 3350 0 0 Sysco Corp COM 871829107 216 3900 SH SOLE 3900 0 0 Union Pacific Corp COM 907818108 2734 26365 SH SOLE 26365 0 0 United Technologies Co COM 913017109 212 1930 SH SOLE 1930 0 0 Verizon Communications Inc. COM 92343V104 1017 19051 SH SOLE 19051 0 0 Volkswagen AG Spons. ADR 928662303 889 30830 SH SOLE 30830 0 0 Whirlpool Corp COM 963320106 2537 13955 SH SOLE 13955 0 0 Citigroup Inc. Preferred Ser S Preferred 172967317 380 15000 SH SOLE 15000 0 0 First Rep Bk San Fran Pfrd Ser A 6.70 Preferred 33616C209 207 8250 SH SOLE 8250 0 0 Goldman Sachs Group Inc. Prfrd Ser N Preferred 38148B504 365 14000 SH SOLE 14000 0 0 Tennessee Valley Authority Preferred 880591300 203 8195 SH SOLE 8195 0 0 UBS AG Ldn Trigger Phoenix AC Euro Stx 50 COM 90274T494 596 67500 SH SOLE 67500 0 0 Wells Fargo & Co Prfd J Preferred 949746879 520 19675 SH SOLE 19675 0 0 Tortoise MLP Fund COM 89148B101 291 15250 SH SOLE 15250 0 0 Eaton Vance High Inc 2021 FD COM 27829W101 248 25000 SH SOLE 25000 0 0 Eaton Vance Muni Bond Fund COM 27827X101 546 44000 SH SOLE 44000 0 0 First Trust Intermediate Duration Pfd Incm. COM 33718W103 891 39250 SH SOLE 39250 0 0 Flaherty & Crumrine Dynamic Pfd Preferred 33848W106 1688 71025 SH SOLE 71025 0 0 John Hancock Tax Advantaged Div. Income Fd COM 41013V100 352 15250 SH SOLE 15250 0 0 Nuveen CT Premium Muni Fd. COM 67060D107 135 11000 SH SOLE 11000 0 0 Nuveen High Income 11/21 Tgt Trm Fd. COM 67077N106 303 30700 SH SOLE 30700 0 0 Nuveen Muni Value Fund Inc. COM 670928100 201 21000 SH SOLE 21000 0 0 Pimco Dynamic Credit Income Fund COM 72202D106 1369 67700 SH SOLE 67700 0 0 ALPS Alerian MLP ETF COM 00162Q866 282 22350 SH SOLE 22350 0 0 First Trust DJ Internet Index ETF COM 33733E302 2421 30325 SH SOLE 30325 0 0 Industrial Select Sector SPDR ETF COM 81369Y704 1574 25300 SH SOLE 25300 0 0 Ishares Biotechnology ETF COM 464287556 735 2770 SH SOLE 2770 0 0 Ishares Core S&P500 ETF COM 464287200 366 1625 SH SOLE 1625 0 0 Ishares Currency Hedged MSCI Germany COM 46434V704 276 11500 SH SOLE 11500 0 0 Ishares Dow Jones US ETF COM 464287846 1434 12800 SH SOLE 12800 0 0 Ishares Morningstar Large-Cap ETF COM 464287127 1509 11375 SH SOLE 11375 0 0 Ishares North American Tech ETF COM 464287549 3705 29925 SH SOLE 29925 0 0 Ishares Russell 1000 ETF COM 464287598 202 1800 SH SOLE 1800 0 0 Ishares Russell 2000 ETF COM 464287655 1773 13150 SH SOLE 13150 0 0 Ishares Russell Mid-Cap ETF COM 464287499 881 4925 SH SOLE 4925 0 0 Ishares Russell Mid-Cap Growth ETF COM 464287481 657 6745 SH SOLE 6745 0 0 Ishares Russell Mid-Cap Value ETF COM 464287473 566 7040 SH SOLE 7040 0 0 Ishares S&P 500 Value ETF COM 464287408 659 6500 SH SOLE 6500 0 0 Ishares US Preferred Stock ETF COM 464288687 1708 45900 SH SOLE 45900 0 0 Powershares QQQ Trust SR1 COM 73935A104 611 5160 SH SOLE 5160 0 0 Proshares Short 20 Plus Year Treasury COM 74347X849 472 19750 SH SOLE 19750 0 0 Rydex Guggenheim S&P 500 Equal Wt COM 78355W106 223 2575 SH SOLE 2575 0 0 SPDR FDR Energy COM 81369Y506 655 8700 SH SOLE 8700 0 0 SPDR FD Financial COM 81369Y605 328 14100 SH SOLE 14100 0 0 SPDR S&P Metals and Mining COM 07846A755 367 12075 SH SOLE 12075 0 0 SPDR Healthcare Select Sector COM 81369Y209 755 10950 SH SOLE 10950 0 0 SPDR Gold Trust COM 78463V107 301 2750 SH SOLE 2750 0 0 SPDR S&P 500 ETF Trust COM 78462F103 2032 9090 SH SOLE 9090 0 0 SPDR S&P 600 Small Cap ETF COM 78464A813 640 5300 SH SOLE 5300 0 0 SPDR Ser Tr S&P Dividend COM 78464A763 1022 11950 SH SOLE 11950 0 0 SPDR S&P Midcap 400 COM 78467Y107 513 1700 SH SOLE 1700 0 0 SPDR Fd Technology COM 81369Y803 551 11400 SH SOLE 11400 0 0 SPDR Fd Utilities COM 81369Y886 228 4700 SH SOLE 4700 0 0 Vaneck Gold Miners ETF COM 92189F106 517 24700 SH SOLE 24700 0 0 Vanguard Extended Market ETF COM 922908652 1169 12185 SH SOLE 12185 0 0 Vanguard Growth ETF COM 922908736 569 5100 SH SOLE 5100 0 0 Vanguard High Div Yield COM 921946406 513 6766 SH SOLE 6766 0 0 Vanguard Industrial ETF COM 92204A603 203 1706 SH SOLE 1706 0 0 Vanguard Large-Cap ETF COM 922908637 607 5931 SH SOLE 5931 0 0 Vanguard Mid Cap ETF COM 922908629 211 1600 SH SOLE 1600 0 0 Vanguard Mid Cap Growth ETF COM 922908538 798 7550 SH SOLE 7550 0 0 Vanguard Total Stock Market ETF COM 922908769 1213 10520 SH SOLE 10520 0 0 Vanguard Value ETF COM 922908744 400 4300 SH SOLE 4300 0 0 Ishares Floating Rate Bond ETF COM 46429B655 304 6000 SH SOLE 6000 0 0 Ishares TIPS Bond ETF COM 464287176 350 3100 SH SOLE 3100 0 0 Pimco Enhanced Short Mat Strategy ETF COM 72201R833 436 4300 SH SOLE 4300 0 0 SPDR Barclays High Yield Bond ETF COM 78464A417 386 10600 SH SOLE 10600 0 0 Vanguard Short Term Inflation Protected ETF COM 922020805 295 6000 SH SOLE 6000 0 0