0001387131-16-007609.txt : 20161031 0001387131-16-007609.hdr.sgml : 20161031 20161031110207 ACCESSION NUMBER: 0001387131-16-007609 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161031 DATE AS OF CHANGE: 20161031 EFFECTIVENESS DATE: 20161031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 161960475 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389223 XXXXXXXX 09-30-2016 09-30-2016 false Mathes Company, Inc.

230 Park Avenue New York NY 10169

13F HOLDINGS REPORT 028-12290 N Richard Mathes 917-368-4900 /s/ Richard Mathes New York NY 10-31-2016 0 129 176394 INFORMATION TABLE 2 infotable.xml Allergan PLC COM G0177J108 1435 6231 SH SOLE 6231 0 0 Alphabet Inc. Class A COM 02079K305 5179 6441 SH SOLE 6441 0 0 Alphabet Inc. Class C COM 02079K107 3073 3954 SH SOLE 3954 0 0 Amazon Com Inc COM 023135106 10163 12138 SH SOLE 12138 0 0 American Electrical Power Inc COM 025537101 361 5625 SH SOLE 5625 0 0 Amgen Inc COM 031162100 1829 10965 SH SOLE 10965 0 0 Apple Inc. COM 037833100 7142 63178 SH SOLE 63178 0 0 AT&T Corp COM 00206R102 3033 74675 SH SOLE 74675 0 0 Bank of New York Mellon Corp COM 064058100 262 6573 SH SOLE 6573 0 0 Bank of America Corp COM 060505104 923 58958 SH SOLE 58958 0 0 Berkshire Hathaway Inc Cl B COM 084670702 253 1750 SH SOLE 1750 0 0 Boeing Co COM 097023105 3463 26286 SH SOLE 26286 0 0 Bristol-Myers Squibb Co COM 110122108 286 5302 SH SOLE 5302 0 0 Buckeye Partners LP COM 118230101 245 3425 SH SOLE 3425 0 0 Caterpillar Inc COM 149123101 4182 47107 SH SOLE 47107 0 0 Celgene Corp COM 151020104 216 2070 SH SOLE 2070 0 0 Chevron Corp. COM 166764100 628 6100 SH SOLE 6100 0 0 Cisco Systems Inc COM 17275R102 366 11550 SH SOLE 11550 0 0 Citigroup Inc. COM 172967424 3892 82410 SH SOLE 82410 0 0 Coca Cola Co. COM 191216100 262 6195 SH SOLE 6195 0 0 Consolidated Edison COM 209115104 936 12425 SH SOLE 12425 0 0 Costco Wholesale Corp COM 22160K105 336 2200 SH SOLE 2200 0 0 CVS Health Corp COM 126650100 1124 12634 SH SOLE 12634 0 0 Deere & Co COM 244199105 2793 32719 SH SOLE 32719 0 0 Disney Walt Co COM 254687106 501 5400 SH SOLE 5400 0 0 Du Pont E I De Nemours COM 263534109 222 3315 SH SOLE 3315 0 0 Enbridge Energy Partners LP COM 29250R106 259 10175 SH SOLE 10175 0 0 Exxon Mobil Corp COM 30231G102 936 10725 SH SOLE 10725 0 0 Facebook Inc. Cl. A 30303M102 1644 12820 SH SOLE 12820 0 0 Fedex Corp. COM 31428X106 2725 15600 SH SOLE 15600 0 0 Ford Motor Co. COM 345370860 2428 201155 SH SOLE 201155 0 0 Freeport McMoran Copper & Gold Inc COM 35671D857 647 59550 SH SOLE 59550 0 0 Frontier Communications Corp COM 35906A108 423 101750 SH SOLE 101750 0 0 General Electric Co COM 369604103 5447 183889 SH SOLE 183889 0 0 General Mills Inc. COM 370334104 386 6050 SH SOLE 6050 0 0 Gilead Sciences Inc COM 375558103 1511 19100 SH SOLE 19100 0 0 Glaxo Smithkline PLC Spons. ADR 37733W105 319 7400 SH SOLE 7400 0 0 Goldman Sachs Group Inc. COM 38141G104 1881 11665 SH SOLE 11665 0 0 Gulfmark Offshore Inc COM 402629208 103 61600 SH SOLE 61600 0 0 Harley Davidson Inc COM 412822108 488 9275 SH SOLE 9275 0 0 Hershey Co. COM 427866108 2497 26115 SH SOLE 26115 0 0 Home Depot Inc COM 437076102 614 4775 SH SOLE 4775 0 0 Illinois Tool Wks Inc. COM 452308109 675 5635 SH SOLE 5635 0 0 Ingersoll Rand PLC (IRELAND) COM G47791101 3296 48515 SH SOLE 48515 0 0 Intel Corp COM 458140100 5503 145765 SH SOLE 145765 0 0 International Business Machines COM 459200101 474 2982 SH SOLE 2982 0 0 Johnson & Johnson COM 478160104 5042 42682 SH SOLE 42682 0 0 JP Morgan Chase & Co COM 46625H100 3662 54986 SH SOLE 54986 0 0 Kraft Heinz Company COM 500754106 3181 35542 SH SOLE 35542 0 0 Lam Research Corp. COM 512807108 2993 31605 SH SOLE 31605 0 0 Mastercard Inc. Cl. A 57636Q104 2901 28505 SH SOLE 28505 0 0 McCormick & Co. Inc. COM 579780206 2532 25337 SH SOLE 25337 0 0 Merck & Co New COM 58933Y105 1599 25623 SH SOLE 25623 0 0 Microsoft Corp COM 594918104 694 12055 SH SOLE 12055 0 0 Netflix Inc COM 64110L106 280 2839 SH SOLE 2839 0 0 Palo Alto Networks Inc. COM 697435105 3695 23192 SH SOLE 23192 0 0 Penn West Petroleum Ltd New COM 707887105 137 75500 SH SOLE 75500 0 0 Pepsico Inc. COM 713448108 1033 9500 SH SOLE 9500 0 0 Pfizer Inc COM 717081103 1246 36786 SH SOLE 36786 0 0 PG & E Corp. COM 69331C108 1536 25110 SH SOLE 25110 0 0 Phillips 66 COM 718546104 2145 26627 SH SOLE 26627 0 0 Procter & Gamble Co. COM 742718109 3938 43878 SH SOLE 43878 0 0 Regeneron Pharmaceuticals Inc COM 75886F107 1260 3135 SH SOLE 3135 0 0 Royal Dutch Shell PLC Spons. ADR 780259206 648 12950 SH SOLE 12950 0 0 Salesforce.com Inc COM 79466L302 4371 61285 SH SOLE 61285 0 0 Schlumberger Ltd COM 806857108 857 10900 SH SOLE 10900 0 0 Shake Shack Inc. Cl. A 819047101 2598 74935 SH SOLE 74935 0 0 Staples Inc. COM 855030102 391 45700 SH SOLE 45700 0 0 Starbucks Corp COM 855244109 2498 46140 SH SOLE 46140 0 0 SVB Finl Group COM 78486Q101 370 3350 SH SOLE 3350 0 0 Union Pacific Corp COM 907818108 269 2760 SH SOLE 2760 0 0 United Technologies Co COM 913017109 201 1980 SH SOLE 1980 0 0 Verizon Communications Inc. COM 92343V104 975 18751 SH SOLE 18751 0 0 Whirlpool Corp COM 963320106 2342 14440 SH SOLE 14440 0 0 Citigroup Inc. Preferred Ser S Preferred 172967317 402 15000 SH SOLE 15000 0 0 Ebay Inc NT 6% Pfrd Preferred 278642202 271 10000 SH SOLE 10000 0 0 First Rep Bk San Fran Pfrd Ser A 6.70% Preferred 33616C209 211 8250 SH SOLE 8250 0 0 Goldman Sachs Group Inc. Prfrd Ser N Preferred 38148B504 434 16000 SH SOLE 16000 0 0 Tennessee Valley Authority Preferred 880591300 213 8195 SH SOLE 8195 0 0 UBS AG Ldn Trigger Phoenix AC Euro Stx 50 COM 90274T494 560 67500 SH SOLE 67500 0 0 Wells Fargo & Co Prfd J Preferred 949746879 531 19675 SH SOLE 19675 0 0 Tortoise MLP Fund COM 89148B101 325 16250 SH SOLE 16250 0 0 Eaton Vance High Inc 2021 FD COM 27829W101 252 25000 SH SOLE 25000 0 0 Eaton Vance Muni Bond Fund COM 27827X101 599 44000 SH SOLE 44000 0 0 First Trust Intermediate Duration Pfd Incm. COM 33718W103 916 39250 SH SOLE 39250 0 0 Flaherty & Crumrine Dynamic Pfd Preferred 33848W106 1838 73050 SH SOLE 73050 0 0 John Hancock Tax Advantaged Div. Income Fd COM 41013V100 373 15250 SH SOLE 15250 0 0 Nuveen CT Premium Muni Fd. COM 67060D107 152 11000 SH SOLE 11000 0 0 Nuveen High Income 11/21 Tgt Trm Fd. COM 67077N106 370 36500 SH SOLE 36500 0 0 Nuveen Muni Value Fund Inc. COM 670928100 222 21000 SH SOLE 21000 0 0 Pimco Dynamic Credit Income Fund COM 72202D106 1615 79200 SH SOLE 79200 0 0 ALPS Alerian MLP ETF COM 00162Q866 445 35100 SH SOLE 35100 0 0 First Trust DJ Internet Index ETF COM 33733E302 1579 21900 SH SOLE 21900 0 0 Industrial Select Sector SPDR ETF COM 81369Y704 879 15055 SH SOLE 15055 0 0 Ishares Biotechnology ETF COM 464287556 666 2300 SH SOLE 2300 0 0 Ishares Core S&P500 ETF COM 464287200 354 1625 SH SOLE 1625 0 0 Ishares Currency Hedged MSCI Germany COM 46434V704 276 11500 SH SOLE 11500 0 0 Ishares Dow Jones US ETF COM 464287846 1389 12800 SH SOLE 12800 0 0 Ishares Morningstar Large-Cap ETF COM 464287127 894 6975 SH SOLE 6975 0 0 Ishares North American Tech ETF COM 464287549 2444 19775 SH SOLE 19775 0 0 Ishares Russell 2000 ETF COM 464287655 1695 13650 SH SOLE 13650 0 0 Ishares Russell Mid-Cap ETF COM 464287499 876 5025 SH SOLE 5025 0 0 Ishares Russell Mid-Cap Growth ETF COM 464287481 920 9445 SH SOLE 9445 0 0 Ishares Russell Mid-Cap Value ETF COM 464287473 314 4095 SH SOLE 4095 0 0 Ishares S&P 500 Value ETF COM 464287408 247 2600 SH SOLE 2600 0 0 Ishares US Preferred Stock ETF COM 464288687 1774 44900 SH SOLE 44900 0 0 Powershares QQQ Trust SR1 COM 73935A104 779 6560 SH SOLE 6560 0 0 Rydex Guggenheim S&P 500 Equal Wt COM 78355W106 245 2925 SH SOLE 2925 0 0 SPDR FDR Energy COM 81369Y506 402 5700 SH SOLE 5700 0 0 SPDR FD Financial COM 81369Y605 234 12100 SH SOLE 12100 0 0 SPDR Gold Trust COM 78463V107 346 2750 SH SOLE 2750 0 0 SPDR S&P 500 ETF Trust COM 78462F103 1966 9090 SH SOLE 9090 0 0 SPDR Ser Tr S&P Dividend COM 78464A763 1008 11950 SH SOLE 11950 0 0 SPDR Fd Technology COM 81369Y803 530 11100 SH SOLE 11100 0 0 SPDR Fd Utilities COM 81369Y886 426 8700 SH SOLE 8700 0 0 Vaneck Gold Miners ETF COM 92189F106 772 29200 SH SOLE 29200 0 0 Vanguard Extended Market ETF COM 922908652 1112 12185 SH SOLE 12185 0 0 Vanguard Growth ETF COM 922908736 573 5100 SH SOLE 5100 0 0 Vanguard High Div Yield COM 921946406 488 6766 SH SOLE 6766 0 0 Vanguard Large-Cap ETF COM 922908637 588 5931 SH SOLE 5931 0 0 Vanguard Mid Cap ETF COM 922908629 207 1600 SH SOLE 1600 0 0 Vanguard Mid Cap Growth ETF COM 922908538 840 7900 SH SOLE 7900 0 0 Vanguard S&P 500 Growth ETF COM 921932505 327 3000 SH SOLE 3000 0 0 Vanguard Total Stock Market ETF COM 922908769 837 7520 SH SOLE 7520 0 0 Vanguard Value ETF COM 922908744 374 4300 SH SOLE 4300 0 0 Ishares Floating Rate Bond ETF COM 46429B655 305 6000 SH SOLE 6000 0 0 Ishares TIPS Bond ETF COM 464287176 419 3600 SH SOLE 3600 0 0 Pimco Enhanced Short Mat Strategy ETF COM 72201R833 436 4300 SH SOLE 4300 0 0 SPDR Barclays High Yield Bond ETF COM 78464A417 389 10600 SH SOLE 10600 0 0