0001387131-14-003535.txt : 20141027 0001387131-14-003535.hdr.sgml : 20141027 20141027122343 ACCESSION NUMBER: 0001387131-14-003535 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141027 DATE AS OF CHANGE: 20141027 EFFECTIVENESS DATE: 20141027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 141174037 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389223 XXXXXXXX 09-30-2014 09-30-2014 false Mathes Company, Inc.

230 Park Avenue New York NY 10169

13F HOLDINGS REPORT 028-12290 N Richard Mathes 917-368-4900 /s/ Richard Mathes New York NY 10-23-2014 0 162 198532 INFORMATION TABLE 2 infotable.xml Abtech Hldgs Inc COM 00400H108 18 52500 SH SOLE 52500 0 0 Akamai Technologies COM 00971T101 221 3700 SH SOLE 3700 0 0 Alexion Pharmaceuticals Inc COM 015351109 265 1600 SH SOLE 1600 0 0 Amazon Com Inc COM 023135106 6573 20388 SH SOLE 20388 0 0 American Electrical Power Inc COM 025537101 294 5625 SH SOLE 5625 0 0 Amgen Inc COM 031162100 2219 15795 SH SOLE 15795 0 0 Apple Inc. COM 037833100 7667 76098 SH SOLE 76098 0 0 Applied Matls Inc COM 038222105 601 27850 SH SOLE 27850 0 0 AT&T Corp COM 00206R102 2171 61620 SH SOLE 61620 0 0 Atlas Pipeline Partners LP COM 049392103 1107 30350 SH SOLE 30350 0 0 Baidu Inc Spons. ADR 056752108 589 2700 SH SOLE 2700 0 0 Bank of New York Mellon Corp COM 064058100 255 6573 SH SOLE 6573 0 0 Bank of America Corp COM 060505104 1494 87608 SH SOLE 87608 0 0 Berkshire Hathaway Inc Cl B COM 084670702 774 5600 SH SOLE 5600 0 0 Biogen Idec Inc. COM 09062X103 744 2250 SH SOLE 2250 0 0 Boeing Co COM 097023105 2674 20991 SH SOLE 20991 0 0 Bristol-Myers Squibb Co COM 110122108 456 8908 SH SOLE 8908 0 0 Buckeye Partners LP COM 118230101 370 4650 SH SOLE 4650 0 0 Buffalo Wild Wings Inc. COM 119848109 614 4575 SH SOLE 4575 0 0 Caterpillar Inc COM 149123101 2618 26432 SH SOLE 26432 0 0 Celgene Corp COM 151020104 913 9630 SH SOLE 9630 0 0 Cheesecake Factory Inc. COM 163072101 382 8400 SH SOLE 8400 0 0 Chevron Corp. COM 166764100 623 5219 SH SOLE 5219 0 0 Chipotle Mexican Grill Cl. A 169656105 1250 1875 SH SOLE 1875 0 0 Cisco Systems Inc COM 17275R102 351 13950 SH SOLE 13950 0 0 Coca Cola Co. COM 191216100 350 8195 SH SOLE 8195 0 0 Consolidated Edison COM 209115104 555 9800 SH SOLE 9800 0 0 Costco Wholesale Corp COM 22160K105 307 2450 SH SOLE 2450 0 0 CSX Corp COM 126408103 2224 69360 SH SOLE 69360 0 0 Cummins Inc. COM 231021106 482 3650 SH SOLE 3650 0 0 CVS Caremark Corp COM 126650100 286 3588 SH SOLE 3588 0 0 3-D Sys COM 88554D205 234 5050 SH SOLE 5050 0 0 Deere & Co COM 244199105 2101 25624 SH SOLE 25624 0 0 Du Pont E I De Nemours COM 263534109 3142 43790 SH SOLE 43790 0 0 Enbridge Energy Partners COM 29250R106 597 15375 SH SOLE 15375 0 0 Energy XXI (Bermuda) Ltd COM G10082140 481 42400 SH SOLE 42400 0 0 EOG Resources COM 26875P101 243 2450 SH SOLE 2450 0 0 Exxon Mobil Corp COM 30231G102 1214 12903 SH SOLE 12903 0 0 Facebook Inc. Cl. A 30303M102 603 7625 SH SOLE 7625 0 0 Fedex Corp. COM 31428X106 2755 17065 SH SOLE 17065 0 0 Freeport McMoran Copper & Gold Inc COM 35671D857 897 27469 SH SOLE 27469 0 0 Frontier Communications Corp COM 35906A108 150 23050 SH SOLE 23050 0 0 General Electric Co COM 369604103 4407 171996 SH SOLE 171996 0 0 General Mills Inc. COM 370334104 303 6000 SH SOLE 6000 0 0 Gilead Sciences Inc COM 375558103 3619 34000 SH SOLE 34000 0 0 Goldman Sachs Group Inc. COM 38141G104 2428 13225 SH SOLE 13225 0 0 Google Inc Cl A Cl. A 38259P508 4004 6805 SH SOLE 6805 0 0 Google Inc Cl C Cl. C 38259P706 3606 6245 SH SOLE 6245 0 0 Greenbrier Cos Inc. COM 393657101 4708 64155 SH SOLE 64155 0 0 Gulfmark Offshore Inc COM 402629208 705 22500 SH SOLE 22500 0 0 Harley Davidson Inc COM 412822108 991 17028 SH SOLE 17028 0 0 Hershey Co. COM 427866108 656 6874 SH SOLE 6874 0 0 Home Depot Inc COM 437076102 578 6300 SH SOLE 6300 0 0 Illinois Tool Wks Inc COM 452308109 219 2600 SH SOLE 2600 0 0 Ingersoll Rand PLC (IRELAND) COM G47791101 2202 39075 SH SOLE 39075 0 0 Intel Corp COM 458140100 2046 58758 SH SOLE 58758 0 0 International Business Machines COM 459200101 626 3297 SH SOLE 3297 0 0 Johnson & Johnson COM 478160104 4308 40414 SH SOLE 40414 0 0 JP Morgan Chase & Co COM 46625H100 4838 80306 SH SOLE 80306 0 0 Kinder Morgan Energy UT LP COM 494550106 354 3800 SH SOLE 3800 0 0 Lions Gate Entertainment Corp COM 535919203 653 19800 SH SOLE 19800 0 0 Magnum Hunter Resources Corp COM 55973B102 137 24550 SH SOLE 24550 0 0 Markwest Energy Partners LP COM 570759100 711 9250 SH SOLE 9250 0 0 Mead Johnson Nutrition Co COM 582839106 1913 19878 SH SOLE 19878 0 0 Merck & Co New COM 58933Y105 1719 28992 SH SOLE 28992 0 0 Microsoft Corp COM 594918104 850 18345 SH SOLE 18345 0 0 National Oilwell Varco Inc COM 637071101 2363 31050 SH SOLE 31050 0 0 Nestle N Spons. ADR 641069406 2361 32107 SH SOLE 32107 0 0 Netflix Inc COM 64110L106 440 975 SH SOLE 975 0 0 Nokia Corp Spons. ADR 654902204 176 20750 SH SOLE 20750 0 0 Nucor Corp COM 670346105 387 7125 SH SOLE 7125 0 0 Oceaneering Int'l. Inc. COM 675232102 818 12550 SH SOLE 12550 0 0 Oracle Corp COM 68389X105 2272 59365 SH SOLE 59365 0 0 Palo Alto Networks Inc. COM 697435105 988 10075 SH SOLE 10075 0 0 Panera Bread Co Cl. A 69840W108 594 3650 SH SOLE 3650 0 0 Parker Hannifin Corp COM 701094104 2252 19730 SH SOLE 19730 0 0 Penn West Petroleum Ltd New COM 707887105 223 33000 SH SOLE 33000 0 0 Pepsico Inc. COM 713448108 833 8950 SH SOLE 8950 0 0 Pfizer Inc COM 717081103 695 23511 SH SOLE 23511 0 0 PG & E Corp. COM 69331C108 1263 28035 SH SOLE 28035 0 0 Precision Castparts Corp COM 740189105 734 3100 SH SOLE 3100 0 0 Procter & Gamble Co. COM 742718109 2765 33018 SH SOLE 33018 0 0 Qualcomm Inc. COM 747525103 1687 22560 SH SOLE 22560 0 0 Regeneron Pharmaceuticals Inc COM 75886F107 243 675 SH SOLE 675 0 0 Salesforce.com Inc COM 79466L302 5472 95110 SH SOLE 95110 0 0 Schlumberger Ltd COM 806857108 3278 32237 SH SOLE 32237 0 0 Smucker J M Co COM 832696405 2214 22370 SH SOLE 22370 0 0 Southern Copper Corp COM 84265V105 420 14162 SH SOLE 14162 0 0 Starbucks Corp COM 855244109 669 8865 SH SOLE 8865 0 0 Starwood Hotels and Resorts COM 85590A401 349 4200 SH SOLE 4200 0 0 SVB Finl Group COM 78486Q101 1472 13131 SH SOLE 13131 0 0 T Rowe Price Group Inc COM 74144T108 2219 28305 SH SOLE 28305 0 0 Tata Motors Ltd Spons. ADR 876568502 903 20650 SH SOLE 20650 0 0 TC Pipelines LC COM 87233Q108 444 6550 SH SOLE 6550 0 0 Tiffany and Co New COM 886547108 2365 24560 SH SOLE 24560 0 0 Transocean Ltd. COM H8817H100 462 14450 SH SOLE 14450 0 0 Twitter Inc COM 90184L102 3215 62325 SH SOLE 62325 0 0 Under Armor Inc COM 904311107 1064 15400 SH SOLE 15400 0 0 Union Pacific Corp COM 907818108 2906 26805 SH SOLE 26805 0 0 United Technologies Corp. COM 913017109 297 2815 SH SOLE 2815 0 0 Urban Outfitters Inc. COM 917047102 569 15500 SH SOLE 15500 0 0 US Silica Holdings Inc COM 90346E103 2441 39050 SH SOLE 39050 0 0 Verizon Communications Inc. COM 92343V104 702 14036 SH SOLE 14036 0 0 Wabco Holdings Inc. COM 92927K102 468 5150 SH SOLE 5150 0 0 Whirlpool Corp COM 963320106 2180 14970 SH SOLE 14970 0 0 Whole Foods Mkt Inc Cl. A 966837106 368 9650 SH SOLE 9650 0 0 Workday Inc. COM 98138H101 295 3575 SH SOLE 3575 0 0 Wynn Resorts Ltd COM 983134107 748 4000 SH SOLE 4000 0 0 Magnum Hunter Res. Corp. Ser. C Preferred 55973B201 318 12250 SH SOLE 12250 0 0 Magnum Hunter Res. Corp. Ser. D Preferred 55973B300 1936 39750 SH SOLE 39750 0 0 MetLife Inc Prfrd B Preferred 59156R603 349 15025 SH SOLE 15025 0 0 Tennessee Valley Authority Preferred 880591300 296 12395 SH SOLE 12395 0 0 Wells Fargo & Co Prfd J Preferred 949746879 581 20025 SH SOLE 20025 0 0 Sandridge Energy Inc P Preferred 80007P604 218 2250 SH SOLE 2250 0 0 Flaherty & Crumrine Dynamic Pfd COM 33848W106 1280 56650 SH SOLE 56650 0 0 Pimco Dynamic Credit Income Fund COM 72202D106 1937 86200 SH SOLE 86200 0 0 SPDR ST High Yield COM 78468R408 693 23150 SH SOLE 23150 0 0 Tortoise MLP Fund Inc COM 89148B101 674 23224 SH SOLE 23224 0 0 Natural Resources Partners LP COM 63900P103 708 54300 SH SOLE 54300 0 0 Ishares Inc. MSCI Malaysia COM 464286830 308 20000 SH SOLE 20000 0 0 MKT VECT Indonesia Index COM 57060U753 205 8200 SH SOLE 8200 0 0 WisdomTree TR Japan Hedged Equity COM 97717W851 311 5950 SH SOLE 5950 0 0 ALPS Alerian MLP ETF COM 00162Q866 1766 92100 SH SOLE 92100 0 0 First Trust DJ Internet Index ETF COM 33733E302 2690 44170 SH SOLE 44170 0 0 Industrial Select Sector SPDR ETF COM 81369Y704 921 17335 SH SOLE 17335 0 0 Ishares Core S&P500 ETF COM 464287200 345 1740 SH SOLE 1740 0 0 Ishares Core S&P Small Cap ETF COM 464287804 287 2750 SH SOLE 2750 0 0 Ishares Dow Jones US ETF COM 464287846 1418 14300 SH SOLE 14300 0 0 Ishares MSCI Pacific Ex-Japan ETF COM 464286665 257 5578 SH SOLE 5578 0 0 Ishares Morningstar Large-Cap ETF COM 464287127 854 7410 SH SOLE 7410 0 0 Ishares North American Tech ETF COM 464287549 2246 22945 SH SOLE 22945 0 0 Ishares Russell 2000 ETF COM 464287655 3122 28551 SH SOLE 28551 0 0 Ishares Russell Mid-Cap ETF COM 464287499 1294 8175 SH SOLE 8175 0 0 Ishares Russell Mid-Cap Growth ETF COM 464287481 853 9650 SH SOLE 9650 0 0 Ishares Russell Mid-Cap Value ETF COM 464287473 287 4095 SH SOLE 4095 0 0 Ishares S&P 500 Value ETF COM 464287408 252 2800 SH SOLE 2800 0 0 Ishares US Preferred Stock ETF COM 464288687 1168 29550 SH SOLE 29550 0 0 Market Vectors Gold Miners COM 57060U100 241 11300 SH SOLE 11300 0 0 Powershares QQQ Trust SR1 COM 73935A104 326 3300 SH SOLE 3300 0 0 Powershares Nasdaq Internet Portfolio COM 73935X146 305 4457 SH SOLE 4457 0 0 Proshares Short 7-10 Year Treasury COM 74348A608 347 11000 SH SOLE 11000 0 0 Rydex Guggenheim S&P 500 Equal Wt COM 78355W106 519 6850 SH SOLE 6850 0 0 SPDR Gold Trust COM 78463V107 773 6650 SH SOLE 6650 0 0 SPDR S&P 500 ETF Trust COM 78462F103 888 4505 SH SOLE 4505 0 0 SPDR Ser Tr S&P Dividend COM 78464A763 1591 21235 SH SOLE 21235 0 0 SPDR Fd Technology COM 81369Y803 477 11950 SH SOLE 11950 0 0 Vanguard Extended Market ETF COM 922908652 891 10660 SH SOLE 10660 0 0 Vanguard FTSE Emerging Markets ETF COM 922042858 2209 52970 SH SOLE 52970 0 0 Vanguard Growth ETF COM 922908736 518 5200 SH SOLE 5200 0 0 Vanguard High Div Yield COM 921946406 478 7200 SH SOLE 7200 0 0 Vanguard Large-Cap ETF COM 922908637 486 5370 SH SOLE 5370 0 0 Vanguard Industrial ETF COM 92204A603 412 4061 SH SOLE 4061 0 0 Vanguard Mid Cap ETF COM 922908629 211 1800 SH SOLE 1800 0 0 Vanguard Mid Cap Growth ETF COM 922908538 827 8585 SH SOLE 8585 0 0 Vanguard Mid Cap Value ETF COM 922908512 317 3735 SH SOLE 3735 0 0 Vanguard Sml-Cap Grwth ETF COM 922908595 278 2310 SH SOLE 2310 0 0 Vanguard Total Stock Market ETF COM 922908769 873 8625 SH SOLE 8625 0 0 Vanguard Value ETF COM 922908744 378 4660 SH SOLE 4660 0 0 Ishares Floating Rate Bond ETF COM 46429B655 1169 23000 SH SOLE 23000 0 0 Ishares TIPS Bond ETF COM 464287176 572 5100 SH SOLE 5100 0 0 Pimco Enhanced Short Mat Strategy ETF COM 72201R833 537 5300 SH SOLE 5300 0 0 Vanguard Short-Term Inf Protect Sec Idx ETF COM 922020805 276 5600 SH SOLE 5600 0 0