0001387131-14-001486.txt : 20140424 0001387131-14-001486.hdr.sgml : 20140424 20140424112221 ACCESSION NUMBER: 0001387131-14-001486 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140424 DATE AS OF CHANGE: 20140424 EFFECTIVENESS DATE: 20140424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 14780638 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389223 XXXXXXXX 03-31-2014 03-31-2014 false Mathes Company, Inc.

230 Park Avenue New York NY 10169

13F HOLDINGS REPORT 028-12290 N Richard Mathes 917-368-4900 /s/ Richard Mathes NY NY 04-23-2014 0 164 186666 INFORMATION TABLE 2 infotable.xml Abtech Hldgs Inc COM 00400H108 26 52500 SH SOLE 52500 0 0 Akamai Technologies COM 00971T101 285 4900 SH SOLE 4900 0 0 Alexion Pharmaceuticals Inc COM 015351109 243 1600 SH SOLE 1600 0 0 Amazon Com Inc COM 023135106 6945 20649 SH SOLE 20649 0 0 American Electrical Power Inc COM 025537101 320 6325 SH SOLE 6325 0 0 Amgen Inc COM 031162100 1289 10450 SH SOLE 10450 0 0 Apache Corporation COM 037411105 207 2500 SH SOLE 2500 0 0 Apple Inc. COM 037833100 5794 10795 SH SOLE 10795 0 0 Applied Matls Inc COM 038222105 578 28300 SH SOLE 28300 0 0 AT&T Corp COM 00206R102 2045 58320 SH SOLE 58320 0 0 Atlas Pipeline Partners LP COM 049392103 277 8625 SH SOLE 8625 0 0 B & G Foods Inc COM 05508R106 434 14400 SH SOLE 14400 0 0 Baidu Inc Spons. ADR 056752108 411 2700 SH SOLE 2700 0 0 Bank of New York Mellon Corp COM 064058100 232 6573 SH SOLE 6573 0 0 Bank of America Corp COM 060505104 1478 85958 SH SOLE 85958 0 0 Berkshire Hathaway Inc Cl B COM 084670702 700 5600 SH SOLE 5600 0 0 Biogen Idec Inc. COM 09062X103 688 2250 SH SOLE 2250 0 0 Biomarin Pharmaceutical Inc COM 09061G101 201 2950 SH SOLE 2950 0 0 Boeing Co COM 097023105 1708 13611 SH SOLE 13611 0 0 Bristol-Myers Squibb Co COM 110122108 489 9408 SH SOLE 9408 0 0 Buckeye Partners LP COM 118230101 349 4650 SH SOLE 4650 0 0 Buffalo Wild Wings Inc. COM 119848109 696 4675 SH SOLE 4675 0 0 Caterpillar Inc COM 149123101 2564 25802 SH SOLE 25802 0 0 Celgene Corp COM 151020104 676 4840 SH SOLE 4840 0 0 Cheesecake Factory Inc. COM 163072101 734 15400 SH SOLE 15400 0 0 Chevron Corp. COM 166764100 735 6178 SH SOLE 6178 0 0 Chipotle Mexican Grill Cl. A 169656105 1065 1875 SH SOLE 1875 0 0 Cisco Systems Inc COM 17275R102 409 18250 SH SOLE 18250 0 0 Coach Inc. COM 189754104 246 4950 SH SOLE 4950 0 0 Coca Cola Co. COM 191216100 2361 61069 SH SOLE 61069 0 0 Consolidated Edison COM 209115104 526 9800 SH SOLE 9800 0 0 Corning Inc COM 219350105 308 14800 SH SOLE 14800 0 0 Costco Wholesale Corp COM 22160K105 357 3200 SH SOLE 3200 0 0 CSX Corp COM 126408103 1967 67910 SH SOLE 67910 0 0 Cummins Inc. COM 231021106 540 3625 SH SOLE 3625 0 0 CVS Caremark Corp COM 126650100 269 3588 SH SOLE 3588 0 0 3-D Sys COM 88554D205 455 7700 SH SOLE 7700 0 0 Deere & Co COM 244199105 2263 24924 SH SOLE 24924 0 0 Du Pont E I De Nemours COM 263534109 2883 42965 SH SOLE 42965 0 0 Enbridge Energy Partners COM 29250R106 374 13650 SH SOLE 13650 0 0 Energy XXI (Bermuda) Ltd COM G10082140 298 12650 SH SOLE 12650 0 0 Exxon Mobil Corp COM 30231G102 1261 12908 SH SOLE 12908 0 0 Facebook Inc. Cl. A 30303M102 465 7725 SH SOLE 7725 0 0 Fedex Corp. COM 31428X106 2236 16870 SH SOLE 16870 0 0 Freeport McMoran Copper & Gold Inc COM 35671D857 1334 40344 SH SOLE 40344 0 0 Frontier Communications Corp COM 35906A108 137 24050 SH SOLE 24050 0 0 General Electric Co COM 369604103 4524 174721 SH SOLE 174721 0 0 General Mills Inc. COM 370334104 326 6300 SH SOLE 6300 0 0 Gilead Sciences Inc COM 375558103 2094 29550 SH SOLE 29550 0 0 Google Inc Cl. A 38259P508 7229 6486 SH SOLE 6486 0 0 Greenbrier Cos Inc. COM 393657101 2896 63505 SH SOLE 63505 0 0 Gulfmark Offshore Inc COM 402629208 793 17650 SH SOLE 17650 0 0 Harley Davidson Inc COM 412822108 1181 17728 SH SOLE 17728 0 0 Hershey Co. COM 427866108 814 7799 SH SOLE 7799 0 0 Home Depot Inc COM 437076102 512 6475 SH SOLE 6475 0 0 Illinois Tool Wks Inc COM 452308109 211 2600 SH SOLE 2600 0 0 Ingersoll Rand PLC (IRELAND) COM G47791101 2178 38050 SH SOLE 38050 0 0 Intel Corp COM 458140100 1556 60258 SH SOLE 60258 0 0 International Business Machines COM 459200101 2755 14311 SH SOLE 14311 0 0 Johnson & Johnson COM 478160104 3902 39724 SH SOLE 39724 0 0 JP Morgan Chase & Co COM 46625H100 4787 78846 SH SOLE 78846 0 0 Kinder Morgan Energy UT LP COM 494550106 738 9975 SH SOLE 9975 0 0 Lions Gate Entertainment Corp COM 535919203 529 19800 SH SOLE 19800 0 0 Magnum Hunter Resources Corp COM 55973B102 281 33050 SH SOLE 33050 0 0 Markwest Energy Partners LP COM 570759100 549 8400 SH SOLE 8400 0 0 Mead Johnson Nutrition Co COM 582839106 1603 19278 SH SOLE 19278 0 0 Merck & Co New COM 58933Y105 1701 29967 SH SOLE 29967 0 0 Microsoft Corp COM 594918104 837 20420 SH SOLE 20420 0 0 National Oilwell Varco Inc COM 637071101 2400 30825 SH SOLE 30825 0 0 Nestle N Spons. ADR 641069406 2385 31657 SH SOLE 31657 0 0 Netflix Inc COM 64110L106 343 975 SH SOLE 975 0 0 Nokia Corp Spons. ADR 654902204 150 20375 SH SOLE 20375 0 0 Nucor Corp COM 670346105 219 4325 SH SOLE 4325 0 0 Oceaneering Int'l. Inc. COM 675232102 920 12800 SH SOLE 12800 0 0 Palo Alto Networks Inc. COM 697435105 665 9700 SH SOLE 12800 0 0 Panera Bread Co Cl. A 69840W108 600 3400 SH SOLE 3400 0 0 Parker Hannifin Corp COM 701094104 2284 19080 SH SOLE 19080 0 0 Penn West Petroleum Ltd New COM 707887105 228 27300 SH SOLE 27300 0 0 Pepsico Inc. COM 713448108 764 9150 SH SOLE 9150 0 0 Pfizer Inc COM 717081103 819 25511 SH SOLE 25511 0 0 PG & E Corp. COM 69331C108 1182 27360 SH SOLE 27360 0 0 Precision Castparts Corp COM 740189105 2183 8637 SH SOLE 8637 0 0 Procter & Gamble Co. COM 742718109 2595 32193 SH SOLE 32193 0 0 PVH Corp COM 693656100 262 2100 SH SOLE 2100 0 0 Qualcomm Inc. COM 747525103 1690 21435 SH SOLE 21435 0 0 Salesforce.com Inc COM 79466L302 5440 95285 SH SOLE 95285 0 0 Schlumberger Ltd COM 806857108 3089 31687 SH SOLE 31687 0 0 Seadrill Ltd. COM G7945E105 321 9125 SH SOLE 9125 0 0 Smucker J M Co COM 832696405 2134 21945 SH SOLE 21945 0 0 Southern Copper Corp COM 84265V105 434 14918 SH SOLE 14918 0 0 Starbucks Corp COM 855244109 651 8865 SH SOLE 8865 0 0 Starwood Hotels and Resorts COM 85590A401 414 5200 SH SOLE 5200 0 0 SVB Finl Group COM 78486Q101 1723 13381 SH SOLE 13381 0 0 Teradata Corp. COM 88076W103 2643 53735 SH SOLE 53735 0 0 Transocean Ltd. COM H8817H100 1069 25850 SH SOLE 25850 0 0 Travelers Companies COM 89417E109 2070 24325 SH SOLE 24325 0 0 Under Armor Inc COM 904311107 871 7600 SH SOLE 7600 0 0 Union Pacific Corp COM 907818108 1955 10416 SH SOLE 10416 0 0 United Technologies Corp. COM 913017109 329 2815 SH SOLE 2815 0 0 Urban Outfitters Inc. COM 917047102 576 15800 SH SOLE 15800 0 0 Verizon Communications Inc. COM 92343V104 839 17636 SH SOLE 17636 0 0 Wabco Holdings Inc. COM 92927K102 544 5150 SH SOLE 5150 0 0 Western Asset High Income Opp Fund COM 95766K109 696 115000 SH SOLE 115000 0 0 Whirlpool Corp COM 963320106 2234 14945 SH SOLE 14945 0 0 Whole Foods Mkt Inc Cl. A 966837106 512 10100 SH SOLE 10100 0 0 Workday Inc. COM 98138H101 201 2200 SH SOLE 2200 0 0 Wynn Resorts Ltd COM 983134107 889 4000 SH SOLE 4000 0 0 Magnum Hunter Res. Corp. Ser. C Preferred 55973B201 344 13300 SH SOLE 13300 0 0 Magnum Hunter Res. Corp. Ser. D Preferred 55973B300 1991 40550 SH SOLE 40550 0 0 MetLife Inc Prfrd B Preferred 59156R603 379 15025 SH SOLE 15025 0 0 Tennessee Valley Authority Preferred 880591300 287 12395 SH SOLE 12395 0 0 Wells Fargo & Co Prfd J Preferred 949746879 584 20025 SH SOLE 20025 0 0 Wells Fargo & Co Prfd P Preferred 949746655 256 11750 SH SOLE 11750 0 0 Sandridge Energy Inc P Preferred 80007P604 263 2450 SH SOLE 2450 0 0 Flaherty & Crumrine Dynamic Pfd COM 33848W106 791 36400 SH SOLE 36400 0 0 Pimco Dynamic Credit Income Fund COM 72202D106 1906 84350 SH SOLE 84350 0 0 SPDR ST High Yield COM 78468R408 1166 37650 SH SOLE 37650 0 0 Tortoise MLP Fund Inc COM 89148B101 612 22924 SH SOLE 22924 0 0 Natural Resources Partners LP COM 63900P103 1264 79398 SH SOLE 79398 0 0 Ishares Inc. MSCI Malaysia COM 464286830 313 20000 SH SOLE 20000 0 0 MKT VECT Indonesia Index COM 57060U753 317 12600 SH SOLE 12600 0 0 WisdomTree TR Japan Hedged Equity COM 97717W851 284 6000 SH SOLE 6000 0 0 Agribusiness ETF COM 57060U605 372 6850 SH SOLE 6850 0 0 ALPS Alerian MLP ETF COM 00162Q866 951 53850 SH SOLE 53850 0 0 First Trust DJ Internet Index ETF COM 33733E302 2264 38345 SH SOLE 38345 0 0 Guggenheim S&P500 Equal Weight ETF COM 78355W106 416 5700 SH SOLE 5700 0 0 Guggenheim Spin Off ETF COM 18383M605 1463 32250 SH SOLE 32250 0 0 Industrial Select Sector SPDR ETF COM 81369Y704 1027 19635 SH SOLE 19635 0 0 Ishares Core S&P500 ETF COM 464287200 327 1740 SH SOLE 1740 0 0 Ishares Dow Jones US ETF COM 464287846 1536 16200 SH SOLE 16200 0 0 Ishares MSCI Pacific Ex-Japan ETF COM 464286665 268 5578 SH SOLE 5578 0 0 Ishares Morningstar Large-Cap ETF COM 464287127 905 8180 SH SOLE 8180 0 0 Ishares North American Tech ETF COM 464287549 2242 24645 SH SOLE 24645 0 0 Ishares Russell 2000 ETF COM 464287655 3042 26151 SH SOLE 26151 0 0 Ishares Russell Mid-Cap ETF COM 464287499 1327 8575 SH SOLE 8575 0 0 Ishares Russell Mid-Cap Growth ETF COM 464287481 931 10850 SH SOLE 10850 0 0 Ishares Russell Mid-Cap Value ETF COM 464287473 281 4095 SH SOLE 4095 0 0 Ishares S&P 500 Value ETF COM 464287408 243 2800 SH SOLE 2800 0 0 Ishares US Preferred Stock ETF COM 464288687 1146 29350 SH SOLE 29350 0 0 Market Vectors Gold Miners COM 57060U100 1043 44200 SH SOLE 44200 0 0 Powershares QQQ Trust SR1 COM 73935A104 289 3300 SH SOLE 3300 0 0 Powershares Nasdaq Internet Portfolio COM 73935X146 294 4457 SH SOLE 4457 0 0 Proshares Short 7-10 Year Treasury COM 74348A608 360 11000 SH SOLE 11000 0 0 SPDR Gold Trust COM 78463V107 1011 8175 SH SOLE 8175 0 0 SPDR S&P 500 ETF Trust COM 78462F103 833 4455 SH SOLE 4455 0 0 SPDR Ser Tr S&P Dividend COM 78464A763 1555 21135 SH SOLE 21135 0 0 SPDR S&P Regional Banking ETF COM 78464A698 232 5600 SH SOLE 5600 0 0 SPDR Fd Technology COM 81369Y803 434 11950 SH SOLE 11950 0 0 Vanguard Extended Market ETF COM 922908652 931 10960 SH SOLE 10960 0 0 Vanguard FTSE Emerging Markets ETF COM 922042858 1790 44120 SH SOLE 44120 0 0 Vanguard Growth ETF COM 922908736 561 6000 SH SOLE 6000 0 0 Vanguard High Div Yield COM 921946406 391 6200 SH SOLE 6200 0 0 Vanguard Large-Cap ETF COM 922908637 453 5270 SH SOLE 5270 0 0 Vanguard Industrial ETF COM 92204A603 408 4061 SH SOLE 4061 0 0 Vanguard Mid Cap ETF COM 922908629 204 1800 SH SOLE 1800 0 0 Vanguard Mid Cap Growth ETF COM 922908538 883 9535 SH SOLE 9535 0 0 Vanguard Mid Cap Value ETF COM 922908512 301 3635 SH SOLE 3635 0 0 Vanguard Sml-Cap Grwth ETF COM 922908595 330 2660 SH SOLE 2660 0 0 Vanguard Total Stock Market ETF COM 922908769 831 8525 SH SOLE 8525 0 0 Vanguard Value ETF COM 922908744 364 4660 SH SOLE 4660 0 0 Ishares Floating Rate Bond ETF COM 46429B655 1166 23000 SH SOLE 23000 0 0 Ishares TIPS Bond ETF COM 464287176 538 4800 SH SOLE 4800 0 0 Pimco Enhanced Short Mat Strategy ETF COM 72201R833 537 5300 SH SOLE 5300 0 0 Vanguard Short-Term Inf Protect Sec Idx ETF COM 922020805 252 5100 SH SOLE 5100 0 0