-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RP28HNauKlvTpqNERs6GMjktV+8sXXrxUaBWCcCmjmHqNfEJwHSQyrSdE1pR6vUJ GiCFpvrp753wTUHysY4KxQ== 0001387131-09-000367.txt : 20090728 0001387131-09-000367.hdr.sgml : 20090728 20090728122734 ACCESSION NUMBER: 0001387131-09-000367 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090728 DATE AS OF CHANGE: 20090728 EFFECTIVENESS DATE: 20090728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 09966539 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 q09-00173_13fhr.txt THE MATHES COMPANY, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 ------------------------ Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Mathes Company, Inc. -------------------------------------------------- Address: 230 Park Avenue -------------------------------------------------- New York, NY 10169 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 028-12290 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Mathes ------------------------------------------------------- Title: Vice President ------------------------------------------------------- Phone: (917) 368-4900 ------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Richard Mathes New York, NY 7/24/09 ------------------------ ------------------------------ --------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------- Form 13F Information Table Entry Total: 90 ------------- Form 13F Information Table Value Total: $66,232 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-12293 Sorrell M. Mathes - ----------- -------------------- ----------------------------
Form 13F Information Table Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 ------------------------------- -------------- --------- -------- -------- ---------- -------- --------- Value Shrs or SH/ PUT/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x$1000) Prn Amt PRN CALL Discretion Managers Sole Shared None ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- --------- ---- 1 Activision Blizzard In. COM 00507V109 240 19,000 SH SOLE 19,000 2 Adobe Sys Inc COM 00724F101 285 10,080 SH SOLE 10,080 3 Airgas Inc. COM 009363102 788 19,450 SH SOLE 19,450 4 Allergan Inc. COM 018490102 707 14,850 SH SOLE 14,850 5 Alliant Techsystems COM 018804104 455 5,523 SH SOLE 5,523 6 Amazon Com Inc COM 023135106 2,227 26,625 SH SOLE 26,625 7 American Public Education COM 02913V103 366 9,250 SH SOLE 9,250 8 Apple Computer Inc COM 037833100 1,805 12,675 SH SOLE 12,675 9 Applied Matls Inc COM 038222105 149 13,600 SH SOLE 13,600 10 Bank New York Inc COM 064057102 257 8,773 SH SOLE 8,773 11 Boeing Co COM 097023105 888 20,890 SH SOLE 20,890 12 BP PLC Spons. ADR 055622104 211 4,425 SH SOLE 4,425 13 Broadcom Corp Cl. A 111320107 402 16,200 SH SOLE 16,200 14 Carnival Corp Paired CTF 143658300 650 25,225 SH SOLE 25,225 15 Caterpillar Inc Del COM 149123101 1,222 36,975 SH SOLE 36,975 16 ChevronTexaco Corp COM 166764100 1,489 22,470 SH SOLE 22,470 17 China Mobile Hong Kong Spons. ADR 16941M109 349 6,975 SH SOLE 6,975 18 Cisco Sys Inc COM 17275R102 693 37,139 SH SOLE 37,139 19 Citigroup Inc. COM 172967101 90 30,300 SH SOLE 30,300 20 Cliffs Natural Resources Inc. COM 18683K101 300 12,250 SH SOLE 12,250 21 Coca Cola Co. COM 191216100 653 13,610 SH SOLE 13,610 22 Consolidated Edison Inc COM 209115104 291 7,775 SH SOLE 7,775 23 CSX Corp COM 126408103 1,041 30,060 SH SOLE 30,060 24 Deere & Co COM 244199105 804 20,115 SH SOLE 20,115 25 Diageo PLC New Spons. ADR 25243Q205 401 7,000 SH SOLE 7,000 26 Dolan Media Co COM 25659P402 266 20,800 SH SOLE 20,800 27 Du Pont E I De Nemours COM 263534109 967 37,745 SH SOLE 37,745 28 EBAY Inc COM 278642103 615 35,906 SH SOLE 35,906 29 Electronic Arts Inc COM 285512109 627 28,890 SH SOLE 28,890 30 Emerson Elec Co COM 291011104 1,058 32,645 SH SOLE 32,645 31 Exxon Mobil Corp COM 30231G102 2,228 31,870 SH SOLE 31,870 32 Fedex Corp COM 31428X106 838 15,070 SH SOLE 15,070 33 First Solar Inc. COM 336433107 470 2,900 SH SOLE 2,900 34 Frontline LTD COM G3682E127 631 25,900 SH SOLE 25,900 35 General Electric Co COM 369604103 298 25,395 SH SOLE 25,395 36 General Mills Inc. COM 370334104 1,240 22,130 SH SOLE 22,130 37 Genzyme Corp. COM 372917104 252 4,520 SH SOLE 4,520 38 Gilead Sciences Inc COM 375558103 1,185 25,300 SH SOLE 25,300 39 Google Inc Cl. A 38259P508 2,706 6,419 SH SOLE 6,419 40 Grand Canyon Education Inc. COM 38526M106 235 14,000 SH SOLE 14,000 41 Harley Davidson Inc COM 412822108 374 23,078 SH SOLE 23,078 42 Hershey Co. COM 427866108 209 5,799 SH SOLE 5,799 43 Hess Corp COM 42809H107 895 16,645 SH SOLE 16,645 44 Hewlett Packard Co. COM 428236103 795 20,575 SH SOLE 20,575 45 International Business Machines COM 459200101 1,517 14,525 SH SOLE 14,525 46 J P Morgan Chase & Co. COM 46625H100 1,368 40,110 SH SOLE 40,110 47 Johnson & Johnson COM 478160104 2,398 42,213 SH SOLE 42,213 48 Juniper Networks Inc. COM 48203R104 247 10,475 SH SOLE 10,475 49 Kellogg Co COM 487836108 242 5,200 SH SOLE 5,200 50 Kinder Morgan Energy UT LP COM 494550106 335 6,550 SH SOLE 6,550 51 L-3 Communications Hldgs Inc COM 502424104 527 7,593 SH SOLE 7,593 52 Merck & Co Inc. COM 589331107 674 24,090 SH SOLE 24,090 53 Microchip Technology COM 595017104 221 9,787 SH SOLE 9,787 54 Microsoft Corp COM 594918104 1,536 64,635 SH SOLE 64,635 55 Monsanto Co NEW COM 61166W101 556 7,475 SH SOLE 7,475 56 Murphy Oil Corp COM 626717102 549 10,100 SH SOLE 10,100 57 Natural Resource Partners LP COM 63900P103 261 12,407 SH SOLE 12,407 58 Nordic American Tanker COM G65773106 476 14,950 SH SOLE 14,950 59 Northern Trust Corp. COM 665859104 696 12,975 SH SOLE 12,975 60 Nucor Corp. COM 670346105 745 16,775 SH SOLE 16,775 61 Oceaneering Int'l. Inc. COM 675232102 551 12,200 SH SOLE 12,200 62 OGE Energy Corp COM 670837103 946 33,405 SH SOLE 33,405 63 Oracle Corp COM 68389X105 1,090 50,930 SH SOLE 50,930 64 Pan American Silver Corp COM 697900108 225 12,300 SH SOLE 12,300 65 Pepsico Inc COM 713448108 1,067 19,407 SH SOLE 19,407 66 Permian Basin Rlty Trst COM 714236106 195 17,980 SH SOLE 17,980 67 PG & E Corp. COM 69331C108 888 23,100 SH SOLE 23,100 68 Potash Corp. Sask. Inc. COM 73755L107 270 2,900 SH SOLE 2,900 69 Procter & Gamble Co. COM 742718109 1,651 32,307 SH SOLE 32,307 70 Qualcomm Inc COM 747525103 1,374 30,405 SH SOLE 30,405 71 Raytheon Co COM NEW 755111507 695 15,650 SH SOLE 15,650 72 Regency Energy Partner LP COM 75885Y107 165 11,300 SH SOLE 11,300 73 Research In Motion Ltd. COM 760975102 718 10,100 SH SOLE 10,100 74 Salesforce Com Inc COM 79466L302 626 16,400 SH SOLE 16,400 75 Schlumberger Ltd COM 806857108 1,771 32,722 SH SOLE 32,722 76 Sciclone Pharmaceuticals Inc. COM 80862K104 50 19,500 SH SOLE 19,500 77 Southern Copper Corp COM 84265V105 1,202 58,820 SH SOLE 58,820 78 Stanley Inc. COM 854532108 279 8,500 SH SOLE 8,500 79 State Street Corp. COM 857477103 1,191 25,240 SH SOLE 25,240 80 SVB Finl Group COM 78486Q101 590 21,681 SH SOLE 21,681 81 Tata Motors Ltd. Spons. ADR 876568502 96 11,300 SH SOLE 11,300 82 Toronto Dominion Bank COM 891160509 409 7,900 SH SOLE 7,900 83 Transocean Inc. New COM H8817H100 932 12,550 SH SOLE 12,550 84 Urban Outfitters Inc. COM 917047102 399 19,100 SH SOLE 19,100 85 Vale S.A. Spons. ADR 91912E105 460 26,100 SH SOLE 26,100 86 Wal Mart Stores Inc COM 931142103 659 13,610 SH SOLE 13,610 87 Wells Fargo & Co New COM 949746101 1,086 44,755 SH SOLE 44,755 88 Yahoo Inc COM 984332106 730 46,645 SH SOLE 46,645 89 Ishares Inc. MSCI Malaysia COM 464286830 262 29,400 SH SOLE 29,400 90 Ishares Inc. FTSE XNHUA IDX COM 464287184 655 17,070 SH SOLE 17,070 totals: 90 66,232
Note: Issues can be omitted if less than 10,000 shares and value less than $200,000.00 -----END PRIVACY-ENHANCED MESSAGE-----