-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EftA7eAsvo3elP6VLrP2MBKQ1qnb8yV3IVp9ohqMC/hIOPT46U68tCnpZGH1YVQ3 326MXMhYNYd/ZdNKWW2iaQ== 0001387131-09-000152.txt : 20090421 0001387131-09-000152.hdr.sgml : 20090421 20090421162100 ACCESSION NUMBER: 0001387131-09-000152 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090421 DATE AS OF CHANGE: 20090421 EFFECTIVENESS DATE: 20090421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 09761813 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 q09-00061_13fhr.txt MATHES COMPANY, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 ------------------------ Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Mathes Company, Inc. -------------------------------------------------- Address: 230 Park Avenue -------------------------------------------------- New York, NY 10169 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 028-12290 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Mathes ------------------------------------------------------- Title: Vice President ------------------------------------------------------- Phone: (917) 368-4900 ------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Richard Mathes New York, NY [4/21/09] ------------------------ ------------------------------ --------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------- Form 13F Information Table Entry Total: 78 ------------- Form 13F Information Table Value Total: $51,728 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-12293 Sorrell M. Mathes - ----------- -------------- ----------------------------
Form 13F Information Table Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 ------------------------------- -------------- --------- -------- -------- ---------- -------- --------- Value Shrs or SH/ PUT/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x$1000) Prn Amt PRN CALL Discretion Managers Sole Shared None ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- --------- ---- 1 Activision Blizzard In COM 00507V109 199 19,000 SH SOLE 19,000 2 Adobe Sys Inc COM 00724F101 223 10,432 SH SOLE 10,432 3 Airgas Inc. COM 009363102 662 19,575 SH SOLE 19,575 4 Allergan Inc. COM 018490102 740 15,500 SH SOLE 15,500 5 Alliant Techsystems COM 018804104 370 5,523 SH SOLE 5,523 6 Amazon Com Inc COM 023135106 1,955 26,625 SH SOLE 26,625 7 Apple Computer Inc COM 037833100 1,353 12,875 SH SOLE 12,875 8 Applied Matls Inc COM 038222105 141 13,100 SH SOLE 13,100 9 Bank New York Inc COM 064057102 248 8,773 SH SOLE 8,773 10 Broadcom Corp Cl. A 111320107 320 16,000 SH SOLE 16,000 11 Carnival Corp Paired CTF 143658300 450 20,825 SH SOLE 20,825 12 Caterpillar Inc De COM 149123101 995 35,575 SH SOLE 35,575 13 ChevronTexaco Corp COM 166764100 1,480 22,005 SH SOLE 22,005 14 China Mobile Hong Kong Spons. ADR 16941M109 294 6,750 SH SOLE 6,750 15 Chubb Corp. COM 171232101 204 4,825 SH SOLE 4,825 16 Cisco Sys Inc COM 17275R102 558 33,289 SH SOLE 33,289 17 Citigroup Inc. COM 172967101 135 53,450 SH SOLE 53,450 18 Cliffs Natural Resources Inc COM 18683K101 221 12,150 SH SOLE 12,150 19 Coca Cola Co. COM 191216100 1,288 29,300 SH SOLE 29,300 20 Compania Vale Do Rio Spons. ADR 204412209 368 27,700 SH SOLE 27,700 21 ConocoPhillips Com COM 20825C104 266 6,800 SH SOLE 6,800 22 Consolidated Edison Inc COM 209115104 344 8,675 SH SOLE 8,675 23 CSX Corp COM 126408103 561 21,715 SH SOLE 21,715 24 Deere & Co COM 244199105 381 11,595 SH SOLE 11,595 25 Diageo PLC New Spons. ADR 25243Q205 313 7,000 SH SOLE 7,000 26 Du Pont E I De Nemours COM 263534109 1,071 47,965 SH SOLE 47,965 27 EBAY Inc COM 278642103 411 32,706 SH SOLE 32,706 28 Electronic Arts Inc COM 285512109 507 27,890 SH SOLE 27,890 29 Emerson Elec Co COM 291011104 895 31,312 SH SOLE 31,312 30 Exxon Mobil Corp COM 30231G102 2,126 31,220 SH SOLE 31,220 31 Frontline LTD COM G3682E127 247 13,900 SH SOLE 13,900 32 General Electric Co COM 369604103 267 26,445 SH SOLE 26,445 33 General Mills Inc COM 370334104 1,043 20,915 SH SOLE 20,915 34 Genzyme Corp. COM 372917104 268 4,520 SH SOLE 4,520 35 Gilead Sciences Inc COM 375558103 1,200 25,900 SH SOLE 25,900 36 Google Inc Cl. A 38259P508 2,252 6,469 SH SOLE 6,469 37 Harley Davidson Inc COM 412822108 309 23,078 SH SOLE 23,078 38 Hershey Co. COM 427866108 202 5,799 SH SOLE 5,799 39 Hess Corp COM 42809H107 897 16,542 SH SOLE 16,542 40 International Business Machines COM 459200101 1,345 13,885 SH SOLE 13,885 41 J P Morgan Chase & Co. COM 46625H100 1,041 39,150 SH SOLE 39,150 42 Johnson & Johnson COM 478160104 2,254 42,848 SH SOLE 42,848 43 Kinder Morgan Energy UT LP COM 494550106 306 6,550 SH SOLE 6,550 44 L-3 Communications Hldgs Inc COM 502424104 494 7,293 SH SOLE 7,293 45 Merck & Co Inc. COM 589331107 624 23,340 SH SOLE 23,340 46 Microchip Technology COM 595017104 207 9,787 SH SOLE 9,787 47 Microsoft Corp COM 594918104 1,136 61,860 SH SOLE 61,860 48 Monsanto Co NEW COM 61166W101 728 8,755 SH SOLE 8,755 49 Murphy Oil Corp COM 626717102 452 10,100 SH SOLE 10,100 50 Natural Resource Partners LP COM 63900P103 266 11,900 SH SOLE 11,900 51 Nordic American Tanker COM G65773106 429 14,650 SH SOLE 14,650 52 Northern Trust Corp. COM 665859104 811 13,560 SH SOLE 13,560 53 Nucor Corp. COM 670346105 474 12,425 SH SOLE 12,425 54 Oceaneering Int'l. Inc. COM 675232102 442 12,000 SH SOLE 12,000 55 OGE Energy Corp COM 670837103 761 31,955 SH SOLE 31,955 56 Oracle Corp COM 68389X105 722 39,945 SH SOLE 39,945 57 Pan American Silver Corp COM 697900108 214 12,300 SH SOLE 12,300 58 Pepsico Inc COM 713448108 955 18,547 SH SOLE 18,547 59 Permian Basin Rlty Trs COM 714236106 181 18,080 SH SOLE 18,080 60 PG & E Corp. COM 69331C108 839 21,955 SH SOLE 21,955 61 Potash Corp. Sask. Inc. COM 73755L107 218 2,700 SH SOLE 2,700 62 Procter & Gamble Co. COM 742718109 1,533 32,556 SH SOLE 32,556 63 Qualcomm Inc COM 747525103 623 16,000 SH SOLE 15,800 64 Raytheon Co COM NEW 755111507 629 16,150 SH SOLE 16,150 65 Research In Motion Ltd. COM 760975102 238 5,525 SH SOLE 5,525 66 Salesforce Com Inc COM 79466L302 533 16,300 SH SOLE 16,300 67 Schlumberger Ltd COM 806857108 1,535 37,792 SH SOLE 37,792 68 Southern Copper Corp COM 84265V105 1,039 59,620 SH SOLE 59,620 69 State Street Corp. COM 857477103 1,047 34,025 SH SOLE 34,025 70 SVB Finl Group COM 78486Q101 434 21,681 SH SOLE 21,681 71 Tata Motors Ltd. Spons. ADR 876568502 52 10,600 SH SOLE 10,600 72 Terra Nitrogen Co. LP COM 881005201 202 1,410 SH SOLE 1,410 73 Transocean Inc. New COM H8817H100 533 9,050 SH SOLE 9,050 74 Wal Mart Stores Inc COM 931142103 720 13,825 SH SOLE 13,825 75 Wells Fargo & Co New COM 949746101 876 61,550 SH SOLE 61,550 76 Yahoo Inc COM 984332106 480 37,495 SH SOLE 37,495 77 Ishares Inc. MSCI Malaysia COM 464286830 143 20,400 SH SOLE 20,400 78 Ishares Inc. FTSE XNHUA IDX COM 464287184 448 15,720 SH SOLE 15,720 totals: 78 51,728
Note: Issues can be omitted if less than 10,000 shares and value less than $200,000.00 -----END PRIVACY-ENHANCED MESSAGE-----