-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bhqk49lUtCCA1hdIC9ZBkvDrQ9fMLA3qbTO0slQZ+UsWngPzxZep49nOzqihQlMc 8g43dlWKNqoTIUgAhGN45Q== 0001387131-09-000019.txt : 20090130 0001387131-09-000019.hdr.sgml : 20090130 20090130112743 ACCESSION NUMBER: 0001387131-09-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090130 DATE AS OF CHANGE: 20090130 EFFECTIVENESS DATE: 20090130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 09556681 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 q09-00008_13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 ------------------------ Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Mathes Company, Inc. -------------------------------------------------- Address: 230 Park Avenue -------------------------------------------------- New York, NY 10169 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 028-12290 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Mathes ------------------------------------------------------- Title: Vice President ------------------------------------------------------- Phone: (917) 368-4900 ------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Richard Mathes New York, NY [1/ /09] ------------------------ ------------------------------ --------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------- Form 13F Information Table Entry Total: 71 ------------- Form 13F Information Table Value Total: $47,402 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-12293 Sorrell M. Mathes - ----------- -------------- ----------------------------
Form 13F Information Table Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 ------------------------------- ---------- --------- -------- ------------------ ---------- -------- ----------------------- Title of Value Shrs or SH/ PUT/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1000) Prn Amt PRN CALL Discretion Managers Sole Shared None ------------------------------- ---------- --------- -------- -------- --- ---- ---------- -------- -------- --------- ---- 1 Activision Blizzard In. COM 00507V109 164 19,000 SH SOLE 19,000 2 Adobe Sys Inc COM 00724F101 229 10,770 SH SOLE 10,770 3 Allergan Inc. COM 018490102 625 15,500 SH SOLE 15,500 4 Alliant Techsystems COM 018804104 557 6,498 SH SOLE 6,498 5 Amazon Com Inc COM 023135106 1,307 25,485 SH SOLE 25,485 6 Apple Computer Inc COM 037833100 996 11,675 SH SOLE 11,675 7 Applied Matls Inc COM 038222105 133 13,100 SH SOLE 13,100 8 Bank New York Inc COM 064057102 249 8,773 SH SOLE 8,773 9 Berkshire Hathaway Inc. Cl. B 084670207 598 186 SH SOLE 186 10 Broadcom Corp Cl. A 111320107 268 15,800 SH SOLE 15,800 11 Burlington Nrthn Santa Fe COM 12189T104 909 12,010 SH SOLE 12,010 12 Carnival Corp Paired CTF 143658300 485 19,925 SH SOLE 19,925 13 Caterpillar Inc Del COM 149123101 681 15,250 SH SOLE 15,250 14 Celgene Corp COM 151020104 630 11,405 SH SOLE 11,405 15 ChevronTexaco Corp COM 166764100 713 9,645 SH SOLE 9,645 16 China Mobile Hong Kong Spons. ADR 16941M109 356 7,000 SH SOLE 7,000 17 Cisco Sys Inc COM 17275R102 360 22,089 SH SOLE 22,089 18 Cliffs Natural Resources Inc. COM 18683K101 281 10,980 SH SOLE 10,980 19 Coca Cola Co. COM 191216100 1,513 33,420 SH SOLE 33,420 20 Compania Vale Do Rio Spons. ADR 204412209 253 20,900 SH SOLE 20,900 21 ConocoPhillips Com COM 20825C104 326 6,300 SH SOLE 6,300 22 Consolidated Edison Inc COM 209115104 346 8,875 SH SOLE 8,875 23 Costco Whsl Corp New COM 22160K105 226 4,300 SH SOLE 4,300 24 Cree Inc. COM 225447101 319 20,100 SH SOLE 20,100 25 CSX Corp COM 126408103 1,256 38,695 SH SOLE 38,695 26 Deere & Co COM 244199105 449 11,725 SH SOLE 11,725 27 Diageo PLC New Spons. ADR 25243Q205 729 12,850 SH SOLE 12,850 28 Du Pont E I De Nemours COM 263534109 848 33,500 SH SOLE 33,500 29 EBAY Inc COM 278642103 457 32,756 SH SOLE 32,756 30 Electronic Arts Inc COM 285512109 451 28,115 SH SOLE 28,115 31 Emerson Elec Co COM 291011104 388 10,586 SH SOLE 10,586 32 Exxon Mobil Corp COM 30231G102 2,220 27,805 SH SOLE 27,805 33 Frontline LTD COM G3682E127 465 15,700 SH SOLE 15,700 34 General Electric Co COM 369604103 388 23,945 SH SOLE 23,945 35 General Mills Inc. COM 370334104 1,760 28,965 SH SOLE 28,965 36 Gilead Sciences Inc COM 375558103 1,335 26,100 SH SOLE 26,100 37 Google Inc Cl. A 38259P508 1,890 6,144 SH SOLE 6,144 38 Harley Davidson Inc COM 412822108 392 23,078 SH SOLE 23,078 39 HDFC Bank LTD ADR ADR 40415F101 760 10,650 SH SOLE 10,650 40 Hershey Co. COM 427866108 201 5,774 SH SOLE 5,774 41 Hess Corp COM 42809H107 869 16,201 SH SOLE 16,201 42 International Business Machines COM 459200101 1,162 13,805 SH SOLE 13,805 43 J P Morgan Chase & Co. COM 46625H100 227 7,190 SH SOLE 7,190 44 Johnson & Johnson COM 478160104 2,121 35,448 SH SOLE 35,448 45 Juniper Networks Inc COM 48203R104 246 14,075 SH SOLE 14,075 46 Kinder Morgan Energy UT LP COM 494550106 300 6,550 SH SOLE 6,550 47 L-3 Communications Hldgs Inc COM 502424104 541 7,338 SH SOLE 7,338 48 Merck & Co Inc. COM 589331107 741 24,390 SH SOLE 24,390 49 Microsoft Corp COM 594918104 1,244 64,010 SH SOLE 64,010 50 Monsanto Co NEW COM 61166W101 521 7,405 SH SOLE 7,405 51 Murphy Oil Corp COM 626717102 430 9,700 SH SOLE 9,700 52 Nestle S A Sponsored ADR 641069406 759 19,423 SH SOLE 19,423 53 Nordic American Tanker COM G65773106 348 10,300 SH SOLE 10,300 54 Oceaneering Int'l. Inc. COM 675232102 364 12,500 SH SOLE 12,500 55 OGE Energy Corp COM 670837103 813 31,555 SH SOLE 31,555 56 Oracle Corp COM 68389X105 704 39,695 SH SOLE 39,695 57 Pan American Silver Corp COM 697900108 210 12,300 SH SOLE 12,300 58 Pepsico Inc COM 713448108 938 17,122 SH SOLE 17,122 59 Permian Basin Rlty Trst COM 714236106 187 13,680 SH SOLE 13,680 60 PG & E Corp. COM 69331C108 850 21,955 SH SOLE 21,955 61 Procter & Gamble Co COM 742718109 1,689 27,316 SH SOLE 27,316 62 Qualcomm Inc COM 747525103 566 15,800 SH SOLE 15,800 63 Raytheon Co COM NEW 755111507 977 19,150 SH SOLE 19,150 64 Salesforce Com Inc COM 79466L302 519 16,200 SH SOLE 16,200 65 Schlumberger Ltd COM 806857108 724 17,107 SH SOLE 17,107 66 Smucker J M Co COM 832696405 332 7,649 SH SOLE 7,649 67 Southern Copper Corp COM 84265V105 643 40,045 SH SOLE 40,045 68 SVB Finl Group COM 78486Q101 320 12,181 SH SOLE 12,181 69 Wal Mart Stores Inc COM 931142103 938 16,725 SH SOLE 16,725 70 Yahoo Inc COM 984332106 457 37,495 SH SOLE 37,495 71 Ishares Inc. MSCI Malaysia COM 464286830 149 20,400 SH SOLE 20,400 totals: 71 47,402
Note: Issues can be omitted if less than 10,000 shares and value less than $200,000.00 -----END PRIVACY-ENHANCED MESSAGE-----