-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KL5iLENSvVP7D1++cnuaBKlY3l+3cn7Fi9Yw4SPKXkw19MjmyMCY3sGNse68578p cjABS6hFcNdtRDpct1X4yQ== 0001387131-08-000329.txt : 20081120 0001387131-08-000329.hdr.sgml : 20081120 20081120130247 ACCESSION NUMBER: 0001387131-08-000329 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081120 DATE AS OF CHANGE: 20081120 EFFECTIVENESS DATE: 20081120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 081203195 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 i00013_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 ------------------------ Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Mathes Company, Inc. -------------------------------------------------- Address: 230 Park Avenue -------------------------------------------------- New York, NY 10169 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 028-12290 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Mathes ------------------------------------------------------- Title: Vice President ------------------------------------------------------- Phone: (917) 368-4900 ------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Richard Mathes New York, NY 11/19/08 ------------------------ ------------------------------ -------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------- Form 13F Information Table Entry Total: 97 ------------- Form 13F Information Table Value Total: $75,207 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-12293 Sorrell M. Mathes - ----------- -------------- -----------------------------
Form 13F Information Table Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 - ------------------------------ ---------- --------- -------- ------------------- ---------- -------- ------------------------ Title of Value Shrs or SH/ PUT/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1000) Prn Amt PRN CALL Discretion Managers Sole Shared None - ------------------------------ ---------- --------- -------- -------- --- ---- ---------- -------- ------ ---------- ---- Activision Blizzard In. COM 00507V109 278 18,000 SH SOLE 18,000 Adobe Sys Inc COM 00724F101 450 11,395 SH SOLE 11,395 Airgas Inc COM 009363102 725 14,610 SH SOLE 14,610 Allergan Inc. COM 018490102 819 15,900 SH SOLE 15,900 Alliant Techsystems COM 018804104 892 9,498 SH SOLE 9,498 Amazon Com Inc COM 023135106 1,901 26,125 SH SOLE 26,125 Apple Computer Inc COM 037833100 1,159 10,200 SH SOLE 10,200 Applied Matls Inc COM 038222105 198 13,100 SH SOLE 13,100 Bank New York Inc COM 064057102 286 8,773 SH SOLE 8,773 Berkshire Hathaway Inc. Cl. B 084670207 1,015 231 SH SOLE 231 Boeing Co COM 097023105 840 14,645 SH SOLE 14,645 Broadcom Corp Cl. A 111320107 288 15,450 SH SOLE 15,450 Burlington Nrthn Santa Fe COM 12189T104 813 8,795 SH SOLE 8,795 Carnival Corp Paired CTF 143658300 704 19,925 SH SOLE 19,925 Caterpillar Inc Del COM 149123101 963 16,150 SH SOLE 16,150 Celgene Corp COM 151020104 1,421 22,455 SH SOLE 22,455 ChevronTexaco Corp COM 166764100 746 9,045 SH SOLE 9,045 China Mobile Hong Kong Spons. ADR 16941M109 393 7,850 SH SOLE 7,850 Cisco Sys Inc COM 17275R102 630 27,914 SH SOLE 27,914 Cleveland Cliffs Inc. COM 185896107 673 12,710 SH SOLE 12,710 Coca Cola Co. COM 191216100 1,848 34,940 SH SOLE 34,940 Compania Vale Do Rio Spons. ADR 204412209 314 16,400 SH SOLE 16,400 ConocoPhillips Com COM 20825C104 1,176 16,050 SH SOLE 16,050 Consolidated Edison Inc COM 209115104 373 8,675 SH SOLE 8,675 Costco Whsl Corp New COM 22160K105 1,006 15,490 SH SOLE 15,490 Cree Inc. COM 225447101 458 20,100 SH SOLE 20,100 CSX Corp COM 126408103 1,266 23,200 SH SOLE 23,200 Deere & Co COM 244199105 591 11,945 SH SOLE 11,945 Diageo PLC New Spons. ADR 25243Q205 722 10,480 SH SOLE 10,480 Du Pont E I De Nemours COM 263534109 294 7,300 SH SOLE 7,300 EBAY Inc COM 278642103 778 34,756 SH SOLE 34,756 Electronic Arts Inc COM 285512109 1,192 32,215 SH SOLE 32,215 Emerson Elec Co COM 291011104 449 11,011 SH SOLE 11,011 Encana Corp COM 292505104 232 3,525 SH SOLE 3,525 Evergreen Utls. & H. Inc. COM 30034Q109 203 13,500 SH SOLE 13,500 Exxon Mobil Corp COM 30231G102 2,847 36,656 SH SOLE 36,656 Foster Wheeler LTD COM G36535139 321 8,900 SH SOLE 8,900 Frontline LTD COM G3682E127 559 11,625 SH SOLE 11,625 General Electric Co COM 369604103 845 33,145 SH SOLE 33,145 General Mills Inc. COM 370334104 1,688 24,565 SH SOLE 24,565 Gilead Sciences Inc COM 375558103 1,203 26,400 SH SOLE 26,400 Google Inc Cl. A 38259P508 2,581 6,389 SH SOLE 6,389 Harley Davidson Inc COM 412822108 871 23,353 SH SOLE 23,353 HDFC Bank LTD ADR ADR 40415F101 1,130 13,300 SH SOLE 13,300 Heinz H J Co COM 423074103 680 13,600 SH SOLE 13,600 Hershey Co. COM 427866108 228 5,774 SH SOLE 5,774 Hess Corp COM 42809H107 1,652 20,132 SH SOLE 20,132 Hewlett Packard Co COM 428236103 1,135 24,545 SH SOLE 24,545 Holly Energy Partners LP COM 435763107 234 7,800 SH SOLE 7,800 Illinois Tool Wks Inc COM 452308109 521 11,720 SH SOLE 11,720 Ingersoll-Rand Company Cl.A G4776G101 392 12,573 SH SOLE 12,573 Intel Corp COM 458140100 723 38,575 SH SOLE 38,575 Johnson & Johnson COM 478160104 2,664 38,455 SH SOLE 38,455 Juniper Networks Inc COM 48203R104 307 14,575 SH SOLE 14,575 Kimco Realty Corp COM 49446R109 277 7,500 SH SOLE 7,500 Kinder Morgan Energy UT LP COM 494550106 393 7,550 SH SOLE 7,550 L-3 Communications Hldgs Inc COM 502424104 1,026 10,438 SH SOLE 10,438 Merck & Co Inc. COM 589331107 820 25,990 SH SOLE 25,990 Microchip Technology Inc COM 595017104 288 9,787 SH SOLE 9,787 Microsoft Corp COM 594918104 1,706 63,910 SH SOLE 63,910 Monsanto Co NEW COM 61166W101 1,282 12,955 SH SOLE 12,955 Mosaic Company (The) COM 61945A107 327 4,810 SH SOLE 4,810 Murphy Oil Corp COM 626717102 622 9,700 SH SOLE 9,700 Nasdaq Stock Market COM 631103108 335 10,950 SH SOLE 10,950 National Oilwell Varco Inc. COM 637071101 440 8,750 SH SOLE 8,750 Nestle S A Sponsored ADR 641069406 862 20,063 SH SOLE 20,063 Nordic American Tanker COM G65773106 487 15,200 SH SOLE 15,200 Northrop Grumman Corp COM 666807102 252 4,170 SH SOLE 4,170 NYSE Euronext COM 629491101 654 16,700 SH SOLE 16,700 Oceaneering Int'l. Inc. COM 675232102 920 17,250 SH SOLE 17,250 OGE Energy Corp COM 670837103 670 21,700 SH SOLE 21,700 Oracle Corp COM 68389X105 864 42,545 SH SOLE 42,545 Pan American Silver Corp COM 697900108 273 12,300 SH SOLE 12,300 Peabody Energy Corp COM 704549104 616 13,690 SH SOLE 13,690 Pepsico Inc COM 713448108 1,074 15,075 SH SOLE 15,075 Permian Basin Rlty Trst COM 714236106 371 15,980 SH SOLE 15,980 Procter & Gamble Co COM 742718109 2,123 30,466 SH SOLE 30,466 Qualcomm Inc COM 747525103 719 16,725 SH SOLE 16,725 Raytheon Co COM NEW 755111507 1,116 20,850 SH SOLE 20,850 Research In Motion LTD. COM 760975102 227 3,325 SH SOLE 3,325 RF Microdevices Inc. COM 749941100 58 20,000 SH SOLE 20,000 Salesforce Com Inc COM 79466L302 668 13,800 SH SOLE 13,800 San Juan Basin Rty Unit Ben Int COM 798241105 266 7,000 SH SOLE 7,000 Schlumberger Ltd COM 806857108 2,046 26,200 SH SOLE 26,200 Scripps E W Co Ohio Cl. A 811054204 356 9,800 SH SOLE 9,800 Sirius Satellite Radio COM 82967N108 15 27,180 SH SOLE 27,180 Smith Intl Inc COM 832110100 538 9,175 SH SOLE 9,175 Southern Copper Corp COM 84265V105 756 39,645 SH SOLE 39,645 Sunpower Corp. Cl. B 867652307 337 4,881 SH SOLE 4,881 SVB Finl Group COM 78486Q101 468 8,081 SH SOLE 8,081 Terex Corp New COM 880779103 381 12,500 SH SOLE 12,500 Transocean Inc ORD G90078109 850 7,737 SH SOLE 7,737 Trinity Industries Inc. COM 896522109 232 9,000 SH SOLE 9,000 Union Pacific Corp COM 907818108 548 7,700 SH SOLE 7,700 United Technologies Corp COM 913017109 661 11,010 SH SOLE 11,010 Wal Mart Stores Inc COM 931142103 936 15,625 SH SOLE 15,625 Yahoo Inc COM 984332106 670 38,720 SH SOLE 38,720
totals: 97 75,207 Note: Issues can be omitted if less than 10,000 shares and value less than $200,000.00 -----END PRIVACY-ENHANCED MESSAGE-----