-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UCUbYN8AlCkm6imc08mnE4Y0+VDCFlmXkYlgqhGFqV3hJtozbnryIp3rp/cKyI29 b+Z5va3fdi7jciUo+eEwbw== 0001387131-08-000101.txt : 20080507 0001387131-08-000101.hdr.sgml : 20080507 20080507120611 ACCESSION NUMBER: 0001387131-08-000101 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080507 DATE AS OF CHANGE: 20080507 EFFECTIVENESS DATE: 20080507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 08808903 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 q00557_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 ------------------------ Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Mathes Company, Inc. -------------------------------------------------- Address: 230 Park Avenue -------------------------------------------------- New York, NY 10169 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 028-12290 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Mathes ------------------------------------------------------- Title: Vice President ------------------------------------------------------- Phone: (917) 368-4900 ------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Richard Mathes New York, NY 5/7/08 ------------------------ ------------------------------ ------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------- Form 13F Information Table Entry Total: 102 ------------- Form 13F Information Table Value Total: $89,192 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-12293 Sorrell M. Mathes - ----------- -------------- ----------------------------- Form 13F Information Table
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------- -------- -------- -------- ------------------ -------- -------- ------------------------ Title of Value Shrs or SH/ PUT/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1000) Prn Amt PRN CALL Discretion Managers Sole Shared None - -------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- Abbott Labs COM 002824100 1,108 20,085 SH SOLE 20,085 Adobe Sys Inc COM 00724F101 406 11,420 SH SOLE 11,420 Allegheny Technologies COM 01741R102 500 7,000 SH SOLE 7,000 Allergan Inc. COM 018490102 911 16,150 SH SOLE 16,150 Alliant Techsystems COM 018804104 1,126 10,873 SH SOLE 10,873 Amazon Com Inc COM 023135106 2,005 28,125 SH SOLE 28,125 Apple Computer Inc COM 037833100 1,391 9,695 SH SOLE 9,695 Applied Matls Inc COM 038222105 256 13,100 SH SOLE 13,100 Bank New York Inc COM 064057102 366 8,773 SH SOLE 8,773 Berkshire Hathaway Inc. Cl. B 084670207 1,033 231 SH SOLE 231 BP Plc Spons. ADR 055622104 229 3,778 SH SOLE 3,778 Broadcom Corp Cl. A 111320107 198 10,250 SH SOLE 10,250 Carnival Corp Paired CTF 143658300 807 19,925 SH SOLE 19,925 Caterpillar Inc Del COM 149123101 1,294 16,525 SH SOLE 16,525 Celgene Corp COM 151020104 788 12,850 SH SOLE 12,850 Cheesecake Factory Inc COM 163072101 409 18,784 SH SOLE 18,784 ChevronTexaco Corp COM 166764100 800 9,370 SH SOLE 9,370 China Mobile Hong Kong Spons. ADR 16941M109 510 6,800 SH SOLE 6,800 Chubb Corp COM 171232101 778 15,725 SH SOLE 15,725 Cisco Sys Inc COM 17275R102 1,092 45,314 SH SOLE 45,314 Cleveland Cliffs Inc. COM 185896107 857 7,155 SH SOLE 7,155 Coca Cola Co. COM 191216100 1,408 23,135 SH SOLE 23,135 Cognizant Tech Solutions Cl. A 192446102 397 13,765 SH SOLE 13,765 Compania Vale Do Rio Spons. ADR 204412209 634 18,300 SH SOLE 18,300 ConocoPhillips Com COM 20825C104 1,345 17,650 SH SOLE 17,650 Consolidated Edison Inc COM 209115104 325 8,175 SH SOLE 8,175 Costco Whsl Corp New COM 22160K105 416 6,400 SH SOLE 6,400 Cree Inc. COM 225447101 579 20,700 SH SOLE 20,700 CSX Corp COM 126408103 931 16,600 SH SOLE 16,600 Ctrip Com Intl Ltd ADR 22943F100 2,012 37,950 SH SOLE 37,950 Cypress Semiconductor COM 232806109 407 17,250 SH SOLE 17,250 Deere & Co COM 244199105 1,776 22,080 SH SOLE 22,080 EBAY Inc COM 278642103 1,048 35,126 SH SOLE 35,126 Electronic Arts Inc COM 285512109 1,714 34,325 SH SOLE 34,325 Emerson Elec Co COM 291011104 1,059 20,575 SH SOLE 20,575 Enbridge Energy Partners LP COM 29250R106 533 11,200 SH SOLE 11,200 Encana Corp COM 292505104 884 11,675 SH SOLE 11,675 Evergreen Utls. & H. Inc. COM 30034Q109 314 13,500 SH SOLE 13,500 Exxon Mobil Corp COM 30231G102 3,355 39,666 SH SOLE 39,666 Genentech Inc COM 368710406 406 5,000 SH SOLE 5,000 General Electric Co COM 369604103 1,789 48,335 SH SOLE 48,335 General Mills Inc. COM 370334104 1,189 19,850 SH SOLE 19,850 Genzyme Corp Com Genl Div COM 372917104 558 7,485 SH SOLE 7,485 Gilead Sciences Inc COM 375558103 1,355 26,300 SH SOLE 26,300 Google Inc Cl. A 38259P508 2,711 6,154 SH SOLE 6,154 Harley Davidson Inc COM 412822108 915 24,413 SH SOLE 24,413 HDFC Bank LTD ADR ADR 40415F101 1,346 13,700 SH SOLE 13,700 Hershey Co COM 427866108 218 5,774 SH SOLE 5,774 Hess Corp COM 42809H107 2,045 23,190 SH SOLE 23,190 Hewlett Packard Co COM 428236103 883 19,330 SH SOLE 19,330 Intel Corp COM 458140100 815 38,475 SH SOLE 38,475 JDS Uniphase Corp COM 46612J507 177 13,234 SH SOLE 13,234 Johnson & Johnson COM 478160104 2,683 41,365 SH SOLE 41,365 Juniper Networks Inc COM 48203R104 534 21,375 SH SOLE 21,375 Kimco Realty Corp COM 49446R109 294 7,500 SH SOLE 7,500 Kinder Morgan Energy UT LP COM 494550106 304 5,550 SH SOLE 5,550 L-3 Communications Hldgs Inc COM 502424104 1,322 12,088 SH SOLE 12,088 Magellan Midstream Prt. COM 559080106 344 8,500 SH SOLE 8,500 McDermott Intl Inc COM 580037109 853 15,560 SH SOLE 15,560 Microchip Technology Inc COM 595017104 320 9,787 SH SOLE 9,787 Microsoft Corp COM 594918104 2,167 76,360 SH SOLE 76,360 Monsanto Co NEW COM 61166W101 1,436 12,880 SH SOLE 12,880 Mosaic Company (The) COM 61945A107 750 7,310 SH SOLE 7,310 Murphy Oil Corp COM 626717102 895 10,900 SH SOLE 10,900 Nasdaq Stock Market COM 631103108 937 24,230 SH SOLE 24,230 Nestle S A Sponsored ADR 641069406 746 5,950 SH SOLE 5,950 News Corp Ltd ADR/Cl. B 65248E203 208 10,900 SH SOLE 10,900 Northern Tr Corp COM 665859104 573 8,613 SH SOLE 8,613 Northrop Grumman Corp COM 666807102 324 4,170 SH SOLE 4,170 NYSE Euronext COM 629491101 629 10,200 SH SOLE 10,200 Oceaneering Int'l. Inc. COM 675232102 1,087 17,250 SH SOLE 17,250 OGE Energy Corp COM 670837103 775 24,850 SH SOLE 24,850 Oneok Partners COM 68268N103 345 6,000 SH SOLE 6,000 Oracle Corp COM 68389X105 861 43,995 SH SOLE 43,995 Pan American Silver Corp COM 697900108 932 24,300 SH SOLE 24,300 Pepsico Inc COM 713448108 1,231 17,050 SH SOLE 17,050 Permian Basin Rlty Trst COM 714236106 222 10,000 SH SOLE 10,000 Potash Corp. Sask Inc. COM 73755L107 388 2,500 SH SOLE 2,500 Procter & Gamble Co COM 742718109 1,452 20,716 SH SOLE 20,716 Qualcomm Inc COM 747525103 827 20,175 SH SOLE 20,175 Raytheon Co COM NEW 755111507 1,345 20,820 SH SOLE 20,820 Research In Motion LTD. COM 760975102 606 5,400 SH SOLE 5,400 RF Microdevices Inc. COM 749941100 37 14,000 SH SOLE 14,000 Salesforce Com Inc COM 79466L302 1,128 19,500 SH SOLE 19,500 Scana Corp New COM 80589M102 311 8,500 SH SOLE 8,500 Schlumberger Ltd COM 806857108 2,399 27,570 SH SOLE 27,570 Scripps E W Co Ohio Cl. A 811054204 412 9,800 SH SOLE 9,800 Sirius Satellite Radio COM 82966U103 34 12,000 SH SOLE 12,000 Smith Intl Inc COM 832110100 857 13,350 SH SOLE 13,350 Southern Copper Corp COM 84265V105 1,382 13,315 SH SOLE 13,315 State Str Corp COM 857477103 559 7,075 SH SOLE 7,075 Steel Dynamics Inc COM 858119100 363 11,000 SH SOLE 11,000 Sun Microsystems Inc COM 866810203 155 10,000 SH SOLE 10,000 SVB Finl Group COM 78486Q101 265 6,081 SH SOLE 6,081 Teekay Shipping Marshall Isl COM Y8564W103 621 14,625 SH SOLE 14,625 Terex Corp New COM 880779103 775 12,400 SH SOLE 12,400 Time Warner Inc COM 887317105 476 33,925 SH SOLE 33,925 Transocean Inc ORD G90078109 951 7,037 SH SOLE 7,037 Unilver Plc. New Spons. ADR 904767704 988 29,300 SH SOLE 29,300 Union Pacific Corp COM 907818108 577 4,600 SH SOLE 4,600 United Technologies Corp COM 913017109 1,116 16,215 SH SOLE 16,215 Yahoo Inc COM 984332106 1,096 37,895 SH SOLE 37,895 totals: 102 89,192
Note: Issues can be omitted if less than 10,000 shares and value less than $200,000.00 -----END PRIVACY-ENHANCED MESSAGE-----