-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BlWhR0OpuEiC9zhpobZUh89rtgpR5rejVd5DzrxVr1LI42dBqD8ZybbroT17M7hd 6d4gDbCo+LZSbvZ8eiCv7g== 0001140361-10-042201.txt : 20101026 0001140361-10-042201.hdr.sgml : 20101026 20101026105842 ACCESSION NUMBER: 0001140361-10-042201 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101026 DATE AS OF CHANGE: 20101026 EFFECTIVENESS DATE: 20101026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 101141224 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Mathes Company, Inc. Address: 230 PARK AVENUE NEW YORK NY 10169 Form 13F File Number: 028-12290 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Richard Mathes Title: Vice President Phone: (917) 368-4900 Signature, Place, and Date of Signing: /s/ Richard Mathes New York, NY 10/25/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 93 Form 13F Information Table Value Total: $ 82,335 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-12293 Sorrell M. Mathes - ---- -------------------- ---------------------------------------------------- Note: Issues can be omitted if less than 10,000 shares and value less than $200,000.00
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- Activision Blizzard In. COM 00507V109 216 20,000 SH SOLE 20,000 0 0 Akamai Technologies COM 00971T101 625 12,460 SH SOLE 12,460 0 0 Allergan Inc. COM 018490102 358 5,375 SH SOLE 5,375 0 0 Alliant Techsystems COM 018804104 268 4,323 SH SOLE 4,323 0 0 Amazon Com Inc COM 023135106 4,051 25,791 SH SOLE 25,791 0 0 Apple Computer Inc COM 037833100 4,862 17,134 SH SOLE 17,134 0 0 Applied Matls Inc COM 038222105 224 19,200 SH SOLE 19,200 0 0 Arcsight Inc COM 039666102 213 4,900 SH SOLE 4,900 0 0 Baidu Com Inc. Spons. ADR 056752108 379 3,690 SH SOLE 3,690 0 0 Baker Hughes Inc. COM 057224107 1,176 27,613 SH SOLE 27,613 0 0 Berkshire Hathaway Inc. Cl. B COM 084670702 285 3,450 SH SOLE 3,450 0 0 Boeing Co COM 097023105 1,306 19,623 SH SOLE 19,623 0 0 Broadcom Corp Cl. A 111320107 538 15,200 SH SOLE 15,200 0 0 Carnival Corp Paired CTF 143658300 880 23,025 SH SOLE 23,025 0 0 Caterpillar Inc Del COM 149123101 1,828 23,232 SH SOLE 23,232 0 0 Cheesecake Factory Inc. COM 163072101 302 11,400 SH SOLE 11,400 0 0 Chevron Corp. COM 166764100 1,814 22,383 SH SOLE 22,383 0 0 Chipotle Mexican Grill Cl. A 169656105 335 1,950 SH SOLE 1,950 0 0 Cisco Sys Inc COM 17275R102 449 20,499 SH SOLE 20,499 0 0 Citigroup Inc COM 172967101 159 40,650 SH SOLE 40,650 0 0 Cliffs Natural Resources Inc. COM 18683K101 1,157 18,100 SH SOLE 18,100 0 0 Coca Cola Co. COM 191216100 454 7,760 SH SOLE 7,760 0 0 Coca-Cola Femsa S A Spons. ADR 191241108 258 3,300 SH SOLE 3,300 0 0 ConocoPhillips COM 20825C104 1,282 22,315 SH SOLE 22,315 0 0 Consolidated Edison Inc COM 209115104 247 5,125 SH SOLE 5,125 0 0 Corning Inc. COM 219350105 1,210 66,173 SH SOLE 66,173 0 0 Costco Whsl Corp. New COM 22160K105 297 4,600 SH SOLE 4,600 0 0 Cree Inc. COM 225447101 1,324 24,383 SH SOLE 24,383 0 0 CSX Corp COM 126408103 1,596 28,844 SH SOLE 28,844 0 0 Deere & Co COM 244199105 1,624 23,279 SH SOLE 23,279 0 0 Du Pont E I De Nemours COM 263534109 1,400 31,373 SH SOLE 31,373 0 0 EBAY Inc COM 278642103 872 35,756 SH SOLE 35,756 0 0 Electronic Arts Inc COM 285512109 498 30,290 SH SOLE 30,290 0 0 Emerson Elec Co COM 291011104 1,513 28,728 SH SOLE 28,728 0 0 Enbridge Energy Partners COM 29250R106 225 4,290 SH SOLE 4,290 0 0 Exxon Mobil Corp COM 30231G102 1,418 22,943 SH SOLE 22,943 0 0 Fedex Corp COM 31428X106 1,384 16,183 SH SOLE 16,183 0 0 Frontline LTD COM G3682E127 746 26,200 SH SOLE 26,200 0 0 General Mills Inc. COM 370334104 1,493 40,852 SH SOLE 40,852 0 0 Gilead Sciences Inc COM 375558103 661 18,575 SH SOLE 18,575 0 0 Goldman Sachs Group Inc. COM 38141G104 214 1,480 SH SOLE 1,480 0 0 Google Inc Cl. A 38259P508 2,100 3,994 SH SOLE 3,994 0 0 Greenbrier Cos Inc COM 393657101 1,447 92,835 SH SOLE 92,835 0 0 Harley Davidson Inc COM 412822108 665 23,378 SH SOLE 23,378 0 0 HDFC Bank Ltd. Spons. ADR 40415F101 553 3,000 SH SOLE 3,000 0 0 Hershey Co. COM 427866108 404 8,499 SH SOLE 8,499 0 0 Hess Corp COM 42809H107 354 5,987 SH SOLE 5,987 0 0 Hewlett Packard Co COM 428236103 1,054 25,055 SH SOLE 25,055 0 0 Illinois Tool Wks Inc. COM 452308109 450 9,575 SH SOLE 9,575 0 0 International Business Machines COM 459200101 1,674 12,477 SH SOLE 12,477 0 0 JDS Uniphase Corp COM 46612J507 311 25,100 SH SOLE 25,100 0 0 J P Morgan Chase & Co. COM 46625H100 1,294 34,000 SH SOLE 34,000 0 0 Johnson & Johnson COM 478160104 1,542 24,895 SH SOLE 24,895 0 0 Juniper Networks Inc. COM 48203R104 224 7,375 SH SOLE 7,375 0 0 Kinder Morgan Energy UT LP COM 494550106 1,150 16,785 SH SOLE 16,785 0 0 L-3 Communications Hldgs Inc COM 502424104 523 7,243 SH SOLE 7,243 0 0 Markwest Energy Partners LP COM 570759100 641 17,850 SH SOLE 17,850 0 0 Microchip Technology COM 595017104 1,703 54,150 SH SOLE 54,150 0 0 Nordic American Tanker COM G65773106 419 15,650 SH SOLE 15,650 0 0 Nucor Corp. COM 670346105 616 16,125 SH SOLE 16,125 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- Oceaneering Int'l. Inc. COM 675232102 662 12,300 SH SOLE 12,300 0 0 OGE Energy Corp COM 670837103 836 20,958 SH SOLE 20,958 0 0 ON Semiconductor Corp COM 682189105 190 26,300 SH SOLE 26,300 0 0 Oracle Corp COM 68389X105 1,135 42,288 SH SOLE 42,288 0 0 Pan American Silver Corp COM 697900108 364 12,300 SH SOLE 12,300 0 0 Parker Hannifin Corp COM 701094104 1,364 19,468 SH SOLE 19,468 0 0 Pepsico Inc COM 713448108 1,181 17,781 SH SOLE 17,781 0 0 Permian Basin Rlty Trst COM 714236106 321 16,280 SH SOLE 16,280 0 0 PG & E Corp. COM 69331C108 1,089 23,975 SH SOLE 23,975 0 0 Precision Castparts Corp. COM 740189105 471 3,700 SH SOLE 3,700 0 0 Procter & Gamble Co. COM 742718109 1,403 23,389 SH SOLE 23,389 0 0 Red Hat Inc COM 756577102 236 5,750 SH SOLE 5,750 0 0 Salesforce.com Inc COM 79466L302 1,811 16,200 SH SOLE 16,200 0 0 Sandisk Corp COM 80004C101 414 11,300 SH SOLE 11,300 0 0 Schlumberger Ltd COM 806857108 1,599 25,950 SH SOLE 25,950 0 0 Sociedad Quimica Y Minera de Chile Spons. ADR 833635105 297 6,150 SH SOLE 6,150 0 0 Southern Copper Corp COM 84265V105 1,619 46,095 SH SOLE 46,095 0 0 State Street Corp. COM 857477103 1,056 28,035 SH SOLE 28,035 0 0 Suncor Energy Inc COM 867224107 387 11,900 SH SOLE 11,900 0 0 SVB Finl Group COM 78486Q101 799 18,881 SH SOLE 18,881 0 0 Tata Motors Ltd. Spons. ADR 876568502 341 13,350 SH SOLE 13,350 0 0 Teradata Corp COM 88076W103 1,277 33,108 SH SOLE 33,108 0 0 Toronto Dominion Bank COM 891160509 462 6,400 SH SOLE 6,400 0 0 Transocean Inc. New COM H8817H100 408 6,350 SH SOLE 6,350 0 0 Union Pacific Corp COM 907818108 1,367 16,709 SH SOLE 16,709 0 0 Urban Outfitters Inc. COM 917047102 445 14,150 SH SOLE 14,150 0 0 US Bancorp New COM 902973304 1,111 51,390 SH SOLE 51,390 0 0 VMWare Inc Cl. A 928563402 212 2,500 SH SOLE 51,390 0 0 Yahoo Inc COM 984332106 521 36,765 SH SOLE 36,765 0 0 Ishares Inc. MSCI Malaysia COM 464286830 473 34,400 SH SOLE 34,400 0 0 Ishares Inc. MSCI Singapore COM 464286673 144 10,900 SH SOLE 10,900 0 0 Ishares Inc. FTSE XNHUA IDX COM 464287184 772 18,020 SH SOLE 18,020 0 0 MKT VECT Indonesia Index COM 57060U753 303 3,500 SH SOLE 3,500 0 0
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