0001172661-14-001718.txt : 20141112 0001172661-14-001718.hdr.sgml : 20141111 20141112150707 ACCESSION NUMBER: 0001172661-14-001718 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 EFFECTIVENESS DATE: 20141112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dalton Investments LLC CENTRAL INDEX KEY: 0001388838 IRS NUMBER: 954736598 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12151 FILM NUMBER: 141213538 BUSINESS ADDRESS: STREET 1: 1601 CLOVERFIELD BLVD. STREET 2: SUITE 5050 N CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: (424) 231-9100 MAIL ADDRESS: STREET 1: 1601 CLOVERFIELD BLVD. STREET 2: SUITE 5050 N CITY: SANTA MONICA STATE: CA ZIP: 90404 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001388838 XXXXXXXX 09-30-2014 09-30-2014 false Dalton Investments LLC

1601 Cloverfield Blvd. Suite 5050 N Santa Monica CA 90404

13F HOLDINGS REPORT 028-12151 N Michelle Lynd, JD 424-231-9100 /s/ Michelle Lynd, JD Santa Monica CA 11-12-2014 0 53 485261 INFORMATION TABLE 2 infotable.xml 1ST CENTURY BANCSHARES INC COM 31943X102 806 109400 SH SOLE 109400 0 0 ACACIA RESH CORP ACACIA TCH COM 003881307 386 24917 SH SOLE 24917 0 0 ALLY FINL INC COM 02005N100 14370 621000 SH SOLE 621000 0 0 ALPS ETF TR GLB COMMOD EQTY 00162Q304 552 13109 SH SOLE 13109 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 24832 1043205 SH SOLE 1043205 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 66116 1223913 SH SOLE 1223913 0 0 BANCROFT FUND LTD COM 059695106 455 23043 SH SOLE 23043 0 0 BANK AMER CORP COM 060505104 11755 689467 SH SOLE 689467 0 0 BARCLAYS BK PLC 2 YR TREAS BEAR 06740L519 4890 130600 SH SOLE 130600 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3931 19 SH SOLE 19 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 84452 611350 SH SOLE 611350 0 0 BLACKROCK MUNIASSETS FD INC COM 09254J102 165 12572 SH SOLE 12572 0 0 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 319 24046 SH SOLE 24046 0 0 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 192 14810 SH SOLE 14810 0 0 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 205 13513 SH SOLE 13513 0 0 CITIGROUP INC COM NEW 172967424 30912 596535 SH SOLE 596535 0 0 DEUTSCHE BK AG LONDON BRH 3X INV JAP GOV 25154P188 1343 83000 SH SOLE 83000 0 0 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 406 20384 SH SOLE 20384 0 0 ELLSWORTH FUND LTD COM 289074106 690 79722 SH SOLE 79722 0 0 FIRST BANCORP P R COM NEW 318672706 3989 839893 SH SOLE 839893 0 0 FRANKLIN LTD DURATION INC TR COM 35472T101 202 16321 SH SOLE 16321 0 0 FREQUENCY ELECTRS INC COM 358010106 107 10000 SH SOLE 10000 0 0 GENPACT LIMITED SHS G3922B107 3936 241200 SH SOLE 241200 0 0 INVESCO MUNI INCOME OPP TRST COM 46132X101 164 24106 SH SOLE 24106 0 0 ISHARES MSCI JAPAN ETF 464286848 60310 5124060 SH SOLE 5124060 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 1824 90710 SH SOLE 90710 0 0 LEUCADIA NATL CORP COM 527288104 1077 45156 SH SOLE 45156 0 0 LIONBRIDGE TECHNOLOGIES INC COM 536252109 63 14082 SH SOLE 14082 0 0 LOEWS CORP COM 540424108 833 20000 SH SOLE 20000 0 0 MAGAL SECURITY SYS LTD ORD M6786D104 127 29613 SH SOLE 29613 0 0 MICRON TECHNOLOGY INC COM 595112103 63758 1861000 SH SOLE 1861000 0 0 MICROSOFT CORP COM 594918104 232 5000 SH SOLE 5000 0 0 MORGAN STANLEY COM NEW 617446448 5846 169100 SH SOLE 169100 0 0 NATIONAL BK GREECE S A ADR PRF SER A 633643507 24044 1250650 SH SOLE 1250650 0 0 NORTHERN TIER ENERGY LP COM UN REPR PART 665826103 467 20000 SH SOLE 20000 0 0 PIMCO ETF TR INTER MUN BD ST 72201R866 222 4162 SH SOLE 4162 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 504 22000 SH SOLE 22000 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 390 33335 SH SOLE 33335 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 19746 600000 SH SOLE 600000 0 0 RESOLUTE FST PRODS INC COM 76117W109 938 60000 SH SOLE 60000 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 2243 94112 SH SOLE 94112 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 241 10090 SH SOLE 10090 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 472 19299 SH SOLE 19299 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 243 7434 SH SOLE 7434 0 0 TURQUOISE HILL RES LTD COM 900435108 36244 9691006 SH SOLE 9691006 0 0 VANGUARD INDEX FDS REIT ETF 922908553 233 3246 SH SOLE 3246 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1567 17322 SH SOLE 17322 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 428 3865 SH SOLE 3865 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3591 35474 SH SOLE 35474 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 334 5533 SH SOLE 5533 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3815 77472 SH SOLE 77472 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 211 2736 SH SOLE 2736 0 0 WESTERN ASSET MUN HI INCM FD COM 95766N103 83 11415 SH SOLE 11415 0 0