0001172661-14-001028.txt : 20140515
0001172661-14-001028.hdr.sgml : 20140515
20140515072535
ACCESSION NUMBER: 0001172661-14-001028
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dalton Investments LLC
CENTRAL INDEX KEY: 0001388838
IRS NUMBER: 954736598
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12151
FILM NUMBER: 14843825
BUSINESS ADDRESS:
STREET 1: 1601 CLOVERFIELD BLVD.
STREET 2: SUITE 5050 N
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
BUSINESS PHONE: (424) 231-9100
MAIL ADDRESS:
STREET 1: 1601 CLOVERFIELD BLVD.
STREET 2: SUITE 5050 N
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001388838
XXXXXXXX
03-31-2014
03-31-2014
false
Dalton Investments LLC
1601 Cloverfield Blvd.
Suite 5050 N
Santa Monica
CA
90404
13F HOLDINGS REPORT
028-12151
N
Michelle Lynd, JD
Senior Managing Director- General Counsel
424-231-9100
/s/ Michelle Lynd, JD
Santa Monica
CA
05-15-2014
0
57
367215
INFORMATION TABLE
2
infotable.xml
1ST CENTURY BANCSHARES INC
COM
31943X102
859
108400
SH
SOLE
108400
0
0
ACACIA RESH CORP
ACACIA TCH COM
003881307
375
24560
SH
SOLE
24560
0
0
ALCOA INC
COM
013817101
167
13000
SH
SOLE
13000
0
0
ALPS ETF TR
JEFF TRJ CRB GLO
00162Q304
571
12998
SH
SOLE
12998
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
13636
667099
SH
SOLE
667099
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
61437
1228500
SH
SOLE
1228500
0
0
BANCROFT FUND LTD
COM
059695106
445
22769
SH
SOLE
22769
0
0
BANK OF AMERICA CORPORATION
COM
060505104
11790
685466
SH
SOLE
685466
0
0
BEBE STORES INC
COM
075571109
83
13500
SH
SOLE
13500
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
3934
21
SH
SOLE
21
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
68165
545450
SH
SOLE
545450
0
0
BGC PARTNERS INC
CL A
05541T101
157
24000
SH
SOLE
24000
0
0
BLACKROCK MUNIASSETS FD INC
COM
09254J102
150
12216
SH
SOLE
12216
0
0
BLACKROCK MUNIHLDNGS QLTY II
COM
09254C107
297
23285
SH
SOLE
23285
0
0
BLACKROCK MUNIHOLDNGS QLTY I
COM
09254A101
181
14355
SH
SOLE
14355
0
0
BLACKROCK MUNIYIELD CALIF FD
COM
09254M105
197
13432
SH
SOLE
13432
0
0
CITIGROUP INC
COM NEW
172967424
28252
593535
SH
SOLE
593535
0
0
DEUTSCHE BK AG LONDON BRH
3X INV JAP GOV
25154P188
1403
83000
SH
SOLE
83000
0
0
EATON CORP PLC
SHS
G29183103
225
3000
SH
SOLE
3000
0
0
EATON VANCE NATL MUN OPPORT
COM SHS
27829L105
386
19912
SH
SOLE
19912
0
0
ELLSWORTH FUND LTD
COM
289074106
702
81638
SH
SOLE
81638
0
0
FRANKLIN TEMPLETON LTD DUR I
COM
35472t101
206
15822
SH
SOLE
15822
0
0
FREQUENCY ELECTRS INC
COM
358010106
108
10000
SH
SOLE
10000
0
0
INVESCO MUNI INCOME OPP TRST
COM
46132X101
155
23456
SH
SOLE
23456
0
0
KID BRANDS INC
COM
49375T100
71
23000
SH
SOLE
23000
0
0
LEUCADIA NATL CORP
COM
527288104
984
35156
SH
SOLE
35156
0
0
LIONBRIDGE TECHNOLOGIES INC
COM
536252109
94
14082
SH
SOLE
14082
0
0
LOEWS CORP
COM
540424108
881
20000
SH
SOLE
20000
0
0
MAGAL SECURITY SYS LTD
ORD
M6786D104
109
29613
SH
SOLE
29613
0
0
MICRON TECHNOLOGY INC
COM
595112103
36768
1554000
SH
SOLE
1554000
0
0
MICROSOFT CORP
COM
594918104
246
6000
SH
SOLE
6000
0
0
MORGAN STANLEY
COM NEW
617446448
10850
348100
SH
SOLE
348100
0
0
MVC CAPITAL INC
COM
553829102
332
24500
SH
SOLE
24500
0
0
NATIONAL BK GREECE S A
ADR PRF SER A
633643507
27448
1530000
SH
SOLE
1530000
0
0
NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
514
20000
SH
SOLE
20000
0
0
OCH ZIFF CAP MGMT GROUP
CL A
67551U105
207
15000
SH
SOLE
15000
0
0
PANHANDLE OIL AND GAS INC
CL A
698477106
314
7200
SH
SOLE
7200
0
0
PIMCO ETF TR
INTER MUN BD ST
72201R866
217
4124
SH
SOLE
4124
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
43642
497800
SH
Call
SOLE
497800
0
0
POWERSHS DB US DOLLAR INDEX
DOLL INDX BULL
73936D107
279
13000
SH
SOLE
13000
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
368
32337
SH
SOLE
32337
0
0
RESOLUTE FST PRODS INC
COM
76117W109
1205
60000
SH
SOLE
60000
0
0
ROYAL BK SCOTLAND GROUP PLC
ADR PREF SHS R
780097747
2075
94112
SH
SOLE
94112
0
0
ROYAL BK SCOTLAND GROUP PLC
ADR PFD SER P
780097762
224
10090
SH
SOLE
10090
0
0
ROYAL BK SCOTLAND GROUP PLC
ADR PREF SER N
780097770
437
19299
SH
SOLE
19299
0
0
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463x871
251
7406
SH
SOLE
7406
0
0
TEJON RANCH CO
COM
879080109
347
10250
SH
SOLE
10250
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
473
20000
SH
SOLE
20000
0
0
TURQUOISE HILL RES LTD
COM
900435108
35174
10562843
SH
SOLE
10562843
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
304
4299
SH
SOLE
4299
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
1477
17172
SH
SOLE
17172
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
436
3864
SH
SOLE
3864
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
3381
34686
SH
SOLE
34686
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
217
3644
SH
SOLE
3644
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
3726
74068
SH
SOLE
74068
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
204
2708
SH
SOLE
2708
0
0
WESTERN ASSET MUN HI INCM FD
COM
95766N103
79
11209
SH
SOLE
11209
0
0