0001172661-14-001028.txt : 20140515 0001172661-14-001028.hdr.sgml : 20140515 20140515072535 ACCESSION NUMBER: 0001172661-14-001028 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dalton Investments LLC CENTRAL INDEX KEY: 0001388838 IRS NUMBER: 954736598 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12151 FILM NUMBER: 14843825 BUSINESS ADDRESS: STREET 1: 1601 CLOVERFIELD BLVD. STREET 2: SUITE 5050 N CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: (424) 231-9100 MAIL ADDRESS: STREET 1: 1601 CLOVERFIELD BLVD. STREET 2: SUITE 5050 N CITY: SANTA MONICA STATE: CA ZIP: 90404 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001388838 XXXXXXXX 03-31-2014 03-31-2014 false Dalton Investments LLC

1601 Cloverfield Blvd. Suite 5050 N Santa Monica CA 90404

13F HOLDINGS REPORT 028-12151 N Michelle Lynd, JD 424-231-9100 /s/ Michelle Lynd, JD Santa Monica CA 05-15-2014 0 57 367215 INFORMATION TABLE 2 infotable.xml 1ST CENTURY BANCSHARES INC COM 31943X102 859 108400 SH SOLE 108400 0 0 ACACIA RESH CORP ACACIA TCH COM 003881307 375 24560 SH SOLE 24560 0 0 ALCOA INC COM 013817101 167 13000 SH SOLE 13000 0 0 ALPS ETF TR JEFF TRJ CRB GLO 00162Q304 571 12998 SH SOLE 12998 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 13636 667099 SH SOLE 667099 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 61437 1228500 SH SOLE 1228500 0 0 BANCROFT FUND LTD COM 059695106 445 22769 SH SOLE 22769 0 0 BANK OF AMERICA CORPORATION COM 060505104 11790 685466 SH SOLE 685466 0 0 BEBE STORES INC COM 075571109 83 13500 SH SOLE 13500 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3934 21 SH SOLE 21 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 68165 545450 SH SOLE 545450 0 0 BGC PARTNERS INC CL A 05541T101 157 24000 SH SOLE 24000 0 0 BLACKROCK MUNIASSETS FD INC COM 09254J102 150 12216 SH SOLE 12216 0 0 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 297 23285 SH SOLE 23285 0 0 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 181 14355 SH SOLE 14355 0 0 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 197 13432 SH SOLE 13432 0 0 CITIGROUP INC COM NEW 172967424 28252 593535 SH SOLE 593535 0 0 DEUTSCHE BK AG LONDON BRH 3X INV JAP GOV 25154P188 1403 83000 SH SOLE 83000 0 0 EATON CORP PLC SHS G29183103 225 3000 SH SOLE 3000 0 0 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 386 19912 SH SOLE 19912 0 0 ELLSWORTH FUND LTD COM 289074106 702 81638 SH SOLE 81638 0 0 FRANKLIN TEMPLETON LTD DUR I COM 35472t101 206 15822 SH SOLE 15822 0 0 FREQUENCY ELECTRS INC COM 358010106 108 10000 SH SOLE 10000 0 0 INVESCO MUNI INCOME OPP TRST COM 46132X101 155 23456 SH SOLE 23456 0 0 KID BRANDS INC COM 49375T100 71 23000 SH SOLE 23000 0 0 LEUCADIA NATL CORP COM 527288104 984 35156 SH SOLE 35156 0 0 LIONBRIDGE TECHNOLOGIES INC COM 536252109 94 14082 SH SOLE 14082 0 0 LOEWS CORP COM 540424108 881 20000 SH SOLE 20000 0 0 MAGAL SECURITY SYS LTD ORD M6786D104 109 29613 SH SOLE 29613 0 0 MICRON TECHNOLOGY INC COM 595112103 36768 1554000 SH SOLE 1554000 0 0 MICROSOFT CORP COM 594918104 246 6000 SH SOLE 6000 0 0 MORGAN STANLEY COM NEW 617446448 10850 348100 SH SOLE 348100 0 0 MVC CAPITAL INC COM 553829102 332 24500 SH SOLE 24500 0 0 NATIONAL BK GREECE S A ADR PRF SER A 633643507 27448 1530000 SH SOLE 1530000 0 0 NORTHERN TIER ENERGY LP COM UN REPR PART 665826103 514 20000 SH SOLE 20000 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 207 15000 SH SOLE 15000 0 0 PANHANDLE OIL AND GAS INC CL A 698477106 314 7200 SH SOLE 7200 0 0 PIMCO ETF TR INTER MUN BD ST 72201R866 217 4124 SH SOLE 4124 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 43642 497800 SH Call SOLE 497800 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 279 13000 SH SOLE 13000 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 368 32337 SH SOLE 32337 0 0 RESOLUTE FST PRODS INC COM 76117W109 1205 60000 SH SOLE 60000 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 2075 94112 SH SOLE 94112 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 224 10090 SH SOLE 10090 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 437 19299 SH SOLE 19299 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463x871 251 7406 SH SOLE 7406 0 0 TEJON RANCH CO COM 879080109 347 10250 SH SOLE 10250 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 473 20000 SH SOLE 20000 0 0 TURQUOISE HILL RES LTD COM 900435108 35174 10562843 SH SOLE 10562843 0 0 VANGUARD INDEX FDS REIT ETF 922908553 304 4299 SH SOLE 4299 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1477 17172 SH SOLE 17172 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 436 3864 SH SOLE 3864 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3381 34686 SH SOLE 34686 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 217 3644 SH SOLE 3644 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3726 74068 SH SOLE 74068 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 204 2708 SH SOLE 2708 0 0 WESTERN ASSET MUN HI INCM FD COM 95766N103 79 11209 SH SOLE 11209 0 0