0001172661-15-000331.txt : 20150210 0001172661-15-000331.hdr.sgml : 20150210 20150210165009 ACCESSION NUMBER: 0001172661-15-000331 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150210 DATE AS OF CHANGE: 20150210 EFFECTIVENESS DATE: 20150210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dalton Investments LLC CENTRAL INDEX KEY: 0001388838 IRS NUMBER: 954736598 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12151 FILM NUMBER: 15594486 BUSINESS ADDRESS: STREET 1: 1601 CLOVERFIELD BLVD. STREET 2: SUITE 5050 N CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: (424) 231-9100 MAIL ADDRESS: STREET 1: 1601 CLOVERFIELD BLVD. STREET 2: SUITE 5050 N CITY: SANTA MONICA STATE: CA ZIP: 90404 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001388838 XXXXXXXX 12-31-2014 12-31-2014 false Dalton Investments LLC

1601 Cloverfield Blvd. Suite 5050 N Santa Monica CA 90404

13F HOLDINGS REPORT 028-12151 N Michelle Lynd, JD 424-231-9100 /s/ Michelle Lynd, JD Santa Monica CA 02-10-2015 0 46 362576 INFORMATION TABLE 2 infotable.xml 1ST CENTURY BANCSHARES INC COM 31943X102 701 110400 SH SOLE 110400 0 0 ALLY FINL INC COM 02005N100 14644 620000 SH SOLE 620000 0 0 AMERICAN EXPRESS CO COM 025816109 1135 12200 SH SOLE 12200 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 25684 1043205 SH SOLE 1043205 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 38446 686413 SH SOLE 686413 0 0 BANCROFT FUND LTD COM 059695106 208 10374 SH SOLE 10374 0 0 BANK AMER CORP COM 060505104 13390 748467 SH SOLE 748467 0 0 BARCLAYS BK PLC 2 YR TREAS BEAR 06740L519 2165 59950 SH SOLE 59950 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4294 19 SH SOLE 19 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 74414 495600 SH SOLE 495600 0 0 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 157 11792 SH SOLE 11792 0 0 CISCO SYS INC COM 17275R102 526 18900 SH SOLE 18900 0 0 CITIGROUP INC COM NEW 172967424 690 12754 SH SOLE 12754 0 0 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 217 10345 SH SOLE 10345 0 0 ELLSWORTH FUND LTD COM 289074106 376 43126 SH SOLE 43126 0 0 EXXON MOBIL CORP COM 30231G102 1017 11000 SH SOLE 11000 0 0 FRANKLIN LTD DURATION INC TR COM 35472T101 145 11910 SH SOLE 11910 0 0 FREQUENCY ELECTRS INC COM 358010106 114 10000 SH SOLE 10000 0 0 GENWORTH FINL INC COM CL A 37247D106 17000 2000000 SH SOLE 2000000 0 0 HEWLETT PACKARD CO COM 428236103 433 10800 SH SOLE 10800 0 0 INVESCO MUNI INCOME OPP TRST COM 46132X101 88 12667 SH SOLE 12667 0 0 ISHARES MSCI JAPAN ETF 464286848 7696 684669 SH SOLE 684669 0 0 JOHNSON & JOHNSON COM 478160104 1046 10000 SH SOLE 10000 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 1887 90710 SH SOLE 90710 0 0 LEUCADIA NATL CORP COM 527288104 1009 45000 SH SOLE 45000 0 0 LIONBRIDGE TECHNOLOGIES INC COM 536252109 81 14082 SH SOLE 14082 0 0 LOEWS CORP COM 540424108 840 20000 SH SOLE 20000 0 0 MAGAL SECURITY SYS LTD ORD M6786D104 172 29613 SH SOLE 29613 0 0 MICRON TECHNOLOGY INC COM 595112103 52848 1509500 SH SOLE 1509500 0 0 MICROSOFT CORP COM 594918104 232 5000 SH SOLE 5000 0 0 NATIONAL BK GREECE S A ADR PRF SER A 633643507 20071 1443587 SH SOLE 1443587 0 0 PACIFIC ETHANOL INC COM PAR $.001 69423U305 11780 1140400 SH SOLE 1140400 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 264 11000 SH SOLE 11000 0 0 PROSHARES TR PSHS SHRT S&P500 74347R503 1061 48730 SH SOLE 48730 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 174 14492 SH SOLE 14492 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 13224 593000 SH SOLE 593000 0 0 RESOLUTE FST PRODS INC COM 76117W109 1057 60000 SH SOLE 60000 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 2717 114112 SH SOLE 114112 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 243 10090 SH SOLE 10090 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 478 19299 SH SOLE 19299 0 0 TRIBUNE MEDIA CO CL A 896047503 3915 65500 SH SOLE 65500 0 0 TURQUOISE HILL RES LTD COM 900435108 40406 13034206 SH SOLE 13034206 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1372 14536 SH SOLE 14536 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1785 16842 SH SOLE 16842 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 295 4902 SH SOLE 4902 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2079 44368 SH SOLE 44368 0 0