-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ModoJhiZzogbrxDTqzZjMyQgYIyWKLBvcwzNEjXP71Ig/4gtbfyfCQ8rAMwam6DK WMhRVw6bPHw0+g6oWPSNTQ== 0001172661-09-000179.txt : 20090209 0001172661-09-000179.hdr.sgml : 20090209 20090209164837 ACCESSION NUMBER: 0001172661-09-000179 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090209 DATE AS OF CHANGE: 20090209 EFFECTIVENESS DATE: 20090209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dalton Investments LLC CENTRAL INDEX KEY: 0001388838 IRS NUMBER: 954736598 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12151 FILM NUMBER: 09581818 BUSINESS ADDRESS: STREET 1: 12424 WILSHIRE BLVD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: (310)442-5200 MAIL ADDRESS: STREET 1: 12424 WILSHIRE BLVD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 dal4q08.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dalton Investments LLC Address: 12424 Wilshire Boulevard, Suite 600 Los Angeles, CA 90025 13F File Number: 28-12151 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joy L. Milan, JD Title: Vice President - Compliance & Legal Affairs Phone: (310) 882-4141 Signature, Place, and Date of Signing: /s/ Joy L. Milan, JD Los Angeles, CA February 09, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 46 Form13F Information Table Value Total: $45,526 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACACIA RESH CORP ACACIA TCH COM 003881307 126 41365 SH Sole 41365 0 0 ACERGY S A SPONSORED ADR 00443e104 496 85750 SH Sole 85750 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083a103 177 44841 SH Sole 44841 0 0 ALTRIA GROUP INC COM 02209s103 747 49600 SH Sole 49600 0 0 ARABIAN AMERN DEV CO COM 038465100 743 464500 SH Sole 464500 0 0 ATWOOD OCEANICS INC COM 050095108 484 31700 SH Sole 31700 0 0 BANCROFT FUND LTD COM 059695106 393 35429 SH Sole 35429 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 7203 2241 SH Sole 2241 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686c109 1731 102800 SH Sole 102800 0 0 CERADYNE INC COM 156710105 2612 128600 SH Sole 128600 0 0 CIMAREX ENERGY CO COM 171798101 383 14300 SH Sole 14300 0 0 CONOCOPHILLIPS COM 20825c104 958 18488 SH Sole 18488 0 0 DELL INC COM 24702R101 219 21370 SH Sole 21370 0 0 DISH NETWORK CORP CL A 25470M109 3965 357500 SH Sole 357500 0 0 DWS RREEF REAL ESTATE FD INC COM 233384106 30 15550 SH Sole 15550 0 0 ELLSWORTH FUND LTD COM 289074106 512 104928 SH Sole 104928 0 0 ENSTAR GROUP LIMITED SHS g3075p101 847 14322 SH Sole 14322 0 0 FRANKLIN TEMPLETON LTD DUR I COM 35472t101 215 25440 SH Sole 25440 0 0 GENERAL FINANCE CORP *W EXP 04/05/201 369822119 2 18334 SH Sole 18334 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 1882 22300 SH Sole 22300 0 0 ING CLARION GLB RE EST INCM COM 44982g104 59 14800 SH Sole 14800 0 0 ISHARES TR MSCI ACWI EX 464288240 287 9348 SH Sole 9348 0 0 ISHARES TR RUSSELL 1000 464287622 208 4250 SH Sole 4250 0 0 LIBERTY GLOBAL INC COM SER C 530555309 1436 94580 SH Sole 94580 0 0 LIBERTY MEDIA CORP NEW CAP COM SER A 53071m302 152 32200 SH Sole 32200 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071m104 81 26000 SH Sole 26000 0 0 LIONBRIDGE TECHNOLOGIES INC COM 536252109 13 10572 SH Sole 10572 0 0 LOEWS CORP COM 540424108 1713 60651 SH Sole 60651 0 0 LORILLARD INC COM 544147101 2984 52954 SH Sole 52954 0 0 NDS GROUP PLC SPONSORED ADR 628891103 493 8600 SH Sole 8600 0 0 NEXTWAVE WIRELESS INC COM 65337y102 8 85016 SH Sole 85016 0 0 NYSE EURONEXT COM 629491101 1339 48900 SH Sole 48900 0 0 PANHANDLE OIL AND GAS INC CL A 698477106 770 42800 SH Sole 42800 0 0 PHILIP MORRIS INTL INC COM 718172109 2432 55900 SH Sole 55900 0 0 PLATINUM UNDERWRITER HLDGS L COM g7127p100 1288 35700 SH Sole 35700 0 0 PRICESMART INC COM 741511109 1296 62750 SH Sole 62750 0 0 RESOURCE CAP CORP COM 76120w302 58 15100 SH Sole 15100 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 495 26594 SH Sole 26594 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 228 2888 SH Sole 2888 0 0 VANGUARD INDEX FDS REIT ETF 922908553 549 15051 SH Sole 15051 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1455 35704 SH Sole 35704 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 944 23901 SH Sole 23901 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 376 8865 SH Sole 8865 0 0 VANGUARD INDEX FDS STK MRK ETF 922908769 1683 37610 SH Sole 37610 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1316 40724 SH Sole 40724 0 0 WHX CORP COM PAR $.01 NEW 929248607 138 17300 SH Sole 17300 0 0
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