-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jcao/DBXijhIwt68Oxc474Rk2SmloGi5unw/Zv3WcOn5enhdXQe5c5/uqkuJXQ7g bcqjlGtI4u0kesQIfB8ArA== 0001172661-08-000396.txt : 20080730 0001172661-08-000396.hdr.sgml : 20080730 20080729191907 ACCESSION NUMBER: 0001172661-08-000396 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080730 DATE AS OF CHANGE: 20080729 EFFECTIVENESS DATE: 20080730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dalton Investments LLC CENTRAL INDEX KEY: 0001388838 IRS NUMBER: 954736598 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12151 FILM NUMBER: 08977046 BUSINESS ADDRESS: STREET 1: 12424 WILSHIRE BLVD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: (310)442-5200 MAIL ADDRESS: STREET 1: 12424 WILSHIRE BLVD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 dal2q08.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dalton Investments LLC Address: 12424 Wilshire Boulevard, Suite 600 Los Angeles, CA 90025 13F File Number: 28-12151 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joy L. Milan, JD Title: Vice President - Compliance & Legal Affairs Phone: (310) 882-4141 Signature, Place, and Date of Signing: /s/ Joy L. Milan, JD Los Angeles, CA July 29, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 39 Form13F Information Table Value Total: $49,956 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACACIA RESH CORP ACACIA TCH COM 003881307 347 77378 SH Sole 77378 0 0 ALDILA INC COM NEW 014384200 90 15707 SH Sole 15707 0 0 ALTRIA GROUP INC COM 02209s103 1020 49600 SH Sole 49600 0 0 ARABIAN AMERN DEV CO COM 038465100 2714 472800 SH Sole 472800 0 0 BANCROFT FUND LTD COM 059695106 198 10925 SH Sole 10925 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 8991 2241 SH Sole 2241 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686c109 2323 102800 SH Sole 102800 0 0 CASTLE CONV FD INC COM 148443104 309 12953 SH Sole 12953 0 0 CIMAREX ENERGY CO COM 171798101 996 14300 SH Sole 14300 0 0 CLEAR CHANNEL COMMUNICATIONS COM 184502102 1267 36000 SH Sole 36000 0 0 CONOCOPHILLIPS COM 20825c104 1745 18488 SH Sole 18488 0 0 E TRADE FINANCIAL CORP COM 269246104 163 52000 SH Sole 52000 0 0 ELLSWORTH FUND LTD COM 289074106 822 106788 SH Sole 106788 0 0 ENSTAR GROUP LIMITED SHS g3075p101 502 5737 SH Sole 5737 0 0 GENERAL FINANCE CORP *W EXP 04/05/201 369822119 17 18334 SH Sole 18334 0 0 ISHARES TR MSCI EAFE IDX 464287465 289 4203 SH Sole 4203 0 0 ISHARES TR RUSSELL 1000 464287622 340 4827 SH Sole 4827 0 0 ISHARES TR MSCI GRW IDX 464288885 958 13566 SH Sole 13566 0 0 LIBERTY GLOBAL INC COM SER C 530555309 2871 94580 SH Sole 94580 0 0 LIBERTY MEDIA CORP NEW ENT COM SER A 53071m500 213 8800 SH Sole 8800 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071m104 384 26000 SH Sole 26000 0 0 LIONBRIDGE TECHNOLOGIES INC COM 536252109 27 10572 SH Sole 10572 0 0 LOEWS CORP COM 540424108 1236 26351 SH Sole 26351 0 0 LORILLARD INC COM 544147101 7383 106754 SH Sole 106754 0 0 NEXTWAVE WIRELESS INC COM 65337y102 343 85016 SH Sole 85016 0 0 NUVEEN PERFORMANCE PLUS MUN COM 67062p108 203 15639 SH Sole 15639 0 0 NUVEEN PREMIER MUN INCOME FD COM 670988104 132 10682 SH Sole 10682 0 0 PHILIP MORRIS INTL INC COM 718172109 2455 49700 SH Sole 49700 0 0 PLATINUM UNDERWRITER HLDGS L COM g7127p100 1164 35700 SH Sole 35700 0 0 RESOURCE CAP CORP COM 76120w302 110 15300 SH Sole 15300 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 755 24585 SH Sole 24585 0 0 UBS AG SHS NEW H89231338 206 9975 SH Sole 9975 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 215 2822 SH Sole 2822 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1084 18556 SH Sole 18556 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1790 30877 SH Sole 30877 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 2371 40052 SH Sole 40052 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 551 8804 SH Sole 8804 0 0 VANGUARD INDEX FDS STK MRK ETF 922908769 442 6896 SH Sole 6896 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2930 55224 SH Sole 55224 0 0
-----END PRIVACY-ENHANCED MESSAGE-----