0001172661-11-000743.txt : 20111114 0001172661-11-000743.hdr.sgml : 20111111 20111114164449 ACCESSION NUMBER: 0001172661-11-000743 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW MOUNTAIN VANTAGE ADVISERS, L.L.C. CENTRAL INDEX KEY: 0001388805 IRS NUMBER: 203368190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12378 FILM NUMBER: 111203544 BUSINESS ADDRESS: STREET 1: 787 SEVENTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-720-0300 MAIL ADDRESS: STREET 1: 787 SEVENTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Vantage Advisers, L.L.C. DATE OF NAME CHANGE: 20070202 13F-HR 1 nmva3q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: New Mountain Vantage Advisers, L.L.C. Address: 787 Seventh Avenue 49th Floor New York, NY 10019 13F File Number: 028-12378 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven B. Klinsky Title: Managing Member Phone: 212-720-0300 Signature, Place, and Date of Signing: /s/ Steven B. Klinsky New York, NY/USA November 14, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 40 Form 13F Information Table Value Total: $1,432,818 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-12375 NEW MOUNTAIN VANTAGE GP, L.L.C. 2 028-12376 STEVEN B. KLINSKY FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AECOM TECHNOLOGY CORP DELAWA COM 00766T100 44586 2523269 SH DEFINED 1 2 2523269 0 0 AETNA INC NEW COM 00817Y108 7677 211245 SH DEFINED 1 2 211245 0 0 BARRICK GOLD CORP COM 067901108 6353 136174 SH DEFINED 1 2 136174 0 0 BROOKDALE SR LIVING INC COM 112463104 8626 687915 SH DEFINED 1 2 687915 0 0 CHEMTURA CORP COM NEW 163893209 17048 1699728 SH DEFINED 1 2 1699728 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 3793 227961 SH DEFINED 1 2 227961 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 44045 330000 SH PUT DEFINED 1 2 330000 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 80799 2323151 SH DEFINED 1 2 2323151 0 0 ENZON PHARMACEUTICALS INC COM 293904108 10180 1446015 SH DEFINED 1 2 1446015 0 0 EXPRESS SCRIPTS INC COM 302182100 20747 559664 SH DEFINED 1 2 559664 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 69608 2862151 SH DEFINED 1 2 2862151 0 0 HCA HOLDINGS INC COM 40412C101 10076 499818 SH DEFINED 1 2 499818 0 0 HSN INC COM 404303109 33798 1020150 SH DEFINED 1 2 1020150 0 0 INERGY L P UNIT LTD PTNR 456615103 29784 1190404 SH DEFINED 1 2 1190404 0 0 ITT CORP NEW COM 450911102 61924 1474378 SH DEFINED 1 2 1474378 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 62234 4216383 SH DEFINED 1 2 4216383 0 0 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 56634 856539 SH DEFINED 1 2 856539 0 0 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 76632 1205670 SH DEFINED 1 2 1205670 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 33034 859595 SH DEFINED 1 2 859595 0 0 MADISON SQUARE GARDEN CO CL A 55826P100 44386 1946753 SH DEFINED 1 2 1946753 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 13474 244140 SH DEFINED 1 2 244140 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 8473 300999 SH DEFINED 1 2 300999 0 0 MCKESSON CORP COM 58155Q103 23992 330015 SH DEFINED 1 2 330015 0 0 NATIONAL FUEL GAS CO N J COM 636180101 89754 1843754 SH DEFINED 1 2 1843754 0 0 NATIONAL FUEL GAS CO N J COM 636180101 52145 1071187 SH OTHER 1 2 0 1071187 0 NCR CORP NEW COM 62886E108 29058 1720448 SH DEFINED 1 2 1720448 0 0 PACKAGING CORP AMER COM 695156109 31921 1370004 SH DEFINED 1 2 1370004 0 0 PFIZER INC COM 717081103 15017 849382 SH DEFINED 1 2 849382 0 0 PLAINS EXPL& PRODTN CO COM 726505100 33558 1477691 SH DEFINED 1 2 1477691 0 0 SCHWAB CHARLES CORP NEW COM 808513105 14861 1318616 SH DEFINED 1 2 1318616 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 169679 2900000 SH PUT DEFINED 1 2 2900000 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 27934 956000 SH PUT DEFINED 1 2 956000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 10035 63486 SH DEFINED 1 2 63486 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 22593 446158 SH DEFINED 1 2 446158 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 8071 237388 SH DEFINED 1 2 237388 0 0 UTI WORLDWIDE INC ORD G87210103 25556 1959801 SH DEFINED 1 2 1959801 0 0 VISA INC COM CL A 92826C839 15112 176290 SH DEFINED 1 2 176290 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 18529 1517553 SH DEFINED 1 2 1517553 0 0 WELLPOINT INC COM 94973V107 37348 572118 SH DEFINED 1 2 572118 0 0 WILLIAMS COS INC DEL COM 969457100 63744 2618888 SH DEFINED 1 2 2618888 0 0