0001172661-11-000403.txt : 20110516 0001172661-11-000403.hdr.sgml : 20110516 20110516163548 ACCESSION NUMBER: 0001172661-11-000403 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW MOUNTAIN VANTAGE ADVISERS, L.L.C. CENTRAL INDEX KEY: 0001388805 IRS NUMBER: 203368190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12378 FILM NUMBER: 11847569 BUSINESS ADDRESS: STREET 1: 787 SEVENTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-720-0300 MAIL ADDRESS: STREET 1: 787 SEVENTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Vantage Advisers, L.L.C. DATE OF NAME CHANGE: 20070202 13F-HR 1 nmva1q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: New Mountain Vantage Advisers, L.L.C. Address: 787 Seventh Avenue 49th Floor New York, NY 10019 13F File Number: 028-12378 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven B. Klinsky Title: Managing Member Phone: 212-720-0300 Signature, Place, and Date of Signing: /s/ Steven B. Klinsky New York, NY/USA May 16, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 46 Form 13F Information Table Value Total: $1,510,850 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-12375 NEW MOUNTAIN VANTAGE GP, L.L.C. 2 028-12376 STEVEN B. KLINSKY FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AECOM TECHNOLOGY CORP DELAWA COM 00766T100 35281 1272291 SH DEFINED 1 2 1272291 0 0 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 1762 60000 SH DEFINED 1 2 60000 0 0 BMC SOFTWARE INC COM 055921100 32044 644234 SH DEFINED 1 2 644234 0 0 BROOKDALE SR LIVING INC COM 112463104 5639 201377 SH DEFINED 1 2 201377 0 0 CHEMTURA CORP COM NEW 163893209 28072 1632068 SH DEFINED 1 2 1632068 0 0 COINSTAR INC COM 19259P300 20873 454560 SH DEFINED 1 2 454560 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 17472 436911 SH DEFINED 1 2 436911 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 93518 2078172 SH DEFINED 1 2 2078172 0 0 ENZON PHARMACEUTICALS INC COM 293904108 15982 1466215 SH DEFINED 1 2 1466215 0 0 EOG RES INC COM 26875P101 11851 100000 SH DEFINED 1 2 100000 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 75060 2296102 SH DEFINED 1 2 2296102 0 0 HCA HOLDINGS INC COM 40412C101 26240 774723 SH DEFINED 1 2 774723 0 0 HEWLETT PACKARD CO COM 428236103 45570 1112281 SH DEFINED 1 2 1112281 0 0 INERGY L P UNIT LTD PTNR 456615103 13059 325649 SH DEFINED 1 2 325649 0 0 IRON MTN INC COM 462846106 8769 280778 SH DEFINED 1 2 280778 0 0 ITT CORP NEW COM 450911102 17878 297720 SH DEFINED 1 2 297720 0 0 KINDER MORGAN INC DEL COM 49456B101 2964 100000 SH DEFINED 1 2 100000 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 49882 3109874 SH DEFINED 1 2 3109874 0 0 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 88294 1137814 SH DEFINED 1 2 1137814 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 29568 564051 SH DEFINED 1 2 564051 0 0 MADISON SQUARE GARDEN INC CL A 55826P100 62038 2298563 SH DEFINED 1 2 2298563 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 8386 140095 SH DEFINED 1 2 140095 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 17678 294140 SH DEFINED 1 2 294140 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 13766 350999 SH DEFINED 1 2 350999 0 0 MASTERCARD INC CL A 57636Q104 26738 106221 SH DEFINED 1 2 106221 0 0 NATIONAL FUEL GAS CO N J COM 636180101 147329 1990939 SH DEFINED 1 2 1990939 0 0 NATIONAL FUEL GAS CO N J COM 636180101 85598 1156723 SH OTHER 1 2 0 1156723 0 NCR CORP NEW COM 62886E108 33561 1781356 SH DEFINED 1 2 1781356 0 0 PFIZER INC COM 717081103 22521 1108882 SH DEFINED 1 2 1108882 0 0 PLAINS EXPL& PRODTN CO COM 726505100 32604 899911 SH DEFINED 1 2 899911 0 0 PLAINS EXPL& PRODTN CO COM 726505100 3623 100000 SH PUT DEFINED 1 2 100000 0 0 SAIC INC COM 78390X101 20808 1229779 SH DEFINED 1 2 1229779 0 0 SCHWAB CHARLES CORP NEW COM 808513105 4508 250000 SH PUT DEFINED 1 2 250000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 45799 2540139 SH DEFINED 1 2 2540139 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 39875 500000 SH DEFINED 1 2 500000 0 0 SOUTHERN UN CO NEW COM 844030106 35016 1223495 SH DEFINED 1 2 1223495 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 23044 164762 SH DEFINED 1 2 164762 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 68894 519600 SH DEFINED 1 2 519600 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 44028 877585 SH DEFINED 1 2 877585 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 13342 240172 SH DEFINED 1 2 240172 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 5977 120961 SH DEFINED 1 2 120961 0 0 VISA INC COM CL A 92826C839 19158 260222 SH DEFINED 1 2 260222 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 67480 2985838 SH DEFINED 1 2 2985838 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 13786 610000 SH PUT DEFINED 1 2 610000 0 0 WELLPOINT INC COM 94973V107 17693 253514 SH DEFINED 1 2 253514 0 0 WILLIAMS COS INC DEL COM 969457100 17822 571579 SH DEFINED 1 2 571579 0 0