0001388736-14-000004.txt : 20141112
0001388736-14-000004.hdr.sgml : 20141111
20141112150059
ACCESSION NUMBER: 0001388736-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141112
DATE AS OF CHANGE: 20141112
EFFECTIVENESS DATE: 20141112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KINGS POINT CAPITAL MANAGEMENT
CENTRAL INDEX KEY: 0001388736
IRS NUMBER: 113420298
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12325
FILM NUMBER: 141213501
BUSINESS ADDRESS:
STREET 1: 111 GREAT NECK ROAD
STREET 2: SUITE 310
CITY: GREAT NECK
STATE: NY
ZIP: 11021
BUSINESS PHONE: 516-439-5105
MAIL ADDRESS:
STREET 1: 111 GREAT NECK ROAD
STREET 2: SUITE 310
CITY: GREAT NECK
STATE: NY
ZIP: 11021
FORMER COMPANY:
FORMER CONFORMED NAME: SALZMAN CAPITAL MANAGEMENT L.L.C.
DATE OF NAME CHANGE: 20070202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001388736
XXXXXXXX
09-30-2014
09-30-2014
KINGS POINT CAPITAL MANAGEMENT
111 GREAT NECK ROAD
SUITE 310
GREAT NECK
NY
11021
13F HOLDINGS REPORT
028-12325
N
Jack Salzman
Senior Managing Partner
516-439-5100
Jack Salzman
Great Neck
NY
11-12-2014
0
315
330337
false
INFORMATION TABLE
2
kpcm3q2014.xml
FORM 13F-HR
3M CO
COM
88579Y101
126
892
SH
SOLE
211
0
681
ABBVIE INC
COM
00287Y109
29
500
SH
SOLE
500
0
0
ABERDEEN CHILE FD INC
COM
00301W105
12
1357
SH
SOLE
1357
0
0
ACCENTURE PLC IRELAND CLA
SHS CLASS A ADDED
G1151C101
6409
78810
SH
SOLE
78494
0
316
ACCESS MIDSTREAM PARTNERS L
UNIT
00434L109
44
687
SH
SOLE
687
0
0
AEGION CORP COM
COM ADDED
00770f104
249
11169
SH
SOLE
11169
0
0
AFFILIATED MANAGERS GROUP
COM
008252108
15
73
SH
SOLE
73
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
22
381
SH
SOLE
381
0
0
ALPS ETF TR ALERIAN MLP E
MLP
00162Q866
5186
270515
SH
SOLE
270515
0
0
ALTRIA GROUP INC
COM
02209S103
46
1000
SH
SOLE
1000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
21
601
SH
SOLE
601
0
0
AMERICAN CAP AGY CORP COM
COM
02503X105
49
2300
SH
SOLE
2300
0
0
AMERICAN EAGLE OUTFITTERS
COM
02553E106
73
5000
SH
SOLE
5000
0
0
AMERICAN EXPRESS CO
COM
025816109
22
253
SH
SOLE
253
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
81
1500
SH
SOLE
1500
0
0
AMERICAN TOWER REIT COM
CL A
03027X100
8099
86500
SH
SOLE
86500
0
0
AMERIGAS PARTNERS LTD PAR
UNIT L P INT
030975106
46
1000
SH
SOLE
1000
0
0
AMETEK INC NEW COM
COM
031100100
3246
64645
SH
SOLE
64645
0
0
ANADARKO PETE CORP COM
COM
032511107
70
690
SH
SOLE
690
0
0
ANNALY CAPITAL MANAGEMENT
COM
035710409
483
45244
SH
SOLE
44344
0
900
APPLE INC
COM
037833100
14701
145911
SH
SOLE
145638
0
273
ARRIS GROUP INC
NEW COM
04270V106
14
496
SH
SOLE
496
0
0
ASTRAZENECA PLC SPONSORED
SPONSORED ADR
046353108
78
1090
SH
SOLE
1090
0
0
AT&T INC COM
COM
00206R102
1796
50961
SH
SOLE
49574
0
1387
AVAGO TECHNOLOGIES
LTD SHS
Y0486S104
19
219
SH
SOLE
219
0
0
BAKER HUGHES INC
COM
057224107
14
211
SH
SOLE
211
0
0
BANK OF AMER CORP
COM
060505104
8106
475454
SH
SOLE
475454
0
0
BANK OF MONTREAL
COM
063671101
38
518
SH
SOLE
518
0
0
BANK OF NEW YORK MELLON C
COM
064058100
97
2500
SH
SOLE
2500
0
0
BAXTER INTL INC COM
COM
071813109
121
1686
SH
SOLE
1686
0
0
BEMIS CO INC COM
COM
081437105
152
4000
SH
SOLE
0
0
4000
BERKSHIRE HATHAWAY INC DE
CL A
084670108
1862
9
SH
SOLE
9
0
0
BERKSHIRE HATHAWAY INC NE
CLASS B
084670702
1029
7449
SH
SOLE
7449
0
0
BHP BILLITON LTD SPONSORE
ADR
088606108
59
1000
SH
SOLE
1000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
14
445
SH
SOLE
445
0
0
BOEING CO COM
COM
097023105
3113
24438
SH
SOLE
24438
0
0
BP PLC SPONS ADR
SPONSORED ADR
055622104
577
13135
SH
SOLE
13135
0
0
BP PRUDHOE BAY ROYALTY TR
UNIT BEN INT
055630107
57
600
SH
SOLE
600
0
0
BREITBURN ENERGY PARTNERS LP
COM UT LTD PTN
106776107
19
914
SH
SOLE
914
0
0
BRISTOL MYERS SQUIBB CO C
COM
110122108
257
5025
SH
SOLE
5025
0
0
BROOKFIELD ASSET MGMT INC
VTG
112585104
103
2290
SH
SOLE
2290
0
0
BROOKFIELD INFRAST PARTNE
INT UNIT
G16252101
4842
127432
SH
SOLE
127432
0
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN ADD
G16249107
108
5109
SH
SOLE
5109
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
54
681
SH
SOLE
681
0
0
CAESARSTONE SDOT-YAM LTD
ORD SHS
M20598104
155
3000
SH
SOLE
3000
0
0
CANADIAN PAC RY LTD
COM
13645T100
17
80
SH
SOLE
80
0
0
CBS CORP NEW CLASS B
NEW CL B
124857202
8722
163021
SH
SOLE
163021
0
0
CELGENE CORP
COM
151020104
95
1000
SH
SOLE
1000
0
0
CHARTER COMMUNICATIONS INC D
CL A NEW
16117M305
11
75
SH
SOLE
75
0
0
CHEVRON CORP NEW COM
COM
166764100
241
2017
SH
SOLE
2017
0
0
CISCO SYSTEMS INC
COM
17275R102
63
2500
SH
SOLE
2500
0
0
CITIGROUP INC COM NEW ISI
COM NEW
172967424
325
6275
SH
SOLE
6275
0
0
CLAYMORE EXCHANGE-TRADED
CRP BD 2014
18383M571
15
700
SH
SOLE
700
0
0
COCA COLA COMPANY
COM
191216100
2840
66579
SH
SOLE
63089
0
3490
COLGATE PALMOLIVE CO COM
COM
194162103
5910
90623
SH
SOLE
90623
0
0
COMCAST CORP
CL A
20030N101
659
12254
SH
SOLE
12254
0
0
COMMERCE BANCSHARES
COM
200525103
17
390
SH
SOLE
390
0
0
CONOCOPHILLIPS COM
COM
20825C104
5058
66094
SH
SOLE
65999
0
95
CONSOLIDATED EDISON INC C
COM
209115104
144
2542
SH
SOLE
2542
0
0
CORNING INC
COM
219350105
33
1725
SH
SOLE
1725
0
0
COSTCO WHOLESALE CORP NEW
COM
22160K105
119
950
SH
SOLE
950
0
0
CROCS INC COM
COM
227046109
13
1000
SH
SOLE
1000
0
0
CROWN CASTLE INTL CORP CO
COM
228227104
22
275
SH
SOLE
0
0
275
CSX CORPORATION
COM
126408103
1029
32100
SH
SOLE
32100
0
0
CUMMINS INC
COM
231021106
132
1000
SH
SOLE
1000
0
0
CVS CAREMARK CORP
COM
126650100
10014
125818
SH
SOLE
125484
0
334
D R HORTON INC
COM
23331A109
30
1449
SH
SOLE
1449
0
0
DARDEN RESTAURANTS INC CO
COM
237194105
39
766
SH
SOLE
0
0
766
DELEK US HLDGS INC
COM
246647101
17
500
SH
SOLE
500
0
0
DIAMOND FOODS INC COM
COM
252603105
200
7000
SH
SOLE
7000
0
0
DISH NETWORK CORP
CL A
25470M109
14
210
SH
SOLE
210
0
0
DISNEY WALT CO DISNEY COM
COM DISNEY
254687106
88
991
SH
SOLE
641
0
350
DOW CHEM CO
COM
260543103
68
1304
SH
SOLE
1304
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
109
1520
SH
SOLE
1520
0
0
DUKE ENERGY CORP
NEW COM
26441C204
203
2717
SH
SOLE
2565
0
152
EBAY INC COM
COM
278642103
8188
144590
SH
SOLE
144590
0
0
ELIZABETH ARDEN INC
COM
28660G106
100
6000
SH
SOLE
6000
0
0
EMC CORP MASS
COM
268648102
6125
209326
SH
SOLE
209326
0
0
EMERGE ENERGY SVCS LP
COM REP PARTN
29102H108
20
173
SH
SOLE
173
0
0
EMERSON ELEC CO COM
COM
291011104
193
3080
SH
SOLE
1962
0
1118
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250X103
39
1054
SH
SOLE
1054
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
36
931
SH
SOLE
931
0
0
ENERGEN CORP
COM
29265N108
72
1000
SH
SOLE
1000
0
0
ENERGIZER HLDGS INC COM
COM
29266R108
185
1500
SH
SOLE
0
0
1500
ENERGY TRANSFER EQUITY LP
COM UT LTD PTN
29273V100
7879
127726
SH
SOLE
127726
0
0
ENTERPRISE PRODS PARTNERS
COM
293792107
7787
193217
SH
SOLE
193217
0
0
EV ENERGY PARTNERS LP
COM UNITS
26926V107
14
405
SH
SOLE
405
0
0
EXELON CORP COM
COM
30161n101
20
588
SH
SOLE
588
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
94
1336
SH
SOLE
1336
0
0
EXXON MOBIL CORP COM
COM
30231G102
688
7315
SH
SOLE
6742
0
573
FACEBOOK INC
CL A
30303m102
814
10300
SH
SOLE
10300
0
0
FEDEX CORP COM
COM
31428X106
92
570
SH
SOLE
570
0
0
FIRST HORIZON NATL CORP C
COM
320517105
34
2805
SH
SOLE
2805
0
0
FREEPORT-MCMORAN COPPER &
COM
35671D857
5630
172433
SH
SOLE
172433
0
0
GENERAL ELECTRIC CO
COM
369604103
571
22298
SH
SOLE
17952
0
4346
GENERAL MILLS INC COM
COM
370334104
730
14478
SH
SOLE
11478
0
3000
GILEAD SCIENCES INC
COM
375558103
226
2119
SH
SOLE
2119
0
0
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
35
1000
SH
SOLE
1000
0
0
GOLDMAN SACHS GROUP INC C
COM
38141G104
42
229
SH
SOLE
229
0
0
GOOGLE INC
CL C ADDED
38259P706
161
278
SH
SOLE
278
0
0
GOOGLE INC CL A
CL A
38259p508
164
278
SH
SOLE
278
0
0
GROUPON INC
COM CL A
399473107
267
40000
SH
SOLE
40000
0
0
HANESBRANDS INC COM
COM
410345102
8234
76641
SH
SOLE
76641
0
0
HCA HLDGS INC COM
COM
40412C101
5784
82020
SH
SOLE
82020
0
0
HCP INC COM
COM
40414L109
279
7035
SH
SOLE
7035
0
0
HERSHEY CO
COM
427866108
12
125
SH
SOLE
125
0
0
HOLLY ENERGY PARTNERS LP
COM UT LTD PTN
435763107
167
4600
SH
SOLE
4600
0
0
HOME DEPOT INC COM
COM
437076102
246
2680
SH
SOLE
2680
0
0
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
17
800
SH
SOLE
800
0
0
HONEYWELL INTL INC COM IS
COM
438516106
7611
81738
SH
SOLE
81738
0
0
INTERNATIONAL BUSINESS MA
COM
459200101
105
552
SH
SOLE
552
0
0
INVESCO TR INVT GRADE MUN
COM
46131m106
15
1170
SH
SOLE
1170
0
0
ISHARES COMEX GOLD TR ISH
ISHARES
464285105
12
1034
SH
SOLE
1034
0
0
ISHARES CORE
S&P500 ETF
464287200
378
1907
SH
SOLE
1907
0
0
ISHARES CORE S&P SCP
ETF
464287804
12
119
SH
SOLE
119
0
0
ISHARES TR 2015 S&P AMT-F
2015 S&P AMTFR
464289339
16
300
SH
SOLE
300
0
0
ISHARES TR 2016 S&P AMTFR
ETF
464289313
11
200
SH
SOLE
200
0
0
ISHARES TR BARCLYS
1-3YR CR
464288646
47
450
SH
SOLE
450
0
0
ISHARES TR DOW JONES SELE
DJ SEL DIV INX
464287168
134
1809
SH
SOLE
1809
0
0
ISHARES TR IBOXX USD INVT
CPBD
464287242
103
871
SH
SOLE
871
0
0
ISHARES TR RUSSELL 1000 G
ETF
464287614
27
292
SH
SOLE
292
0
0
ISHARES TR RUSSELL 2000 I
CMDTY INDEX
464287655
478
4372
SH
SOLE
4372
0
0
ISHARES TR RUSSELL MCP GR
ETF
464287481
70
794
SH
SOLE
794
0
0
ISHARES TR RUSSELL1000VAL
ETF
464287598
25
245
SH
SOLE
245
0
0
ISHARES TR S&P 100 INDEX
S&P 100 INDEX FUND
464287101
52
589
SH
SOLE
589
0
0
ISHARES TR S&P 500 GROWTH
S&P500 GRW
464287309
16
150
SH
SOLE
150
0
0
ISHARES TR S&P MIDCAP 400
S&P MIDCAP 400
464287507
240
1754
SH
SOLE
1580
0
174
ISHARES TR S&P MIDCAP 400
S&P MIDCP VALU
464287705
7185
59721
SH
SOLE
59721
0
0
ISHARES TR S&P SMALLCAP 6
SMLCP VALU
464287879
1554
14483
SH
SOLE
14483
0
0
ISLE OF CAPRI CASINOS INC
COM
464592104
10
1350
SH
SOLE
1350
0
0
J & J SNACK FOODS CORP
COM
466032109
23
246
SH
SOLE
246
0
0
JARDEN CORP
COM
471109108
11232
186850
SH
SOLE
186850
0
0
JAZZ PHARMACEUTICALS
PLC SHS USD
G50871105
17
106
SH
SOLE
106
0
0
JOES JEANS INC
COM
47777N101
53
55000
SH
SOLE
55000
0
0
JOHNSON & JOHNSON COM
COM
478160104
1169
10965
SH
SOLE
9965
0
1000
JP MORGAN CHASE & CO COM
COM
46625H100
394
6545
SH
SOLE
6545
0
0
JPMORGAN CHASE & CO ALERI
ETN
46625H365
5526
104112
SH
SOLE
104112
0
0
JUNIPER NETWORKS INC
COM
48203R104
13
575
SH
SOLE
575
0
0
KAPSTONE PAPER & PACKAGING C
COM
48562P103
14
495
SH
SOLE
495
0
0
KAYNE ANDERSON MLP INVSMN
COM
486606106
385
9432
SH
SOLE
9432
0
0
KIMBERLY CLARK CORP
COM
494368103
425
3951
SH
SOLE
2951
0
1000
KINDER MORGAN ENERGY PART
UT LTD PARTNER
494550106
4419
47378
SH
SOLE
47378
0
0
KINDER MORGAN INC DEL
COM
49456B101
1541
40196
SH
SOLE
40196
0
0
KINDER MORGAN MGMT LLC SH
SHS
49455U100
1336
14187
SH
SOLE
14187
0
0
KKR & CO L P DEL
COM UNITS
48248M102
13
561
SH
SOLE
561
0
0
KORN FERRY INTL
COM NEW
500643200
13
504
SH
SOLE
504
0
0
KRAFT FOODS GROUP INC
COM NEW
50076Q106
635
11265
SH
SOLE
11265
0
0
LEAR CORP
COM NEW
521865204
15
168
SH
SOLE
168
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
63
1546
SH
SOLE
1546
0
0
LIBERTY GLOBAL PLC
SHS CL A ADDED
G5480U104
66
1546
SH
SOLE
1546
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
10
215
SH
SOLE
215
0
0
LINN ENERGY LLC UNIT REPS
UNIT LTD LIAB
536020100
60
2000
SH
SOLE
2000
0
0
LIONBRIDGE TECHNOLOGIES INC
COM
536252109
398
88545
SH
SOLE
88545
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
12
164
SH
SOLE
164
0
0
LOWES COMPANIES INC
COM
548661107
6724
127051
SH
SOLE
126651
0
400
LYONDELLBASELL INDUSTRIES
N SHS - A -
N53745100
17
156
SH
SOLE
156
0
0
MACQUARIE INFRASTR CO LLC
MEMBERSHIP INT
55608B105
37
552
SH
SOLE
552
0
0
MAGELLAN MIDSTREAM PARTNE
COM UNIT RP LP
559080106
476
5654
SH
SOLE
5654
0
0
MARATHON OIL CORP COM
COM
565849106
147
3917
SH
SOLE
3917
0
0
MARATHON PETE CORP COM
COM ADDED
56585A102
163
1931
SH
SOLE
1931
0
0
MARKET VECTORS ETF TR BIOTECH
ETF
57060U183
29
270
SH
SOLE
270
0
0
MARKWEST ENERGY PARTNERS
UNIT LTD PARTN
570759100
4630
60271
SH
SOLE
60271
0
0
MARRIOTT INTL INC NEW
CL A
571903202
14
206
SH
SOLE
206
0
0
MCKESSON CORP COM
COM
58155Q103
176
902
SH
SOLE
902
0
0
MDC PARTNERS INC
CL A SUB VTG
552697104
655
34100
SH
SOLE
34100
0
0
MEDTRONIC INC
COM
585055106
112
1800
SH
SOLE
1800
0
0
MERCK & CO INC NEW COM
NEW COM
58933Y105
576
9715
SH
SOLE
9715
0
0
MGM RESORTS INTL COM
COM
552953101
1931
84789
SH
SOLE
84789
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
66
1400
SH
SOLE
1400
0
0
MICROSOFT CORP COM
COM
594918104
325
7020
SH
SOLE
7020
0
0
MILLER HERMAN INC
COM
600544100
859
28775
SH
SOLE
28775
0
0
MONDELEZ INTL INC
CL A
609207105
19
550
SH
SOLE
550
0
0
MORGAN STANLEY
COM NEW
617446448
71
2066
SH
SOLE
1500
0
566
NETSCOUT SYS INC
COM
64115T104
32
693
SH
SOLE
693
0
0
NEWELL RUBBERMAID INC COM
COM
651229106
14285
415155
SH
SOLE
414455
0
700
NIELSEN HOLDINGS N V
COM
N63218106
5988
135083
SH
SOLE
135083
0
0
NIKE INC
CL B
654106103
48
533
SH
SOLE
533
0
0
NORFOLK SOUTHERN CORP
COM
655844108
73
650
SH
SOLE
650
0
0
NOVARTIS A G SPONSORED
ADR
66987V109
49
525
SH
SOLE
350
0
175
NUANCE COMMUNICATIONS INC
COM
67020y100
43
2800
SH
SOLE
2800
0
0
NUSTAR ENERGY LP UNIT COM
COM
67058H102
66
1000
SH
SOLE
1000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
44
639
SH
SOLE
639
0
0
OCCIDENTAL PETE CORP
COM
674599105
96
1000
SH
SOLE
1000
0
0
OCH ZIFF CAP MGMT GROUP
CL A
67551U105
163
15175
SH
SOLE
15175
0
0
OMNICOM GROUP INC COM
COM
681919106
7380
107177
SH
SOLE
106877
0
300
ONEOK PARTNERS L P UNIT L
UNIT LTD PARTN
68268N103
82
1462
SH
SOLE
1462
0
0
PAYCHEX INC
COM
704326107
935
21146
SH
SOLE
21146
0
0
PEMBINA PIPELINE CORP
COM ISIN
706327103
36
850
SH
SOLE
850
0
0
PENGROWTH ENERGY CORP
COM
70706P104
10
2000
SH
SOLE
2000
0
0
PETROQUEST ENERGY INC COM
COM
716748108
197
35000
SH
SOLE
35000
0
0
PFIZER INC COM
COM
717081103
3697
125022
SH
SOLE
124760
0
262
PHILIP MORRIS INTL INC CO
COM
718172109
243
2910
SH
SOLE
2910
0
0
PIMCO ETF TR ENHANCED SHO
ETF
72201R833
2828
27905
SH
SOLE
27905
0
0
PINNACLE FOODS INC
DEL COM ADDED
72348P104
82
2500
SH
SOLE
2500
0
0
PLAINS ALL AMERICAN PIPEL
UNIT LTD PARTN
726503105
4824
81965
SH
SOLE
81965
0
0
PLAINS GP HLDGS L P
SHS A REP LTPN
72651A108
21
690
SH
SOLE
690
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
4316
177761
SH
SOLE
177761
0
0
POWERSHARES GLOBAL EXCHAN
AGG PFD PORT
73936T565
43
3000
SH
SOLE
3000
0
0
POWERSHARES QQQ TR UNIT S
NASDAQ 100
73935A104
516
5220
SH
SOLE
5220
0
0
PRAXAIR INC
COM
74005P104
26
200
SH
SOLE
200
0
0
PRICE T ROWE GROUP INC
COM
74144T108
16
200
SH
SOLE
200
0
0
PROCTER & GAMBLE CO COM
COM
742718109
1438
17176
SH
SOLE
14676
0
2500
PROSHARES TR
ULTRA FNCLS NEW
74347X633
13
100
SH
SOLE
100
0
0
PROSHARES TR
PSHS ULTRA QQQ
74347R206
16
130
SH
SOLE
130
0
0
PROSHARES TR II
SHT VIX ST TRM
74347W627
82
1100
SH
SOLE
1100
0
0
PROSHARES TR PROSHARES UL
PSHS ULT S&P 500
74347R107
129
1100
SH
SOLE
1100
0
0
PVH CORP
COM
693656100
906
7475
SH
SOLE
7475
0
0
QUALCOMM INC
COM
747525103
56
750
SH
SOLE
750
0
0
REGENCY ENERGY PARTNERS L P
COM UNITS L P
75885Y107
36
1110
SH
SOLE
1110
0
0
REGIONS FINL CORP NEW COM
COM
7591EP100
374
37282
SH
SOLE
37282
0
0
RESMED INC
COM
761152107
10
206
SH
SOLE
206
0
0
ROCKWELL AUTOMATION INC
COM
773903109
27
250
SH
SOLE
250
0
0
ROWAN COMPANIES PLC SHS C
SHS CLASS
G7665A101
13
500
SH
SOLE
500
0
0
SAP AG SPONSORED ADR ISIN
SPON ADR
803054204
289
4000
SH
SOLE
4000
0
0
SBA COMMUNICATIONS CORP
CL A
78388J106
35
320
SH
SOLE
320
0
0
SCHEIN HENRY INC
COM
806407102
23
200
SH
SOLE
200
0
0
SCHLUMBERGER LTD NETHERLA
COM
806857108
103
1013
SH
SOLE
1013
0
0
SELECT SECTOR SPDR TR CON
SBI CONS STPLS
81369Y308
31
683
SH
SOLE
683
0
0
SELECT SECTOR SPDR TR CON
SBI CONS DISCR
81369Y407
37
550
SH
SOLE
550
0
0
SELECT SECTOR SPDR TR ENE
SBI INT-ENERGY
81369Y506
181
1992
SH
SOLE
1992
0
0
SELECT SECTOR SPDR TR HEA
SBI HEALTHCARE
81369Y209
39
603
SH
SOLE
603
0
0
SELECT SECTOR SPDR TR IND
SBI INT-INDS
81369Y704
179
3361
SH
SOLE
3361
0
0
SELECT SECTOR SPDR TR TEC
SBI INT-TECH
81369Y803
94
2354
SH
SOLE
2354
0
0
SIGMA ALDRICH CORP
COM
826552101
1292
9500
SH
SOLE
9500
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
21
361
SH
SOLE
361
0
0
SOUTHERN CO COM
COM
842587107
155
3560
SH
SOLE
3560
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
11
67
SH
SOLE
67
0
0
SPDR GOLD TR GOLD SHS
GOLD SHS
78463V107
334
2875
SH
SOLE
2875
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
44
1101
SH
SOLE
1101
0
0
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
127
2650
SH
SOLE
2650
0
0
SPDR S&P 500 ETF TR TR UN
UNIT SER 1
78462F103
304
1544
SH
SOLE
1544
0
0
SPDR S&P MIDCAP 400 ETF T
UTSER1 S&PDCRP
78467Y107
2455
9847
SH
SOLE
9847
0
0
SPECTRA ENERGY CORP COM
COM
847560109
114
2900
SH
SOLE
2900
0
0
STANLEY BLACK & DECKER IN
COM
854502101
23
255
SH
SOLE
255
0
0
STARWOOD PPTY TR INC COM
COM
85571B105
6982
317919
SH
SOLE
317919
0
0
STRYKER CORP
COM
863667101
19
240
SH
SOLE
240
0
0
SUBURBAN PROPANE PARTNERS
UNIT LTD PARTN
864482104
36
810
SH
SOLE
810
0
0
SUNCOR ENERGY INC NEW COM
NEW COM ADDED
867224107
398
11000
SH
SOLE
11000
0
0
SUNOCO LOGISTICS PARTNERS
COM UNITS
86764L108
119
2470
SH
SOLE
2470
0
0
SUNTRUST BKS INC COM
COM
867914103
40
1050
SH
SOLE
1050
0
0
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
37
508
SH
SOLE
508
0
0
TARGET CORP COM
COM
87612E106
77
1236
SH
SOLE
0
0
1236
TC PIPELINES LP
UT COM LTD PRT
87233Q108
40
587
SH
SOLE
587
0
0
TERNIUM SA
SPON ADR
880890108
12
492
SH
SOLE
492
0
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
49
698
SH
SOLE
698
0
0
TEVA PHARMACEUTICAL INDUS
ADR
881624209
46
854
SH
SOLE
854
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
6094
50076
SH
SOLE
50076
0
0
TIFFANY & COMPANY
COM
886547108
289
3000
SH
SOLE
3000
0
0
TRAVELERS COMPANIES INC
COM
89417E109
14
150
SH
SOLE
150
0
0
TRINITY BIOTECH PLC
SPONS ADR
896438306
1132
61934
SH
SOLE
61934
0
0
TRINITY INDS INC
COM
896522109
18
380
SH
SOLE
380
0
0
UNILEVER N V N Y
SHS NEW
904784709
37
930
SH
SOLE
930
0
0
UNITED CONTL HLDGS INC
COM
910047109
17
372
SH
SOLE
372
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
34
350
SH
SOLE
350
0
0
UNITED RENTALS INC
COM
911363109
17
151
SH
SOLE
151
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
33
387
SH
SOLE
387
0
0
US BANCORP DEL
COM NEW
902973304
46
1095
SH
SOLE
1095
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
848
10590
SH
SOLE
10590
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
21
187
SH
SOLE
187
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
25
217
SH
SOLE
217
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS ADDED
922908363
1818
10066
SH
SOLE
10066
0
0
VANGUARD INDEX FDS GROWTH
ETF
922908736
95
949
SH
SOLE
949
0
0
VANGUARD INDEX FDS TOTAL
ETF
922908769
595
5882
SH
SOLE
5882
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
11
254
SH
SOLE
254
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
9583
173535
SH
SOLE
173535
0
0
VANGUARD TAX MANAGED
INTL FD FTSE DEV MKT ETF
921943858
30
767
SH
SOLE
767
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
85
652
SH
SOLE
652
0
0
VERIZON COMMUNICATIONS CO
COM
92343V104
7936
158746
SH
SOLE
158746
0
0
VIACOM INC
NEW CL B
92553P201
19
250
SH
SOLE
250
0
0
VODAFONE GROUP PLC
NEW SPNSR ADR NO PAR
92857W308
120
3662
SH
SOLE
3662
0
0
WAL MART STORES INC COM
COM
931142103
191
2504
SH
SOLE
2504
0
0
WALGREEN CO
COM
931422109
78
1323
SH
SOLE
1323
0
0
WELLS FARGO & CO NEW COM
NEW COM
949746101
1729
33324
SH
SOLE
33324
0
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
30
400
SH
SOLE
400
0
0
WILLIAMS COS INC COM
COM
969457100
598
10807
SH
SOLE
10807
0
0
WILLIAMS PARTNERS L P COM
COM UNIT L P
96950F104
3380
63715
SH
SOLE
63715
0
0
WISDOMTREE TR
SMLCAP EARN FD
97717W562
24
320
SH
SOLE
320
0
0
WISDOMTREE TRUST
EMG MKTS SMCAP
97717W281
7208
155941
SH
SOLE
155941
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
709
8729
SH
SOLE
8729
0
0
XILINX INC COM
COM
983919101
64
1500
SH
SOLE
1500
0
0
YAHOO INC
COM
984332106
848
20800
SH
SOLE
20800
0
0
YUM BRANDS INC COM
COM
988498101
54
750
SH
SOLE
750
0
0
ULTRA PETROLEUM CORP
COM
903914109
13
567
SH
SOLE
567
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C ADDED
531229300
15
310
SH
SOLE
310
0
0
ABBOTT LABS
COM
002824100
16
375
SH
SOLE
375
0
0
CENTURY ALUM CO
COM
156431108
18
679
SH
SOLE
679
0
0
BIOGEN IDEC INC
COM
09062X103
20
59
SH
SOLE
59
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
26
750
SH
SOLE
750
0
0
NOAH HLDGS LTD
SPONSORED ADS
65487X102
54
4000
SH
SOLE
4000
0
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
70
3000
SH
SOLE
3000
0
0
LULULEMON ATHLETICA INC
COM
550021109
84
2000
SH
SOLE
2000
0
0
ISHARES TR MSCI EMG MKT
ETF
464287234
88
2128
SH
SOLE
2128
0
0
RYDEX ETF TRUST GUG
S&P500 EQ WT
78355W106
316
4166
SH
SOLE
4166
0
0
FLOWSERVE CORP
COM
34354P105
369
5226
SH
SOLE
5226
0
0
CAMBREX CORP
COM
132011107
411
22000
SH
SOLE
22000
0
0
BURGER KING WORLDWIDE INC
COM
121220107
736
24810
SH
SOLE
24810
0
0
LITHIA MTRS INC
CL A
536797103
2097
27700
SH
SOLE
27700
0
0
PERRIGO CO
PLC SHS
G97822103
2924
19470
SH
SOLE
19470
0
0
CAMBREX CORP
CALL
132011907
35
100
SH
Call
SOLE
100
0
0
STATOIL ASA
SPONSORED ADR
85771p102
10
370
SH
SOLE
370
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
11
135
SH
SOLE
135
0
0
ANALOG DEVICES INC
COM
032654105
17
341
SH
SOLE
341
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
17
150
SH
SOLE
150
0
0
NIPPON TELEG & TEL CORP
SPONSORED ADR
654624105
17
560
SH
SOLE
560
0
0
LAS VEGAS SANDS CORP
COM
517834107
19
300
SH
SOLE
300
0
0
ILLINOIS TOOL WKS INC
COM
452308109
19
228
SH
SOLE
228
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
21
248
SH
SOLE
248
0
0
PEPSICO INC
COM
713448108
21
225
SH
SOLE
225
0
0
CATERPILLAR INC
DEL COM
149123101
21
214
SH
SOLE
214
0
0
NEXTERA ENERGY INC
COM
65339F101
21
226
SH
SOLE
226
0
0
BLACKROCK INC
COM
09247X101
24
72
SH
SOLE
72
0
0
TOTAL S A
SPONSORED ADR
89151E109
34
530
SH
SOLE
530
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
46
2000
SH
SOLE
2000
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
56
842
SH
SOLE
842
0
0
PHILLIPS 66
COM
718546104
11
136
SH
SOLE
136
0
0