0001388736-12-000001.txt : 20120213
0001388736-12-000001.hdr.sgml : 20120213
20120213095352
ACCESSION NUMBER: 0001388736-12-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120213
DATE AS OF CHANGE: 20120213
EFFECTIVENESS DATE: 20120213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KINGS POINT CAPITAL MANAGEMENT
CENTRAL INDEX KEY: 0001388736
IRS NUMBER: 113420298
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12325
FILM NUMBER: 12595620
BUSINESS ADDRESS:
STREET 1: 1055 FRANKLIN AVENUE
STREET 2: SUITE 300
CITY: GARDEN CITY
STATE: NY
ZIP: 11530
BUSINESS PHONE: 516-535-5775
MAIL ADDRESS:
STREET 1: 1055 FRANKLIN AVENUE
STREET 2: SUITE 300
CITY: GARDEN CITY
STATE: NY
ZIP: 11530
FORMER COMPANY:
FORMER CONFORMED NAME: SALZMAN CAPITAL MANAGEMENT L.L.C.
DATE OF NAME CHANGE: 20070202
13F-HR
1
king4q11.txt
13F 4TH QTR 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Kings Point Capital Management
Address: 111 Great Neck Road, Suite 310
Great Neck, NY 11021
13F File Number: 28-12325
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeffrey P. Bates
Title: Senior Managing Director
Phone: 615-620-3900
Signature, Place, and Date of Signing:
/s/ Jeffrey P. Bates BRENTWOOD, TN February 13, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 252
Form13F Information Table Value Total: $165,407 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
--------------------------- ---------------- ------------ ------- -------- --- ---- ------- -------- ------- ------ -----
3M CO COM 88579Y 10 1 69 842 SH SOLE 161 681
ABERDEEN CHILE FD INC COM ADDED 00301W 10 5 20 1357 SH SOLE 1357 0
ACCENTURE PLC IRELAND SHS CLSHS CLASS A ADDED G1151C 10 1 2885 54190 SH SOLE 53874 316
AEGION CORP COM ADDED 00770f 10 4 15 1000 SH SOLE 1000 0
AGILENT TECHNOLOGIES INC COM 00846U 10 1 13 381 SH SOLE 381 0
AKAMAI TECHNOLOGIES INC COM 00971T 10 1 65 2000 SH SOLE 2000 0
ALPS ETF TR ALERIAN MLP 00162Q 86 6 2086 125534 SH SOLE 125534 0
ALTRIA GROUP INC COM 02209S 10 3 65 2200 SH SOLE 2200 0
AMERICA MOVIL S A B DE C V SSPON ADR L SHS 02364W 10 5 18 800 SH SOLE 800 0
AMERICAN CAPITAL AGENCY CORPCOM 02503X 10 5 56 2000 SH SOLE 2000 0
AMERICAN EAGLE OUTFITTERS INCOM 02553E 10 6 428 28000 SH SOLE 28000 0
AMERICAN TOWER CORP CL A CL A 03027x 10 0 3813 63532 SH SOLE 63532 0
AMERIGAS PARTNERS L P UNIT L P INT 030975 10 6 46 1000 SH SOLE 1000 0
AMETEK INC NEW COM COM 031100 10 0 1863 44250 SH SOLE 44250 0
ANADARKO PETE CORP COM COM 032511 10 7 111 1450 SH SOLE 1450 0
ANNALY CAP MGMT INC COM COM 035710 40 9 4013 251461 SH SOLE 251461 0
APACHE CORP COM 037411 10 5 63 700 SH SOLE 700 0
APPLE INC COM COM 037833 10 0 5092 12572 SH SOLE 12533 39
ASTRAZENECA PLC SPONSORED ADR 046353 10 8 46 1000 SH SOLE 1000 0
AT&T INC COM 00206R 10 2 220 7263 SH SOLE 5876 1387
ATLANTIC PWR CORP COM NEW 04878Q 86 3 29 2000 SH SOLE 2000 0
BAIDU INC SPON ADR REP A 056752 10 8 175 1500 SH SOLE 1500 0
BANK NEW YORK MELLON CORP COM 064058 10 0 56 2800 SH SOLE 2800 0
BANK OF AMERICA CORP COM 060505 10 4 1130 203277 SH SOLE 202083 1194
BARCLAYS BANK PLC ADR PFD SR 5 06739H 36 2 36 1600 SH SOLE 1600 0
BAXTER INTL INC COM 071813 10 9 49 986 SH SOLE 986 0
BEMIS CO INC COM 081437 10 5 274 9110 SH SOLE 0 9110
BERKSHIRE HATHAWAY INC DEL CLASS B 084670 70 2 522 6835 SH SOLE 6835 0
BERKSHIRE HATHAWAY INC DEL CCL A 084670 10 8 1033 9 SH SOLE 9 0
BEST BUY INC COM 086516 10 1 18 750 SH SOLE 750 0
BHP BILLITON LTD SPONSORED AADR 088606 10 8 78 1100 SH SOLE 1100 0
BLACKROCK EQUITY DIV TRUST COM 09250N 10 7 14 1500 SH SOLE 1500 0
BOEING CO COM 097023 10 5 55 750 SH SOLE 750 0
BOOZ ALLEN HAMILTON HLDG CORCL A ADDED 099502 10 6 4409 255583 SH SOLE 254783 800
BP P L C SPONSORED ADR (FRM SPONSORED ADR 055622 10 4 513 12000 SH SOLE 12000 0
BRISTOL MYERS SQUIBB CO COM 110122 10 8 18 500 SH SOLE 500 0
BROOKFIELD ASSET MGMT INC VTG 112585 10 4 29 1040 SH SOLE 1040 0
CBRE GROUP INC COM CL A 12504L 10 9 152 10000 SH SOLE 10000 0
CBS CORP NEW CL B 124857 20 2 860 31700 SH SOLE 31700 0
CENTURYLINK INC COM 156700 10 6 34 907 SH SOLE 907 0
CHESAPEAKE ENERGY CORP COM 165167 10 7 2827 126807 SH SOLE 126807 0
CHEVRON CORPORATION COM 166764 10 0 34 319 SH SOLE 319 0
CHINA MOBILE LIMITED SPONSORSPONSORED ADR 16941M 10 9 63 1300 SH SOLE 1300 0
CHURCH & DWIGHT INC COM 171340 10 2 2057 44949 SH SOLE 44949 0
CISCO SYS INC COM 17275R 10 2 81 4500 SH SOLE 4500 0
CITIGROUP INC COM NEW 172967 42 4 288 10939 SH SOLE 10939 0
CLAYMORE EXCHANGE TRD FD TR CRP BD 2014 18383M 57 1 15 700 SH SOLE 700 0
CLAYMORE EXCHANGE-TRADED FD ETF 18383M 59 7 52 2545 SH SOLE 2545 0
CLAYMORE EXCHANGE-TRADED FD ETF 18383M 58 9 46 2200 SH SOLE 2200 0
CLAYMORE EXCHANGE-TRADED FD ETF 18385P 10 1 37 1745 SH SOLE 1745 0
CLAYMORE/BNY BRIC ETF BNY BRI&C PTF 18383M 10 0 1953 55752 SH SOLE 55752 0
COACH INC COM 189754 10 4 135 2216 SH SOLE 2216 0
COCA COLA CO COM 191216 10 0 377 5382 SH SOLE 3721 1661
COLGATE PALMOLIVE CO COM 194162 10 3 3223 34889 SH SOLE 34889 0
COMMERCE BANCSHARES INC COM 200525 10 3 14 355 SH SOLE 355 0
CONOCOPHILLIPS COM 20825C 10 4 18 245 SH SOLE 150 95
CONSOL ENERGY INC COM 20854P 10 9 92 2500 SH SOLE 2500 0
CONSOLIDATED EDISON INC COM 209115 10 4 158 2542 SH SOLE 2542 0
COPANO ENERGY LLC COM UNITS COM UNITS 217202 10 0 41 1200 SH SOLE 1200 0
CORNING INC COM 219350 10 5 143 11015 SH SOLE 11015 0
COSTCO WHOLESALE CORP-NEW COM 22160K 10 5 169 2025 SH SOLE 2025 0
CROCS INC COM 227046 10 9 532 36000 SH SOLE 36000 0
CROWN CASTLE INTL CORP COM COM 228227 10 4 12 275 SH SOLE 0 275
CRUMBS BAKE SHOP INC COM 228803 10 2 351 87700 SH SOLE 87700 0
CSX CORP COM 126408 10 3 32 1500 SH SOLE 1500 0
CUMMINS INC COM 231021 10 6 88 1000 SH SOLE 1000 0
CVS CAREMARK CORP COM 126650 10 0 5444 133504 SH SOLE 133170 334
D.R. HORTON INC COM 23331a 10 9 35 2749 SH SOLE 2749 0
DARDEN RESTAURANTS INC COM 237194 10 5 35 766 SH SOLE 0 766
DEERE & CO COM 244199 10 5 15 200 SH SOLE 200 0
DENTSPLY INTL INC NEW COM 249030 10 7 12 333 SH SOLE 333 0
DIAMOND FOODS INC COM 252603 10 5 32 1000 SH SOLE 1000 0
DOW CHEM CO COM COM 260543 10 3 32 1100 SH SOLE 1100 0
DU PONT E I DE NEMOURS & CO COM 263534 10 9 66 1450 SH SOLE 1450 0
DUKE ENERGY CORPORATION (HOLCOM 26441C 10 5 172 7804 SH SOLE 7348 456
E M C CORP MASS COM COM 268648 10 2 2771 128627 SH SOLE 128627 0
EAST WEST BANCORP INC COM 27579R 10 4 16 800 SH SOLE 800 0
EATON CORP COM 278058 10 2 11 250 SH SOLE 250 0
EBAY INC COM 278642 10 3 3093 101968 SH SOLE 101968 0
EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702 10 8 345 9970 SH SOLE 9970 0
EMERSON ELECTRIC CO COM 291011 10 4 283 6080 SH SOLE 4962 1118
ENERGIZER HLDGS INC COM COM 29266R 10 8 196 2526 SH SOLE 0 2526
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V 10 0 148 3640 SH SOLE 3640 0
ENERGY TRANSFER PARTNERS LP UNIT LTD PARTN 29273R 10 9 1651 36016 SH SOLE 36016 0
ENTERPRISE PRODUCTS PARTNERSCOM 293792 10 7 3712 80033 SH SOLE 80033 0
EXELON CORP COM 30161n 10 1 73 1672 SH SOLE 1672 0
EXPRESS SCRIPTS INC COM 302182 10 0 36 800 SH SOLE 800 0
EXXON MOBIL CORP COM 30231G 10 2 490 5784 SH SOLE 5211 573
FASTENAL CO COM 311900 10 4 14 332 SH SOLE 332 0
FEDEX CORP COM 31428X 10 6 48 570 SH SOLE 570 0
FIRST HORIZON NATL CORP COM 320517 10 5 18 2223 SH SOLE 2223 0
FISERV INC COM 337738 10 8 12 200 SH SOLE 200 0
FOCUS MEDIA HLDG LTD SPONSORSPONSORED ADR 34415V 10 9 682 35000 SH SOLE 35000 0
FORD MOTOR CO PAR $0.01 COM PAR $0.01 345370 86 0 43 4000 SH SOLE 4000 0
FREEPORT MCMORAN COPPER & GOCOM 35671D 85 7 387 10530 SH SOLE 10530 0
FRONTIER COMMUNICATIONS CORPCOM 35906A 10 8 30 5920 SH SOLE 5920 0
GENERAL ELECTRIC CO COM 369604 10 3 204 11404 SH SOLE 7058 4346
GENERAL MILLS INC COM 370334 10 4 576 14250 SH SOLE 5700 8550
GLOBAL X FDS GLOBAL X CHINA CO 37950E 40 8 38 2758 SH SOLE 2758 0
GOLDMAN SACHS GROUP INC COM 38141G 10 4 20 222 SH SOLE 222 0
GOOGLE INC CL A CL A 38259P 50 8 181 280 SH SOLE 280 0
GREENHAVEN CONT UNIT BEN INT 395258 10 6 2711 90602 SH SOLE 90602 0
HALLIBURTON CO COM 406216 10 1 224 6500 SH SOLE 6500 0
HANESBRANDS INC COM 410345 10 2 2113 96641 SH SOLE 96641 0
HCA HOLDINGS INC COM 40412C 10 1 105 4781 SH SOLE 4781 0
HCP INC COM 40414L 10 9 142 3429 SH SOLE 3429 0
HERBALIFE LTD COM USD SHS g4412g 10 1 1033 20000 SH SOLE 20000 0
HOLLY ENERGY PARTNERS L P UNCOM UT LTD PTN 435763 10 7 124 2300 SH SOLE 2300 0
HOME DEPOT INC COM 437076 10 2 10 247 SH SOLE 247 0
HONEYWELL INTL INC COM 438516 10 6 2916 53646 SH SOLE 53646 0
HOSPITALITY PPTYS TR COM SH BEN INT 44106M 10 2 55 2400 SH SOLE 2400 0
HUMANA INC COM 444859 10 2 11 120 SH SOLE 0 120
INTEL CORP COM 458140 10 0 12 500 SH SOLE 500 0
INTERNATIONAL BUSINESS MACHICOM 459200 10 1 54 296 SH SOLE 296 0
INVESCO VAN KAMPEN TR INVT GCOM 46131m 10 6 18 1170 SH SOLE 1170 0
ISHARES S&P 100 INDEX FUND 464287 10 1 34 589 SH SOLE 589 0
ISHARES SILVER TR ISHARES 46428Q 10 9 28 1050 SH SOLE 1050 0
ISHARES TR HIGH YLD CORP 464288 51 3 45 500 SH SOLE 500 0
ISHARES TR S&P500 GRW 464287 30 9 10 150 SH SOLE 150 0
ISHARES TR DJ HOME CONSTN 464288 75 2 12 1000 SH SOLE 1000 0
ISHARES TR 2014 S&P AMTFR 464289 36 2 16 300 SH SOLE 300 0
ISHARES TR 2015 S&P AMTFR 464289 33 9 16 300 SH SOLE 300 0
ISHARES TR DJ OIL EQUIP 464288 84 4 54 1035 SH SOLE 1035 0
ISHARES TR COHEN&ST RLTY ETF 464287 56 4 165 2345 SH SOLE 2345 0
ISHARES TR DOW JONES SEL DIVDJ SEL DIV INX 464287 16 8 44 814 SH SOLE 814 0
ISHARES TR INDEX IBOXX INV CPBD 464287 24 2 111 975 SH SOLE 975 0
ISHARES TR RUSSELL 2000 CMDTY INDEX 464287 65 5 129 1743 SH SOLE 1743 0
ISHARES TR RUSSELL1000GRW ETF 464287 61 4 17 292 SH SOLE 292 0
ISHARES TR S&P SMLCP VALU 464287 87 9 1275 18278 SH SOLE 18278 0
ISHARES TRUST MSCI EMERGING MSCI EMERG MKT 464287 23 4 4922 129742 SH SOLE 129742 0
ISHARES TRUST S&P MIDCAP 400S&P MIDCAP 400 464287 50 7 15 174 SH SOLE 0 174
ISHARES TRUST S&P MIDCAP 400S&P MIDCP VALU 464287 70 5 2910 38300 SH SOLE 38300 0
JARDEN CORP COM 471109 10 8 2813 94135 SH SOLE 94135 0
JOHNSON & JOHNSON COM 478160 10 4 896 13658 SH SOLE 12042 1616
JPMORGAN CHASE & CO COM 46625H 10 0 52 1550 SH SOLE 1550 0
JPMORGAN CHASE & CO ALERIAN ETN 46625H 36 5 1580 40550 SH SOLE 40550 0
KAYNE ANDERSON MLP INVSMNT CCOM 486606 10 6 258 8500 SH SOLE 8500 0
KIMBERLY-CLARK CORP COM 494368 10 3 262 3567 SH SOLE 1950 1617
KINDER MORGAN ENERGY PARTNERUT LTD PARTNER 494550 10 6 3014 35475 SH SOLE 35475 0
KINDER MORGAN MANAGEMENT LLCSHS 49455U 10 0 951 12116 SH SOLE 12116 0
KRAFT FOODS INC CL A 50075n 10 4 147 3936 SH SOLE 3936 0
KRISPY KREME CALL CALL 501014 90 4 16 100 SH CALL SOLE 100 0
KRISPY KREME DOUGHNUTS INC COM 501014 10 4 377 57718 SH SOLE 57718 0
L-3 COMMUNICATIONS HLDGS INCCOM 502424 10 4 10 150 SH SOLE 150 0
LA Z BOY INC COM 505336 10 7 294 24700 SH SOLE 24700 0
LAS VEGAS SANDS CORP COM 517834 10 7 13 300 SH SOLE 300 0
LAZARD LTD SHS A G54050 10 2 65 2500 SH SOLE 2500 0
LINN ENERGY LLC UNIT REPSTG UNIT LTD LIAB 536020 10 0 76 2000 SH SOLE 2000 0
LOWES COMPANIES INC COM 548661 10 7 2728 107470 SH SOLE 107070 400
MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP 559080 10 6 172 2500 SH SOLE 2500 0
MARATHON OIL CORP COM COM 565849 10 6 115 3917 SH SOLE 3917 0
MARATHON PETE CORP COM ADDED 56585A 10 2 59 1758 SH SOLE 1758 0
MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN 570759 10 0 1869 33936 SH SOLE 33936 0
MCDONALDS CORP COM 580135 10 1 236 2356 SH SOLE 2356 0
MCKESSON CORP COM 58155Q 10 3 15 196 SH SOLE 196 0
MEDCO HEALTH SOLUTIONS INC COM 58405U 10 2 52 928 SH SOLE 928 0
MEDTRONIC INC COM 585055 10 6 107 2800 SH SOLE 2800 0
MENTOR GRAPHICS CORP COM 587200 10 6 41 3000 SH SOLE 3000 0
MERCK & CO INC NEW COM 58933Y 10 5 57 1500 SH SOLE 1500 0
MGM RESORTS INTERNATIONAL COM 552953 10 1 1457 139700 SH SOLE 139700 0
MICROCHIP TECHNOLOGY INC COM 595017 10 4 51 1400 SH SOLE 1400 0
MICROS SYS INC COM 594901 10 0 466 10000 SH SOLE 10000 0
MICROSOFT CORP COM 594918 10 4 42 1622 SH SOLE 1297 325
MONRO MUFFLER BRAKE INC COM 610236 10 1 39 1000 SH SOLE 1000 0
MORGAN STANLEY COM NEW 617446 44 8 410 27066 SH SOLE 26500 566
NEWELL RUBBERMAID INC COM 651229 10 6 3795 235004 SH SOLE 234304 700
NORDIC AMERICAN TANKERS LIMICOM G65773 10 6 12 1000 SH SOLE 1000 0
NORFOLK SOUTHERN CORP COM 655844 10 8 47 650 SH SOLE 650 0
NOVARTIS A G SPONSORED ADR ADR 66987V 10 9 19 341 SH SOLE 166 175
NU SKIN ENTERPRISES INC COM 67018t 10 5 971 20000 SH SOLE 20000 0
NUANCE COMMUNICATIONS INC COCOM 67020Y 10 0 70 2800 SH SOLE 2800 0
NUSTAR ENERGY LP UNIT COM 67058H 10 2 57 1000 SH SOLE 1000 0
NVIDIA CORP COM 67066G 10 4 139 10000 SH SOLE 10000 0
OMNICOM GROUP INC COM 681919 10 6 3411 76519 SH SOLE 76219 300
ONEOK PARTNERS LP UNIT LTD PARTN 68268N 10 3 69 1200 SH SOLE 1200 0
OWENS ILL INC COM NEW 690768 40 3 340 17530 SH SOLE 17530 0
PEPSICO INC COM 713448 10 8 30 450 SH SOLE 450 0
PETROCHINA CO LTD SPONSORED ADR 71646E 10 0 25 200 SH SOLE 200 0
PETROLEO BRASILEIRO SA PETROSPONSORED ADR 71654V 40 8 66 2650 SH SOLE 2650 0
PETROQUEST ENERGY INC COM 716748 10 8 238 36000 SH SOLE 36000 0
PFIZER INC COM 717081 10 3 717 33125 SH SOLE 32863 262
PHILIP MORRIS INTERNATIONAL COM 718172 10 9 318 4056 SH SOLE 4056 0
PIMCO ETF TR ENHAN SHRT MAT ETF 72201R 83 3 391 3900 SH SOLE 3900 0
PLAINS ALL AMERICAN PIPELINEUNIT LTD PARTN 726503 10 5 1889 25712 SH SOLE 25712 0
PLUM CREEK TIMBER CO INC COM 729251 10 8 18 500 SH SOLE 500 0
POTASH CORP OF SASKATCHEWAN COM 73755L 10 7 23 550 SH SOLE 550 0
POWERSHARES DB CMDTY IDX TRAETF 73935S 10 5 196 7300 SH SOLE 7300 0
POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT 73936T 56 5 55 4000 SH SOLE 4000 0
POWERSHARES QQQ NASDAQ 100 73935A 10 4 573 10260 SH SOLE 10260 0
POWERSHS DB MULTI SECT COMM DB 73936B 40 8 22 750 SH SOLE 750 0
PROCTER & GAMBLE CO COM 742718 10 9 2139 32071 SH SOLE 25036 7035
PROGRESSIVE CORP OHIO COM 743315 10 3 94 4800 SH SOLE 4800 0
PROSHARES TR PSHS ULTRA QQQ 74347R 20 6 13 155 SH SOLE 155 0
PROSHARES ULTRA S&P500 ETF PSHS ULT S&P 500 74347R 10 7 51 1100 SH SOLE 1100 0
PROVIDENT ENERGY LTD NEW COM 74386V 10 0 19 2000 SH SOLE 2000 0
QUALCOMM INC COM 747525 10 3 52 950 SH SOLE 950 0
RAYONIER INC COM 754907 10 3 50 1125 SH SOLE 1125 0
REALTY INCOME CORP COM 756109 10 4 17 500 SH SOLE 500 0
REGIONS FINANCIAL CORP NEW COM 7591EP 10 0 68 15854 SH SOLE 15854 0
RENREN INC SPONSORED ADR ADR RESPT 759892 10 2 18 5000 SH SOLE 5000 0
ROWAN COMPANIES INC COM 779382 10 0 15 500 SH SOLE 500 0
RPM INTL INC COM 749685 10 3 10 416 SH SOLE 416 0
SAP AG SPON ADR 803054 20 4 265 5000 SH SOLE 5000 0
SARA LEE CORP COM 803111 10 3 15123 799291 SH SOLE 799291 0
SCHLUMBERGER NV COM 806857 10 8 2517 36845 SH SOLE 36746 99
SECTOR SPDR TRUST SHS BEN INSBI CONS STPLS 81369Y 30 8 25 778 SH SOLE 778 0
SECTOR SPDR TRUST SHS BEN INSBI INT-INDS 81369Y 70 4 26 761 SH SOLE 761 0
SECTOR SPDR TRUST SHS BEN INSBI INT-TECH 81369Y 80 3 34 1354 SH SOLE 1354 0
SELECT SECTOR SPDR FUND SHS SBI CONS DISCR 81369Y 40 7 24 627 SH SOLE 627 0
SELECT SECTOR SPDR FUND SHS SBI HEALTHCARE 81369Y 20 9 27 787 SH SOLE 787 0
SELECT SECTOR SPDR TRUST SHSSBI INT-ENERGY 81369Y 50 6 40 573 SH SOLE 573 0
SHARPS COMPLIANCE CORP COM 820017 10 1 370 90000 SH SOLE 90000 0
SIEMENS A G SPONSORED ADR SPONSORED ADR 826197 50 1 64 670 SH SOLE 670 0
SIGMA-ALDRICH CORP COM 826552 10 1 593 9500 SH SOLE 9500 0
SOLUTIA INC NEW COM NEW 834376 50 1 26 1500 SH SOLE 1500 0
SOUTHWEST AIRLS CO COM COM 844741 10 8 19 2277 SH SOLE 2277 0
SOUTHWESTERN ENERGY CO COM 845467 10 9 234 7340 SH SOLE 7340 0
SPDR GOLD TR GOLD SHS GOLD SHS 78463V 10 7 8514 56015 SH SOLE 56015 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y 10 7 870 5456 SH SOLE 5456 0
SPDR SERIES TRUST S&P BIOTECH 78464A 87 0 13 200 SH SOLE 200 0
SPECTRA ENERGY CORP COM 847560 10 9 112 3628 SH SOLE 3400 228
STANDARD & POORS DEPOSITORY UNIT SER 1 78462F 10 3 119 950 SH SOLE 950 0
SUBURBAN PROPANE PARTNERS LPUNIT LTD PARTN 864482 10 4 39 810 SH SOLE 810 0
SUNCOR ENERGY INC NEW NEW COM ADDED 867224 10 7 1334 46260 SH SOLE 46260 0
SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L 10 8 30 750 SH SOLE 750 0
SUNTRUST BKS INC COM 867914 10 3 15 850 SH SOLE 850 0
TARGET CORP COM 87612E 10 6 3038 59313 SH SOLE 58194 1119
TELEFONOS DE MEXICO SAB DE CSPON ADR ORD L 879403 78 0 12 800 SH SOLE 800 0
TIFFANY & CO NEW COM 886547 10 8 246 3709 SH SOLE 3709 0
TJX COMPANIES INC NEW NEW COM 872540 10 9 13 200 SH SOLE 200 0
TOTAL SA-SPON ADR ADR 89151E 10 9 14 280 SH SOLE 280 0
TRANSOCEAN LTD US LISTED REG SHS ADDED H8817H 10 0 11 279 SH SOLE 279 0
UNITEDHEALTH GROUP INC COM 91324P 10 2 243 4800 SH SOLE 4800 0
URANIUM RES INC COM PAR $0.001 916901 50 7 11 15000 SH SOLE 15000 0
US BANCORP DEL COM NEW COM NEW 902973 30 4 947 35000 SH SOLE 35000 0
VALE S A SPONSORED ADR ADR ADDED 91912E 10 5 18 835 SH SOLE 700 135
VALERO ENERGY CORP NEW COM 91913Y 10 0 11 500 SH SOLE 500 0
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042 85 8 170 4460 SH SOLE 4460 0
VERIZON COMMUNICATIONS COM 92343V 10 4 3586 89379 SH SOLE 89379 0
VODAFONE GROUP PLC NEW SPONSADR NEW 92857W 20 9 123 4375 SH SOLE 4375 0
WAL-MART STORES INC COM 931142 10 3 189 3155 SH SOLE 3155 0
WALT DISNEY CO HOLDING CO COM DISNEY 254687 10 6 13 350 SH SOLE 0 350
WALTER ENERGY INC COM 93317Q 10 5 848 14000 SH SOLE 14000 0
WATERS CORP COM 941848 10 3 2805 37880 SH SOLE 37880 0
WELLS FARGO & CO NEW COM 949746 10 1 924 33531 SH SOLE 33531 0
WESTERN UN CO COM 959802 10 9 132 7220 SH SOLE 7220 0
WILLIAMS COMPANIES INC COM 969457 10 0 321 9730 SH SOLE 9730 0
WILLIAMS PARTNERS L P COM UNCOM UNIT L P 96950F 10 4 1535 25595 SH SOLE 25595 0
WISDOMTREE TR EMERGING MKTS 97717W 31 5 1240 24177 SH SOLE 24177 0
WISDOMTREE TRUST INTL DIVID INTL DV TOP100 97717W 78 6 14 345 SH SOLE 345 0
XILINX INC COM 983919 10 1 128 4000 SH SOLE 4000 0
YUM BRANDS INC COM 988498 10 1 44 750 SH SOLE 750 0