-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QBBqWX1G7BLQJK7Cy6Md/hLDxqpLpd/qvAMEaqrEpVHZGP20Q2Wf4vKHsmjQ73lI 1/GR2Klh2b6awqx2esvAUA== 0001388736-09-000020.txt : 20090513 0001388736-09-000020.hdr.sgml : 20090513 20090513110712 ACCESSION NUMBER: 0001388736-09-000020 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090513 DATE AS OF CHANGE: 20090513 EFFECTIVENESS DATE: 20090513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGS POINT CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001388736 IRS NUMBER: 113420298 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12325 FILM NUMBER: 09820997 BUSINESS ADDRESS: STREET 1: 1055 FRANKLIN AVENUE STREET 2: SUITE 300 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-535-5775 MAIL ADDRESS: STREET 1: 1055 FRANKLIN AVENUE STREET 2: SUITE 300 CITY: GARDEN CITY STATE: NY ZIP: 11530 FORMER COMPANY: FORMER CONFORMED NAME: SALZMAN CAPITAL MANAGEMENT L.L.C. DATE OF NAME CHANGE: 20070202 13F-HR 1 king1q09.txt 1Q 2009 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kings Point Capital Management Address: 1055 Franklin Avenue, Suite 300 Garden City, NY 11530 13F File Number: 28-12325 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey P. Bates Title: Senior Managing Director Phone: 615-620-3900 Signature, Place, and Date of Signing: /s/ Jeffrey P. Bates BRENTWOOD, TN MAY 13, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 228 Form13F Information Table Value Total: $84,834 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------- ---------------- ------------ ------- -------- --- ---- ------- -------- ------- ------ ----- 3M CO COM 88579y 10 1 34 681 SH SOLE 0 681 A D C TELECOMMUNICATIONS COM NEW 000886 30 9 12 2794 SH SOLE 2794 0 ABB LTD ADR SPONSORED ADR 000375 20 4 33 2400 SH SOLE 2400 0 ABBOTT LABORATORIES COM 002824 10 0 461 9675 SH SOLE 9675 0 ACCENTURE LTD CL A g1150g 11 1 1159 42170 SH SOLE 41854 316 AES CORP COM COM 00130h 10 5 166 28625 SH SOLE 28625 0 ALCOA INC COM 013817 10 1 16 2208 SH SOLE 2208 0 ALLIANCEBERNSTEIN HOLDIN UNIT LTD PARTN 01881g 10 6 226 15370 SH SOLE 15370 0 ALTRIA GROUP INC COM 02209s 10 3 32 2020 SH SOLE 2020 0 AMERICA MOVIL S A B DE C SPON ADR L SHS 02364w 10 5 24 900 SH SOLE 900 0 AMERICAN EAGLE OUTFITTER COM 02553e 10 6 1061 86650 SH SOLE 86650 0 AMERICAN TOWER CORP CL A CL A 029912 20 1 1087 35713 SH SOLE 35713 0 AMGEN INC COM 031162 10 0 173 3500 SH SOLE 3500 0 ANADARKO PETE CORP COM COM 032511 10 7 74 1900 SH SOLE 1900 0 ANGLO AMERICAN PLC ADR N ADR NEW 03485p 20 1 11 1275 SH SOLE 1275 0 AON CORP COM COM 037389 10 3 12 290 SH SOLE 290 0 APPLE INC COM COM 037833 10 0 1457 13862 SH SOLE 13623 239 APPLIED MATERIALS INC COM 038222 10 5 25 2325 SH SOLE 2325 0 ASTRAZENECA PLC ADR SPONSORED ADR 046353 10 8 31 872 SH SOLE 872 0 AT&T INC COM 00206r 10 2 533 21139 SH SOLE 20257 882 ATLAS ENERGY RES LLC COM 049303 10 0 340 32238 SH SOLE 32238 0 AUTOZONE INC COM 053332 10 2 19 115 SH SOLE 115 0 AXA-UAP-ADR (FORMERL SPONSORED ADR 054536 10 7 15 1250 SH SOLE 1250 0 BANCO SANTANDER S A ADR ADR 05964h 10 5 22 3200 SH SOLE 3200 0 BANK NEW YORK MELLON COR COM 064058 10 0 222 7871 SH SOLE 7871 0 BANK OF AMERICA CORP COM 060505 10 4 712 104328 SH SOLE 102353 1975 BECTON DICKINSON & CO COM 075887 10 9 131 1950 SH SOLE 1950 0 BEMIS CO INC COM 081437 10 5 191 9110 SH SOLE 0 9110 BERKSHIRE HATHAWAY INC D CL A 084670 10 8 780 9 SH SOLE 9 0 BERKSHIRE HATHAWAY INC D CL B 084670 20 7 364 129 SH SOLE 101 28 BHP BILLITON LTD ADR SPONSORED ADR 088606 10 8 33 750 SH SOLE 750 0 BIOGEN IDEC INC COM COM 09062x 10 3 26 500 SH SOLE 500 0 BLACKROCK INCOME TRUST I COM 09247f 10 0 18 3000 SH SOLE 3000 0 BP P L C ADR (FRM BP SPONSORED ADR 055622 10 4 561 14000 SH SOLE 14000 0 BRISTOL MYERS SQUIBB CO COM 110122 10 8 64 2900 SH SOLE 2900 0 BROOKFIELD ASSET MANAGEM CL A LTD VT SH 112585 10 4 78 5625 SH SOLE 5625 0 BURGER KING HOLDINGS ORD COM 121208 20 1 689 30000 SH SOLE 30000 0 BURLINGTON NORTHERN SANT COM 12189t 10 4 63 1050 SH SOLE 1050 0 CARNIVAL CORP COMMON PAI PAIRED CTF 143658 30 0 24 1125 SH SOLE 1125 0 CATERPILLAR INC DEL COM 149123 10 1 22 775 SH SOLE 775 0 CENTENNIAL COMMUNICATION CL A NEW 15133v 20 8 17 2000 SH SOLE 2000 0 CENTURY BANCORP INC-CL A CL A NON VTG 156432 10 6 153 11420 SH SOLE 11420 0 CHESAPEAKE ENERGY CORP COM 165167 10 7 2624 153814 SH SOLE 152614 1200 CHEVRON CORPORATION COM 166764 10 0 293 4362 SH SOLE 4362 0 CHILE FUND INC COM 168834 10 9 13 1200 SH SOLE 1200 0 CHINA MOBILE LIMITED SPO SPONSORED ADR 16941m 10 9 52 1200 SH SOLE 1200 0 CISCO SYSTEMS INC COM 17275r 10 2 1003 59798 SH SOLE 58496 1302 CITIGROUP INC COM 172967 10 1 32 12700 SH SOLE 12700 0 CLAYMORE/BNY BRIC ETF BNY BRI&C PTF 18383m 10 0 321 13622 SH SOLE 13622 0 COACH INC COM 189754 10 4 668 40000 SH SOLE 40000 0 COCA COLA CO COM 191216 10 0 635 14452 SH SOLE 12890 1562 COLGATE PALMOLIVE CO COM 194162 10 3 1503 25491 SH SOLE 25091 400 COLONIAL PROPERTIES TRUS COM SH BEN INT 195872 10 6 393 103137 SH SOLE 103137 0 COMMERCE BANCSHARES INC COM 200525 10 3 11 308 SH SOLE 308 0 COMPANHIA VALE DO RIO DO SPONSORED ADR 204412 20 9 781 58709 SH SOLE 57838 871 CONOCOPHILLIPS COM 20825c 10 4 1364 34842 SH SOLE 34197 645 COPANO ENERGY LLC COM UN COM UNITS 217202 10 0 24 1800 SH SOLE 1800 0 CORNING INC COM 219350 10 5 743 56015 SH SOLE 56015 0 COSTCO WHOLESALE CORP-NE COM 22160k 10 5 115 2475 SH SOLE 2475 0 CREDIT SUISSE GROUP SPON SPONSORED ADR 225401 10 8 34 1125 SH SOLE 1125 0 CUMMINS INC COM 231021 10 6 51 2000 SH SOLE 2000 0 CVS CAREMARK CORP COM 126650 10 0 3291 119723 SH SOLE 118461 1262 D.R. HORTON INC COM 23331a 10 9 29 3027 SH SOLE 3027 0 DANAHER CORP COM 235851 10 2 42 780 SH SOLE 780 0 DARDEN RESTAURANTS INC COM 237194 10 5 26 766 SH SOLE 0 766 DELL INC COM 24702r 10 1 26 2706 SH SOLE 2706 0 DEVON ENERGY CORPORATION NEW COM 25179m 10 3 44 990 SH SOLE 990 0 DIAGEO PLC-ADR NEW R ADR NEW 25243q 20 5 11 250 SH SOLE 250 0 DUKE ENERGY CORPORATION COM 26441c 10 5 19 1304 SH SOLE 848 456 DUN & BRADSTREET CORP NE COM 26483e 10 0 13 170 SH SOLE 170 0 E M C CORP MASS COM COM 268648 10 2 77 6775 SH SOLE 6775 0 EATON VANCE TAX MANAGD G COM 27829f 10 8 11 1266 SH SOLE 1266 0 ELECTRONIC ARTS INC COM 285512 10 9 29 1575 SH SOLE 1575 0 ELI LILLY & CO COM 532457 10 8 241 7221 SH SOLE 7221 0 EMERSON ELECTRIC CO COM 291011 10 4 35 1218 SH SOLE 100 1118 ENCANA CORP COM 292505 10 4 23 575 SH SOLE 575 0 ENERGIZER HLDGS INC COM COM 29266r 10 8 126 2526 SH SOLE 0 2526 ENERGY TRANSFER PARTNERS UNIT LTD PARTN 29273r 10 9 2075 56251 SH SOLE 56251 0 ENI S P A ADR REPRES SPONSORED ADR 26874r 10 8 26 687 SH SOLE 687 0 ENTERPRISE PRODUCTS PART COM 293792 10 7 1619 72775 SH SOLE 72775 0 EXPEDITORS INTERNATIONAL COM 302130 10 9 144 5100 SH SOLE 5100 0 EXPRESS SCRIPTS INC COMM COM 302182 10 0 115 2500 SH SOLE 2500 0 EXXON MOBIL CORP COM 30231g 10 2 539 7920 SH SOLE 7347 573 FEDEX CORP COM 31428x 10 6 26 585 SH SOLE 585 0 FIRST HORIZON NATL CORP COM 320517 10 5 1154 107484 SH SOLE 107484 0 FMC TECHNOLOGIES INC COM COM 30249u 10 1 78 2485 SH SOLE 2485 0 FPL GROUP INC COM 302571 10 4 203 4000 SH SOLE 4000 0 FREEPORT MCMORAN COPPER COM 35671d 85 7 28 730 SH SOLE 730 0 GENERAL ELECTRIC CO COM 369604 10 3 629 62246 SH SOLE 57900 4346 GENERAL MILLS INC COM 370334 10 4 213 4275 SH SOLE 0 4275 GLAXOSMITHKLINE PLC SPON SPONSORED ADR 37733w 10 5 175 5625 SH SOLE 5625 0 GOOGLE INC CL A CL A 38259p 50 8 122 350 SH SOLE 350 0 HANESBRANDS INC COM 410345 10 2 50 5253 SH SOLE 5253 0 HCP INC COM 40414l 10 9 943 52810 SH SOLE 52810 0 HESS CORPORATION COM 42809h 10 7 41 750 SH SOLE 750 0 HEWITT ASSOCIATE STK COM 42822Q 10 0 1042 35000 SH SOLE 35000 0 HEWLETT PACKARD CO COM 428236 10 3 101 3150 SH SOLE 3150 0 HOME DEPOT INC COM 437076 10 2 386 16365 SH SOLE 16365 0 HONDA MOTOR CO LTD-ADR N AMERN SHS 438128 30 8 29 1225 SH SOLE 1225 0 HONEYWELL INTL INC COM 438516 10 6 906 32508 SH SOLE 31608 900 HSBC HOLDINGS PLC SPONSO SPON ADR NEW 404280 40 6 14 479 SH SOLE 479 0 HUMANA INC COM 444859 10 2 714 27368 SH SOLE 26768 600 ILLINOIS TOOL WORKS INC COM 452308 10 9 253 8212 SH SOLE 8212 0 INSITUFORM TECHNOLOGIES CL A 457667 10 3 16 1000 SH SOLE 1000 0 INTEL CORP COM 458140 10 0 383 25435 SH SOLE 25435 0 INTERNATIONAL BUSINESS M COM 459200 10 1 73 750 SH SOLE 750 0 IRON MOUNTAIN INC COM 462846 10 6 17 787 SH SOLE 787 0 ISHARES FTSE/XINHUA CHIN FTSE XNHUA IDX 464287 18 4 556 19502 SH SOLE 19502 0 ISHARES INC MSCI BRAZIL MSCI BRAZIL 464286 40 0 77 2050 SH SOLE 2050 0 ISHARES INC MSCI JAPAN I MSCI JAPAN 464286 84 8 40 5100 SH SOLE 5100 0 ISHARES SILVER TR ISHARE SILVER TRUST ISHAR 46428q 10 9 22 1700 SH SOLE 1700 0 ISHARES TR DOW JONES SEL DJ SEL DIV INX 464287 16 8 741 23662 SH SOLE 23662 0 ISHARES TR MSCI EAFE VAL MSCI VAL IDX 464288 87 7 61 1852 SH SOLE 1852 0 ISHARES TR RUSSELL MIDCA RUSSELL MCP VL 464287 47 3 13 555 SH SOLE 555 0 ISHARES TR S&P/TOPIX 150 S&P/TOPIX 150 464287 38 2 14 400 SH SOLE 400 0 ISHARES TRUST DOW JONES DJ US TELECOMM 464287 71 3 45 2846 SH SOLE 2846 0 ISHARES TRUST ISHARES BA US TIPS BD FD 464287 17 6 1372 13350 SH SOLE 13350 0 ISHARES TRUST MSCI EMERG MSCI EMERG MKT 464287 23 4 2129 85805 SH SOLE 83915 1890 ISHARES TRUST RUSSELL 10 RUSSELL1000VAL 464287 59 8 236 5790 SH SOLE 5790 0 ISHARES TRUST S&P 500 VA S&P 500 VALUE 464287 40 8 124 3341 SH SOLE 3341 0 ISHARES TRUST S&P MIDCAP S&P MIDCP VALU 464287 70 5 146 3310 SH SOLE 3310 0 JOHNSON & JOHNSON COM 478160 10 4 690 13124 SH SOLE 11508 1616 JPMORGAN CHASE & CO FORM COM 46625h 10 0 1042 39187 SH SOLE 38962 225 KAYNE ANDERSON MLP INVT COM 486606 10 6 920 46255 SH SOLE 43690 2565 KIMBERLY-CLARK CORP COM 494368 10 3 75 1617 SH SOLE 0 1617 KINDER MORGAN ENERGY PAR UT LTD PARTNER 494550 10 6 897 19197 SH SOLE 19197 0 KINDER MORGAN MANAGEMENT SHS 49455u 10 0 419 10268 SH SOLE 10268 0 LINN ENERGY LLC UNIT REP UNIT LTD LIAB 536020 10 0 22 1500 SH SOLE 1500 0 LOCKHEED MARTIN CORP COM 539830 10 9 34 489 SH SOLE 489 0 LOWES COMPANIES INC COM 548661 10 7 898 49186 SH SOLE 47871 1315 LUXOTTICA GROUP SPA SPON SPONSORED ADR 55068r 20 2 32 2050 SH SOLE 2050 0 MARATHON OIL CORP COM COM 565849 10 6 81 3095 SH SOLE 3095 0 MARKET VECTORS ETF TRUST TR GOLD MINER ETF 57060u 10 0 37 1000 SH SOLE 1000 0 MARKWEST ENERGY PARTNERS UNIT LTD PARTN 570759 10 0 287 24787 SH SOLE 24787 0 MCDONALDS CORP COM 580135 10 1 70 1275 SH SOLE 1275 0 MCGRAW HILL COMPANIES IN COM 580645 10 9 1130 49388 SH SOLE 48497 891 MEDCO HEALTH SOLUTIONS I COM 58405u 10 2 149 3608 SH SOLE 3608 0 MEDTRONIC INC COM 585055 10 6 20 695 SH SOLE 695 0 MERCK & CO INC COM COM 589331 10 7 68 2550 SH SOLE 2550 0 METLIFE INC COM 59156r 10 8 31 1375 SH SOLE 1375 0 MICROSOFT CORP COM 594918 10 4 2182 118792 SH SOLE 117216 1576 MITSUBISHI UFJ FINL GROU SPONSORED ADR 606822 10 4 15 3075 SH SOLE 3075 0 MORGAN STANLEY COM NEW 617446 44 8 924 40566 SH SOLE 40000 566 NASDAQ OMX GROUP INC (TH COM 631103 10 8 1310 66907 SH SOLE 65667 1240 NCR CORPORATION COM 62886E 10 8 636 80000 SH SOLE 80000 0 NEWELL RUBBERMAID INC COM 651229 10 6 13 2000 SH SOLE 2000 0 NEWS CORPORATION CLASS B CL B 65248e 20 3 12 1500 SH SOLE 1500 0 NOKIA CORPORATION SPONSO SPONSORED ADR 654902 20 4 68 5825 SH SOLE 5825 0 NORFOLK SOUTHERN CORP COM 655844 10 8 27 800 SH SOLE 800 0 NORTHROP GRUMMAN CORP COM 666807 10 2 208 4765 SH SOLE 4765 0 NUANCE COMMUNICATIONS IN COM 67020y 10 0 43 4000 SH SOLE 4000 0 NUCOR CORP COM 670346 10 5 31 818 SH SOLE 725 93 OCCIDENTAL PETE CORP COM 674599 10 5 160 2870 SH SOLE 2870 0 OMNICOM GROUP INC COM 681919 10 6 11 475 SH SOLE 475 0 ORACLE CORP COM 68389x 10 5 112 6225 SH SOLE 6225 0 PANASONIC CORPORATION AD ADR 69832a 20 5 19 1750 SH SOLE 1750 0 PEPSICO INC COM 713448 10 8 424 8227 SH SOLE 8227 0 PETROHAWK ENERGY CORP COM 716495 10 6 96 5000 SH SOLE 5000 0 PETROLEO BRASILEIRO SA P SPONSORED ADR 71654v 40 8 38 1250 SH SOLE 1250 0 PETROQUEST ENERGY INC COM 716748 10 8 204 84950 SH SOLE 84950 0 PFIZER INC COM 717081 10 3 98 7219 SH SOLE 7219 0 PHILIP MORRIS INTERNATIO COM 718172 10 9 275 7725 SH SOLE 7725 0 PLAINS ALL AMERICAN PIPE UNIT LTD PARTN 726503 10 5 881 23962 SH SOLE 23962 0 POTASH CORP OF SASKATCHE COM 73755l 10 7 16 200 SH SOLE 200 0 POWERSHARES QQQ TRUST SE QQQ TRUST UNIT SER 73935a 10 4 25 826 SH SOLE 826 0 PROCTER & GAMBLE CO COM 742718 10 9 1146 24338 SH SOLE 17287 7051 PROGRESSIVE CORP-OHIO COM 743315 10 3 20 1460 SH SOLE 1460 0 PROLOGIS SH BEN INT SH BEN INT 743410 10 2 13 2000 SH SOLE 2000 0 PROSHARES ULTRA FINANCIA PSHS ULTRA FINL 74347r 74 3 919 352000 SH SOLE 352000 0 PROSHARES ULTRA S&P500 PSHS ULT S&P 500 74347r 10 7 28 1400 SH SOLE 1400 0 PROSHARES ULTRASHORT 20+ TR PSHS ULTSH 20YR 74347r 29 7 3997 91594 SH SOLE 91594 0 RASER TECHNOLOGIES INC COM 754055 10 1 42 10000 SH SOLE 10000 0 REGIONS FINANCIAL CORP N COM 7591ep 10 0 39 9123 SH SOLE 9123 0 RESEARCH IN MOTION LTD COM 760975 10 2 1402 32545 SH SOLE 31785 760 RIO TINTO PLC ADR SPONSORED ADR 767204 10 0 21 160 SH SOLE 160 0 SARA LEE CORP COM 803111 10 3 4369 540658 SH SOLE 540658 0 SCHLUMBERGER NV COM 806857 10 8 719 17712 SH SOLE 17213 499 SEALED AIR CORP NEW NEW COM 81211k 10 0 16 1170 SH SOLE 1170 0 SECTOR SPDR - FINANCIAL SBI INT-FINL 81369y 60 5 66 7463 SH SOLE 7463 0 SECTOR SPDR TRUST SHS BE SBI INT-TECH 81369y 80 3 161 10285 SH SOLE 10285 0 SECTOR SPDR TRUST SHS BE SBI CONS STPLS 81369y 30 8 125 5917 SH SOLE 5917 0 SECTOR SPDR TRUST SHS BE SBI INT-INDS 81369y 70 4 75 4057 SH SOLE 4057 0 SELECT SECTOR SPDR AMEX SBI INT-UTILS 81369y 88 6 39 1531 SH SOLE 1531 0 SELECT SECTOR SPDR FUND SBI HEALTHCARE 81369y 20 9 132 5451 SH SOLE 5451 0 SELECT SECTOR SPDR FUND SBI CONS DISCR 81369y 40 7 75 3832 SH SOLE 3832 0 SELECT SECTOR SPDR FUND SBI MATERIALS 81369y 10 0 24 1077 SH SOLE 1077 0 SELECT SECTOR SPDR TRUST SBI INT-ENERGY 81369y 50 6 101 2369 SH SOLE 2369 0 SIEMENS A G ADR SPONSORED ADR 826197 50 1 38 670 SH SOLE 670 0 SIGMA-ALDRICH CORP COM 826552 10 1 385 10200 SH SOLE 10200 0 SONY CORP-ADR NEW ADR NEW 835699 30 7 11 550 SH SOLE 550 0 SOUTHERN CO COM 842587 10 7 31 1000 SH SOLE 1000 0 SOUTHWEST AIRLS CO COM COM 844741 10 8 14 2277 SH SOLE 2277 0 SPDR GOLD TR GOLD SHS GOLD SHS 78463v 10 7 23 250 SH SOLE 250 0 SPDR TRUST SERIES 1 UNIT SER 1 78462f 10 3 139 1748 SH SOLE 1748 0 STANDARD & POORS MIDCAP UNIT SER 1 595635 10 3 12 138 SH SOLE 138 0 SUBURBAN PROPANE PARTNER UNIT LTD PARTN 864482 10 4 30 810 SH SOLE 810 0 SUNCOR ENERGY INC COM 867229 10 6 292 13160 SH SOLE 13160 0 TARGET CORP COM 87612e 10 6 1463 42551 SH SOLE 40957 1594 TELEFONICA SA ADR RE SPONSORED ADR 879382 20 8 25 425 SH SOLE 425 0 TELEFONOS DE MEXICO SAB SPON ADR ORD L 879403 78 0 12 800 SH SOLE 800 0 THERMO FISHER SCIENTIFIC COM 883556 10 2 1807 50671 SH SOLE 49905 766 THOMAS & BETTS CORP COM 884315 10 2 13 500 SH SOLE 500 0 TIFFANY & CO/DE COM 886547 10 8 22 1025 SH SOLE 1025 0 TJX COMPANIES INC NEW NEW COM 872540 10 9 10 400 SH SOLE 400 0 TOTAL S.A. 1 ADR REPRESE SPONSORED ADR 89151e 10 9 38 775 SH SOLE 775 0 TRANSOCEAN LTD US LISTED REG SHS ADDED h8817h 10 0 1259 21396 SH SOLE 21396 0 ULTRA QQQ PROSHARES ULTRA QQQ 74347R 20 6 1351 50000 SH SOLE 50000 0 ULTRA SHT FIN PROSHARES ULTSHT FINL 74347R 62 8 736 7500 SH SOLE 7500 0 UNILEVER N V NEW YORK SH SHS NEW 904784 70 9 34 1750 SH SOLE 1750 0 UNITED TECHNOLOGIES CORP COM 913017 10 9 46 1076 SH SOLE 1076 0 US BANCORP DEL COM NEW COM NEW 902973 30 4 584 40000 SH SOLE 40000 0 VERIZON COMMUNICATIONS I COM 92343v 10 4 1420 47007 SH SOLE 47007 0 VILLAGE BANK & TRUST FIN COM 92705t 10 1 10 2500 SH SOLE 2500 0 VISA INC CL A COMMON STO CL A 92826c 83 9 28 500 SH SOLE 500 0 VODAFONE GROUP PLC ADR SPONS ADR NEW 92857w 20 9 11 647 SH SOLE 647 0 WAL-MART STORES INC COM 931142 10 3 191 3670 SH SOLE 3670 0 WALT DISNEY CO HOLDING C COM DISNEY 254687 10 6 636 34996 SH SOLE 33962 1034 WELLS FARGO & CO NEW COM 949746 10 1 221 15534 SH SOLE 15534 0 WESTERN ASSET MANAGED MU COM 95766m 10 5 18 1776 SH SOLE 1776 0 WILLIAMS COMPANIES INC COM 969457 10 0 99 8709 SH SOLE 8709 0 WILLIAMS PARTNERS L P CO COM UNIT L P 96950f 10 4 276 24705 SH SOLE 24705 0 WISDOMTREE TRUST INTL DI INTL DV TOP100 97717w 78 6 885 31273 SH SOLE 31273 0 WYETH COM COM 983024 10 0 513 11913 SH SOLE 11646 267 XTO ENERGY INC COM 98385x 10 6 260 8485 SH SOLE 8485 0 YAHOO INC COM COM 984332 10 6 13 1000 SH SOLE 1000 0 BOEING COMPANY COM 097023 10 5 18 500 SH SOLE 500 0 EXELON CORP COM 30161N 10 1 27 588 SH SOLE 588 0 VAN KAMPEN TR INVT GRADE COM 920929 10 6 13 1170 SH SOLE 1170 0
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