-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QftK4TE1ZkUn6IXYjkZ3QdwjmPEovJmU6/WBfXZ4tXESCTwjXpPUCU5p0/fiHJgV nPc24I51q7tl85/PafJXFw== 0001388736-08-000013.txt : 20081112 0001388736-08-000013.hdr.sgml : 20081111 20081112170701 ACCESSION NUMBER: 0001388736-08-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGS POINT CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001388736 IRS NUMBER: 113420298 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12325 FILM NUMBER: 081181677 BUSINESS ADDRESS: STREET 1: 1055 FRANKLIN AVENUE STREET 2: SUITE 300 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-535-5775 MAIL ADDRESS: STREET 1: 1055 FRANKLIN AVENUE STREET 2: SUITE 300 CITY: GARDEN CITY STATE: NY ZIP: 11530 FORMER COMPANY: FORMER CONFORMED NAME: SALZMAN CAPITAL MANAGEMENT L.L.C. DATE OF NAME CHANGE: 20070202 13F-HR 1 king3q08.txt KINGS POINT 3Q2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kings Point Capital Management Address: 1055 Franklin Avenue, Suite 300 Garden City, NY 11530 13F File Number: 28-12325 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey P. Bates Title: Senior Managing Director Phone: 615-620-3900 Signature, Place, and Date of Signing: /s/ Jeffrey P. Bates BRENTWOOD, TN NOVEMBER 12, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 142 Form13F Information Table Value Total: $119,542 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------- ---------------- ------------ ------- -------- --- ---- ------- -------- ------- ------ ----- 3M CO COM 88579y 10 1 266 3897 SH SOLE 3216 681 ABBOTT LABS COM 002824 10 0 403 7000 SH SOLE 7000 0 ABN AMRO HLDG NV SPONSORED ADR 000937 10 2 68 1285 SH SOLE 1285 0 ACCENTURE LTD BE CL A g1150g 11 1 1552 40840 SH SOLE 39624 1216 AES CORP COM 00130h 10 5 1237 105830 SH SOLE 103280 2550 ALCOA INC COM 013817 10 1 50 2208 SH SOLE 2208 0 ALLIANCEBERNSTEI UNIT LTD PARTN 01881g 10 6 569 15370 SH SOLE 15370 0 ALLSTATE CORP COM 020002 10 1 417 9032 SH SOLE 9032 0 AMERICAN EAGLE O COM 02553e 10 6 1093 71650 SH SOLE 71650 0 AMERICAN EXPRESS COM 025816 10 9 319 9000 SH SOLE 9000 0 AMERICAN TOWER C CL A 029912 20 1 117 3250 SH SOLE 3250 0 ANHEUSER BUSCH C COM 035229 10 3 97 1500 SH SOLE 1500 0 ANNALY MTG MGMT COM 035710 40 9 942 70000 SH SOLE 70000 0 APPLE INC COM 037833 10 0 1346 11842 SH SOLE 11603 239 AT&T INC COM 00206r 10 2 584 20915 SH SOLE 20033 882 ATLAS ENERGY RES COM 049303 10 0 987 38256 SH SOLE 38256 0 ATLAS PIPELINE P UNIT L P INT 049392 10 3 773 30328 SH SOLE 30328 0 BANK OF AMERICA COM 060505 10 4 1551 44320 SH SOLE 43126 1194 BANK OF NEW YORK COM 064058 10 0 256 7871 SH SOLE 7871 0 BEMIS INC COM 081437 10 5 239 9110 SH SOLE 0 9110 BERKSHIRE HATHAW CL B 084670 20 7 426 97 SH SOLE 69 28 BERKSHIRE HATHAW CL A 084670 10 8 1175 9 SH SOLE 9 0 BURGER KING HOLD COM 121208 20 1 737 30000 SH SOLE 30000 0 BURLINGTON NORTH COM 12189t 10 4 97 1050 SH SOLE 1050 0 CARNIVAL CORP PAIRED CTF 143658 30 0 449 12712 SH SOLE 12712 0 CHESAPEAKE ENERG COM 165167 10 7 2771 77275 SH SOLE 76815 460 CHEVRON CORP NEW COM 166764 10 0 437 5297 SH SOLE 5100 197 CISCO SYS INC COM 17275r 10 2 1146 50800 SH SOLE 49498 1302 CITIGROUP INC COM 172967 10 1 332 16205 SH SOLE 15435 770 CLAYMORE EXCHANG BNY BRI&C PTF 18383m 10 0 321 9251 SH SOLE 9251 0 COCA COLA CO COM 191216 10 0 711 13447 SH SOLE 11885 1562 COLGATE PALMOLIV COM 194162 10 3 5380 71398 SH SOLE 70998 400 COMPANHIA VALE D SPONSORED ADR 204412 20 9 1086 56685 SH SOLE 55814 871 CONOCOPHILLIPS COM 20825c 10 4 1181 16121 SH SOLE 15476 645 CORNING INC COM 219350 10 5 172 11015 SH SOLE 11015 0 COSTCO WHSL CORP COM 22160k 10 5 125 1925 SH SOLE 1925 0 CROWN CASTLE INT COM 228227 10 4 2319 80035 SH SOLE 78765 1270 CVS CAREMARK COR COM 126650 10 0 8541 253755 SH SOLE 252493 1262 DARDEN RESTAURAN COM 237194 10 5 103 3588 SH SOLE 2822 766 DIAGEO P L C SPON ADR NEW 25243q 20 5 56 820 SH SOLE 820 0 DISNEY WALT CO COM DISNEY 254687 10 6 811 26436 SH SOLE 26436 0 DOW CHEM CO COM 260543 10 3 391 12302 SH SOLE 12302 0 E M C CORP MASS COM 268648 10 2 54 4500 SH SOLE 4500 0 EMERSON ELEC CO COM 291011 10 4 50 1218 SH SOLE 100 1118 ENERGIZER HLDGS COM 29266r 10 8 203 2526 SH SOLE 0 2526 ENERGY TRANSFER COM UT LTD PTN 29273v 10 0 437 20100 SH SOLE 20100 0 ENERGY TRANSFER UNIT LTD PARTN 29273r 10 9 2239 60795 SH SOLE 60795 0 ENTERPRISE PRODS COM 293792 10 7 1870 72577 SH SOLE 72577 0 EXXON MOBIL CORP COM 30231g 10 2 527 6782 SH SOLE 6209 573 FIRST HORIZON NA COM 320517 10 5 1037 110822 SH SOLE 110822 0 FMC TECHNOLOGIES COM 30249u 10 1 73 1560 SH SOLE 1560 0 FOCUS MEDIA HLDG SPONSORED ADR 34415v 10 9 2687 94241 SH SOLE 94241 0 GASTAR EXPL LTD COM 367299 10 4 72 55000 SH SOLE 55000 0 GENERAL ELECTRIC COM 369604 10 3 162 6346 SH SOLE 2000 4346 GENERAL MLS INC COM 370334 10 4 294 4275 SH SOLE 0 4275 GOLDMAN SACHS GR COM 38141g 10 4 1409 11010 SH SOLE 10820 190 HARLEY DAVIDSON COM 412822 10 8 220 5894 SH SOLE 5894 0 HCP INC COM 40414l 10 9 127 3168 SH SOLE 3168 0 HEWITT ASSOCIATE COM 42822Q 10 0 2172 59600 SH SOLE 59600 0 HILAND PARTNERS UT LTD PARTNR 431291 10 3 795 21906 SH SOLE 21906 0 HOME DEPOT INC COM 437076 10 2 527 20367 SH SOLE 20367 0 HONEYWELL INTL I COM 438516 10 6 1198 28829 SH SOLE 27929 900 HUMANA INC COM 444859 10 2 3056 74174 SH SOLE 73574 600 ILLINOIS TOOL WK COM 452308 10 9 419 9418 SH SOLE 9418 0 INTEL CORP COM 458140 10 0 504 26910 SH SOLE 26910 0 ISHARES TR FTSE XNHUA IDX 464287 18 4 1004 29115 SH SOLE 28365 750 ISHARES TR DJ SEL DIV INX 464287 16 8 2118 39790 SH SOLE 39790 0 ISHARES TR MSCI VAL IDX 464288 87 7 100 1990 SH SOLE 1990 0 ISHARES TR RUSSELL MCP VL 464287 47 3 61 1555 SH SOLE 1555 0 ISHARES TR DJ US TELECOMM 464287 71 3 133 6541 SH SOLE 6541 0 ISHARES TR US TIPS BD FD 464287 17 6 101 1000 SH SOLE 1000 0 ISHARES TR MSCI EMERG MKT 464287 23 4 2908 85090 SH SOLE 83200 1890 ISHARES TR S&P 500 VALUE 464287 40 8 107 1791 SH SOLE 1791 0 ISHARES TR S&P MIDCP VALU 464287 70 5 319 4650 SH SOLE 4650 0 JOHNSON & JOHNSO COM 478160 10 4 242 3494 SH SOLE 1878 1616 JP MORGAN CHASE COM 46625h 10 0 1722 36884 SH SOLE 36884 0 KAYNE ANDERSON M COM 486606 10 6 1056 45710 SH SOLE 43285 2425 KIMBERLY CLARK C COM 494368 10 3 105 1617 SH SOLE 0 1617 KINDER MORGAN EN UT LTD PARTNER 494550 10 6 1243 23883 SH SOLE 23883 0 KINDER MORGAN MA SHS 49455u 10 0 337 6851 SH SOLE 6851 0 LILLY ELI & CO COM 532457 10 8 373 8472 SH SOLE 8472 0 LOWES COS INC COM 548661 10 7 726 30650 SH SOLE 30650 0 MARATHON OIL COR COM 565849 10 6 120 3000 SH SOLE 3000 0 MARKWEST ENERGY UNIT LTD PARTN 570759 10 0 1092 43193 SH SOLE 43193 0 MCGRAW HILL COMP COM 580645 10 9 1592 50371 SH SOLE 49480 891 MEDTRONIC INC COM 585055 10 6 56 1120 SH SOLE 1120 0 MERCK & CO INC COM 589331 10 7 53 1675 SH SOLE 1675 0 MERRILL LYNCH & COM 590188 10 8 133 5264 SH SOLE 5264 0 MGM MIRAGE COM 552953 10 1 570 20000 SH SOLE 20000 0 MICROSOFT CORP COM 594918 10 4 3898 146029 SH SOLE 144453 1576 NASDAQ OMX GROUP COM 631103 10 8 1922 62861 SH SOLE 61621 1240 NCR CORPORATION COM 62886E 10 8 1985 90000 SH SOLE 90000 0 NII HOLDINGS STK COM 62913F 20 1 1138 30000 SH SOLE 30000 0 NOKIA CORP SPONSORED ADR 654902 20 4 222 11900 SH SOLE 11900 0 NORFOLK SOUTHERN COM 655844 10 8 53 800 SH SOLE 800 0 NORTHROP GRUMMAN COM 666807 10 2 354 5843 SH SOLE 5843 0 PENNEY J C INC COM 708160 10 6 404 12132 SH SOLE 12132 0 PEPSICO INC COM 713448 10 8 564 7911 SH SOLE 7911 0 PETROQUEST ENERG COM 716748 10 8 2072 135000 SH SOLE 135000 0 PFIZER INC COM 717081 10 3 226 12269 SH SOLE 12269 0 PHILIP MORRIS IN COM 718172 10 9 386 8030 SH SOLE 8030 0 PLAINS ALL AMERN UNIT LTD PARTN 726503 10 5 1100 27763 SH SOLE 27763 0 PROCTER & GAMBLE COM 742718 10 9 1207 17316 SH SOLE 10265 7051 PROLOGIS SH BEN INT 743410 10 2 83 2000 SH SOLE 2000 0 PROSHARES TR ULTRASHT SP501 74347r 88 3 2461 35000 SH SOLE 35000 0 PROSHARES TR ULTRA DOW 31 74347R 30 5 796 15000 SH SOLE 15000 0 RASER TECHNOLOGI COM 754055 10 1 85 10000 SH SOLE 10000 0 REGIONS FINANCIA COM 7591ep 10 0 664 69123 SH SOLE 69123 0 RESEARCH IN MOTI COM 760975 10 2 1050 15379 SH SOLE 15379 0 ROYAL BK SCOTLAN SPON ADR SER H 780097 87 9 51 5000 SH SOLE 5000 0 SCHLUMBERGER LTD COM 806857 10 8 1155 14785 SH SOLE 14286 499 SCHWAB CHARLES C COM 808513 10 5 81 3100 SH SOLE 3100 0 SEAGATE TECHNOLO COM g7945j 10 4 276 22795 SH SOLE 22795 0 SELECT SECTOR SP SBI INT-FINL 81369y 60 5 550 27644 SH SOLE 27644 0 SELECT SECTOR SP SBI INT-INDS 81369y 70 4 389 12619 SH SOLE 12619 0 SELECT SECTOR SP SBI CONS STPLS 81369y 30 8 439 15896 SH SOLE 15896 0 SELECT SECTOR SP SBI INT-TECH 81369y 80 3 591 29769 SH SOLE 29769 0 SELECT SECTOR SP SBI INT-UTILS 81369y 88 6 143 4307 SH SOLE 4307 0 SELECT SECTOR SP SBI MATERIALS 81369y 10 0 106 3172 SH SOLE 3172 0 SELECT SECTOR SP SBI CONS DISCR 81369y 40 7 325 11634 SH SOLE 11634 0 SELECT SECTOR SP SBI HEALTHCARE 81369y 20 9 511 16992 SH SOLE 16992 0 SELECT SECTOR SP SBI INT-ENERGY 81369y 50 6 475 7497 SH SOLE 7497 0 SIGMA ALDRICH CO COM 826552 10 1 325 6200 SH SOLE 6200 0 SPDR TR UNIT SER 1 78462f 10 3 242 2084 SH SOLE 2084 0 SUPERIOR ENERGY COM 868157 10 8 125 4000 SH SOLE 4000 0 TARGET CORP COM 87612e 10 6 1895 38637 SH SOLE 37043 1594 THERMO FISHER SC COM 883556 10 2 3190 58001 SH SOLE 57235 766 TRANSOCEAN INC N COM g90073 10 0 1306 11890 SH SOLE 11890 0 TYLER TECHNOLOGI COM 902252 10 5 759 50000 SH SOLE 50000 0 UNITED TECHNOLOG COM 913017 10 9 64 1071 SH SOLE 471 600 URANIUM RES INC COM PAR $0.001 916901 50 7 254 150000 SH SOLE 150000 0 US BANCORP DEL COM NEW 902973 30 4 1987 55155 SH SOLE 55155 0 VERIZON COMMUNIC COM 92343v 10 4 400 12463 SH SOLE 12463 0 WACHOVIA CORP NE COM 929903 10 2 175 50120 SH SOLE 50120 0 WAL MART STORES COM 931142 10 3 103 1715 SH SOLE 1715 0 WESTERN ASSET 20 COM 95766w 10 3 407 40811 SH SOLE 40811 0 WILLIAMS COS INC COM 969457 10 0 206 8709 SH SOLE 8709 0 WILLIAMS PARTNER COM UNIT L P 96950f 10 4 914 35360 SH SOLE 35360 0 WISDOMTREE TRUST INTL DV TOP100 97717w 78 6 2335 45955 SH SOLE 45205 750 WYETH COM 983024 10 0 485 13137 SH SOLE 12870 267 XL CAP LTD CL A g98255 10 5 215 11990 SH SOLE 11990 0 XTO ENERGY INC COM 98385x 10 6 357 7665 SH SOLE 7665 0
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