-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UfSwLmO46HHtaV7959w+5V6+mLRpnDAeeqs+8mRxTfIgmYECKy5RG17BFr3OozxW Yi/H7jmTV01LGx8yM+jBMw== 0001388736-08-000005.txt : 20080813 0001388736-08-000005.hdr.sgml : 20080813 20080813123126 ACCESSION NUMBER: 0001388736-08-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080813 DATE AS OF CHANGE: 20080813 EFFECTIVENESS DATE: 20080813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGS POINT CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001388736 IRS NUMBER: 113420298 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12325 FILM NUMBER: 081012319 BUSINESS ADDRESS: STREET 1: 1055 FRANKLIN AVENUE STREET 2: SUITE 300 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-535-5775 MAIL ADDRESS: STREET 1: 1055 FRANKLIN AVENUE STREET 2: SUITE 300 CITY: GARDEN CITY STATE: NY ZIP: 11530 FORMER COMPANY: FORMER CONFORMED NAME: SALZMAN CAPITAL MANAGEMENT L.L.C. DATE OF NAME CHANGE: 20070202 13F-HR 1 king2q08.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kings Point Capital Management Address: 1055 Franklin Avenue, Suite 300 Garden City, NY 11530 13F File Number: 28-12325 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey P. Bates Title: Senior Managing Director Phone: 615-620-3900 Signature, Place, and Date of Signing: /s/ Jeffrey P. Bates BRENTWOOD, TN AUGUST 07, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 322 Form13F Information Table Value Total: $158,191 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- -------- -------- -------- 3M CO COM 88579y101 271 3897 SH SOLE 3216 681 A D C TELECOMMUNICATIONS COM NEW 000886309 41 2794 SH SOLE 2794 0 ABBOTT LABS COM 002824100 424 8000 SH SOLE 8000 0 ABERCROMBIE & FITCH CO CL A 002896207 0 5 SH SOLE 5 0 ABN AMRO HLDG NV SPONSORED ADR 000937102 79 1285 SH SOLE 1285 0 ACCENTURE LTD BERMUDA CL A G1150G111 1808 44398 SH SOLE 43182 1216 ACCO BRANDS CORP COM 00081t108 0 25 SH SOLE 25 0 AES CORP COM 00130h105 2010 104621 SH SOLE 102071 2550 AFFILIATED MANAGERS GROUP COM 008252108 28 312 SH SOLE 312 0 AKAMAI TECHNOLOGIES COM 00971T101 90 2600 SH SOLE 2600 0 ALCOA INC COM 013817101 79 2208 SH SOLE 2208 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881g106 840 15370 SH SOLE 15370 0 ALLIANT TECHSYSTEMS INC NOTE 2.750% 9/1 018804an4 9 7000 SH SOLE 7000 0 ALLIED CAP CORP NEW COM 01903q108 14 1000 SH SOLE 1000 0 ALLIED IRISH BKS P L C SPON ADR ORD 019228402 3 90 SH SOLE 90 0 ALLSTATE CORP COM 020002101 396 8687 SH SOLE 8687 0 ALTRIA COM 02209s103 5 219 SH SOLE 0 219 AMAZON COM INC NOTE 4.75023135af3 1 1000 SH SOLE 1000 0 AMBAC FINL GROUP INC COM 023139108 0 20 SH SOLE 20 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364w105 56 1059 SH SOLE 1059 0 AMERICAN EAGLE OUTFITTERS NE COM 02553e106 1113 81650 SH SOLE 81650 0 AMERICAN EXPRESS CO COM 025816109 339 9000 SH SOLE 9000 0 AMERICAN INTL GROUP INC COM 026874107 17 635 SH SOLE 535 100 AMERICAN SOFTWARE INC CL A 029683109 6 1000 SH SOLE 1000 0 AMERICAN TOWER CORP CL A 029912201 145 3425 SH SOLE 3425 0 AMGEN INC COM 031162100 19 400 SH SOLE 400 0 ANADARKO PETE CORP COM 032511107 75 1000 SH SOLE 1000 0 ANHEUSER BUSCH COS INC COM 035229103 93 1500 SH SOLE 1500 0 ANNALY MTG MGMT INC COM 035710409 1086 70000 SH SOLE 70000 0 AON CORP COM 037389103 0 10 SH SOLE 10 0 APPLE INC COM 037833100 7711 46050 SH SOLE 45811 239 ARCH COAL INC COM 039380100 1501 20000 SH SOLE 20000 0 ARRIS GROUP INC COM 04269q100 6 766 SH SOLE 766 0 ASTRAZENECA PLC SPONSORED ADR 046353108 37 872 SH SOLE 872 0 AT&T INC COM 00206r102 682 20240 SH SOLE 19358 882 ATLAS ENERGY RES LLC COM 049303100 19 500 SH SOLE 500 0 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 1161 29723 SH SOLE 29723 0 AUTOMATIC DATA PROCESSING IN COM 053015103 21 500 SH SOLE 500 0 AVNET INC DBCV 2.000% 3/1 053807al7 7 7000 SH SOLE 7000 0 BANK OF AMERICA CORPORATION COM 060505104 801 33575 SH SOLE 32381 1194 BANK OF NEW YORK MELLON CORP COM 064058100 298 7871 SH SOLE 7871 0 BANK OF THE OZARKS INC COM 063904106 192 12938 SH SOLE 12938 0 BED BATH & BEYOND INC COM 075896100 20 700 SH SOLE 700 0 BEMIS INC COM 081437105 204 9110 SH SOLE 0 9110 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1087 9 SH SOLE 9 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 413 103 SH SOLE 75 28 BIOGEN IDEC INC COM 09062x103 28 500 SH SOLE 500 0 BIOVAIL CORP COM 09067j109 1 65 SH SOLE 65 0 BLACKROCK INCOME TR INC COM 09247f100 18 3000 SH SOLE 3000 0 BLUEPHOENIX SOLUTIONS LTD SHS m20157109 0 50 SH SOLE 50 0 BP PLC SPONSORED ADR 055622104 107 1533 SH SOLE 1533 0 BRISTOL MYERS SQUIBB CO COM 110122108 8 400 SH SOLE 400 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 13 400 SH SOLE 400 0 BURGER KING HOLDINGS ORD COM 121208201 1340 50000 SH SOLE 50000 0 BURLINGTON NORTHN SANTA FE C COM 12189t104 105 1050 SH SOLE 1050 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 33 2937 SH SOLE 2937 0 CALL ST JUDE MED JAN 035 **** CALL 7908499a3 78 100 SH CALL SOLE 100 0 CAMECO CORP COM 13321l108 64 1500 SH SOLE 1500 0 CAMERON INTERNATIONAL CORP COM 13342b105 10 180 SH SOLE 180 0 CAMERON INTERNATIONAL CORP NOTE 2.500% 6/1 13342bab1 7 4000 SH SOLE 4000 0 CARNIVAL CORP PAIRED CTF 143658300 406 12327 SH SOLE 12327 0 CARNIVAL CORP DBCV 2.000% 4/1 143658an2 6 6000 SH SOLE 6000 0 CATERPILLAR INC DEL COM 149123101 91 1228 SH SOLE 1228 0 CBS CORP NEW CL A 124857103 1 64 SH SOLE 64 0 CBS CORP NEW CL B 124857202 4 213 SH SOLE 213 0 CENTENNIAL COMMUNCTNS CORP N CL A NEW 15133v208 14 2000 SH SOLE 2000 0 CHARLES RIV LABS INTL INC NOTE 2.250% 6/1 159864ab3 10 7000 SH SOLE 7000 0 CHEMED CORP COM COM 16359R103 732 20000 SH SOLE 20000 0 CHESAPEAKE ENERGY CORP COM 165167107 1635 24794 SH SOLE 24334 460 CHEVRON CORP NEW COM 166764100 503 5072 SH SOLE 4875 197 CHINA SECURITY & SURVEILLANCE COM 16942J105 40 3000 SH SOLE 3000 0 CINTAS CORP COM 172908105 1 40 SH SOLE 40 0 CIRCUIT CITY STORE INC COM 172737108 0 100 SH SOLE 100 0 CISCO SYS INC COM 17275r102 1521 65385 SH SOLE 64083 1302 CITIGROUP INC COM 172967101 272 16205 SH SOLE 15435 770 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383m100 236 4776 SH SOLE 4776 0 CME GROUP INC COM 12572q105 15 38 SH SOLE 38 0 COACH INC COM 189754104 31 1080 SH SOLE 1080 0 COCA COLA CO COM 191216100 694 13347 SH SOLE 11785 1562 COLGATE PALMOLIVE CO COM 194162103 1548 22401 SH SOLE 21751 650 COLONIAL PPTYS TR COM SH BEN INT 195872106 1300 64932 SH SOLE 64932 0 COMMERCE BANCSHARES INC COM 200525103 12 294 SH SOLE 294 0 COMPANHIA VALE DO RIO DOCE SPON ADR PFD 204412100 1 33 SH SOLE 33 0 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 3334 93079 SH SOLE 92208 871 CONOCOPHILLIPS COM 20825c104 1550 16426 SH SOLE 15781 645 CONSOLIDATED EDISON INC COM 209115104 8 200 SH SOLE 200 0 CONSTELLATION ENERGY GROUP I COM 210371100 44 535 SH SOLE 535 0 COPANO ENERGY L L C COM UNITS 217202100 41 1200 SH SOLE 1200 0 CORNING INC COM 219350105 254 11015 SH SOLE 11015 0 COSTCO WHSL CORP NEW COM 22160k105 135 1925 SH SOLE 1925 0 CROWN CASTLE INTL CORP COM 228227104 2999 77444 SH SOLE 76174 1270 CSX CORP COM 126408103 11 179 SH SOLE 179 0 CVS CAREMARK CORPORATION COM 126650100 5953 150433 SH SOLE 149171 1262 D R HORTON INC COM 23331a109 37 3376 SH SOLE 3376 0 DANAHER CORP DEL COM 235851102 14 181 SH SOLE 181 0 DARDEN RESTAURANTS INC COM 237194105 115 3588 SH SOLE 2822 766 DELL INC COM 24702r101 11 500 SH SOLE 500 0 DIAGEO P L C SPON ADR NEW 25243q205 61 820 SH SOLE 820 0 DISCOVER FINL SVCS COM 254709108 0 15 SH SOLE 15 0 DISNEY WALT CO COM DISNEY 254687106 35 1111 SH SOLE 1111 0 DOW CHEM CO COM 260543103 405 11587 SH SOLE 11587 0 DU PONT E I DE NEMOURS & CO COM 263534109 15 350 SH SOLE 350 0 DUKE ENERGY CORP NEW COM 26441c105 23 1304 SH SOLE 848 456 E M C CORP MASS COM 268648102 81 5533 SH SOLE 5533 0 E M C CORP MASS NOTE 1.750%12/0 268648ak8 11 10000 SH SOLE 10000 0 E TRADE FINANCIAL CORP COM 269246104 12 3800 SH SOLE 3800 0 EL PASO CORP COM 28336L109 2174 100000 SH SOLE 100000 0 EMERSON ELEC CO COM 291011104 55 1118 SH SOLE 0 1118 ENERGIZER HLDGS INC COM 29266r108 185 2526 SH SOLE 0 2526 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273v100 3 100 SH SOLE 100 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273r109 3913 90020 SH SOLE 90020 0 ENI S P A SPONSORED ADR 26874r108 51 687 SH SOLE 687 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1967 66582 SH SOLE 66582 0 EXELON CORP COM 30161n101 59 655 SH SOLE 655 0 EXXON MOBIL CORP COM 30231g102 581 6587 SH SOLE 6014 573 FEDERAL NATL MTG ASSN COM 313586109 0 25 SH SOLE 25 0 FEDEX CORP COM 31428x106 1 15 SH SOLE 15 0 FIFTH THIRD BANCORP COM 316773100 34 3295 SH SOLE 3295 0 FIRST HORIZON NATL CORP COM 320517105 414 55761 SH SOLE 55761 0 FISHER SCIENTIFIC INTL INC NOTE 3.250% 3/0 338032ax3 9 6000 SH SOLE 6000 0 FMC TECHNOLOGIES INC COM 30249u101 120 1560 SH SOLE 1560 0 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415v109 3132 112991 SH SOLE 112991 0 FORD MTR CO DEL NOTE 4.250%12/1 345370cf5 5 7000 SH SOLE 7000 0 FREEPORT-MCMORAN COPPER & GO COM 35671d857 66 560 SH SOLE 560 0 GAP INC DEL COM 364760108 3 170 SH SOLE 170 0 GASTAR EXPL LTD COM 367299104 141 55000 SH SOLE 55000 0 GAYLORD ENTMT CO NEW COM 367905106 3314 138300 SH SOLE 138300 0 GENENTECH INC COM NEW 368710406 115 1511 SH SOLE 1511 0 GENERAL DYNAMICS CORP COM 369550108 10 124 SH SOLE 0 124 GENERAL ELECTRIC CO COM 369604103 286 10731 SH SOLE 6385 4346 GENERAL MLS INC COM 370334104 260 4275 SH SOLE 0 4275 GILEAD SCIENCES INC COM 375558103 9 176 SH SOLE 176 0 GILEAD SCIENCES INC NOTE 0.625% 5/0 375558ah6 15 10000 SH SOLE 10000 0 GOLDMAN SACHS GROUP INC COM 38141g104 1842 10534 SH SOLE 10344 190 GOOGLE INC CL A 38259p508 42 80 SH SOLE 80 0 HARTFORD FINL SVCS GROUP INC COM 416515104 351 5443 SH SOLE 5443 0 HCP INC COM 40414l109 101 3168 SH SOLE 3168 0 HEWITT ASSOCIATE STK COM 42822Q100 1533 40000 SH SOLE 40000 0 HILAND PARTNERS L P UT LTD PARTNR 431291103 828 16636 SH SOLE 16636 0 HOLOGIC INC FRNT 2.000%12/1 436440aa9 7 8000 SH SOLE 8000 0 HOME DEPOT INC COM 437076102 465 19853 SH SOLE 19853 0 HONEYWELL INTL INC COM 438516106 1379 27429 SH SOLE 26529 900 HUMANA INC COM 444859102 4235 106496 SH SOLE 105896 600 IDEARC INC COM 451663108 0 87 SH SOLE 63 24 IDENIX PHARMACEUTICALS INC COM 45166r204 14 1950 SH SOLE 1950 0 ILLINOIS TOOL WKS INC COM 452308109 434 9133 SH SOLE 9133 0 INERGY L P UNIT LTD PTNR 456615103 7 250 SH SOLE 250 0 ING GROEP N V SPONSORED ADR 456837103 45 1435 SH SOLE 1435 0 INSITUFORM TECHNOLOGIES INC CL A 457667103 15 1000 SH SOLE 1000 0 INTEL CORP COM 458140100 559 26007 SH SOLE 26007 0 INTEL CORP SDCV 2.950%12/1 458140ad2 12 12000 SH SOLE 12000 0 INVESCO LTD SHS g491bt108 36 1500 SH SOLE 1500 0 INVITROGEN CORP NOTE 1.500% 2/1 46185rak6 9 9000 SH SOLE 9000 0 ISHARES INC MSCI JAPAN 464286848 62 5000 SH SOLE 5000 0 ISHARES INC MSCI PAC J IDX 464286665 2301 16906 SH SOLE 16611 295 ISHARES TR DJ SEL DIV INX 464287168 2193 44521 SH SOLE 43021 1500 ISHARES TR MSCI VAL IDX 464288877 196 3210 SH SOLE 2185 1025 ISHARES TR RUSSELL MCP VL 464287473 62 485 SH SOLE 485 0 ISHARES TR S&P/TOPIX 150 464287382 22 200 SH SOLE 200 0 ISHARES TR DJ US TELECOMM 464287713 198 8226 SH SOLE 8226 0 ISHARES TR US TIPS BD FD 464287176 75 695 SH SOLE 695 0 ISHARES TR MSCI EAFE IDX 464287465 4519 65811 SH SOLE 64961 850 ISHARES TR MSCI EMERG MKT 464287234 3883 28607 SH SOLE 27977 630 ISHARES TR RUSSELL1000VAL 464287598 7 100 SH SOLE 100 0 ISHARES TR S&P500 GRW 464287309 10 150 SH SOLE 150 0 ISHARES TR S&P 500 VALUE 464287408 123 1943 SH SOLE 1943 0 ISHARES TR S&P MIDCAP 400 464287507 15 178 SH SOLE 76 102 ISHARES TR S&P MIDCP VALU 464287705 170 2300 SH SOLE 2228 72 ITT CORP NEW COM 450911102 19 295 SH SOLE 295 0 JARDEN CORP CALL 4711099JC 111 250 SH CALL SOLE 250 0 JARDEN STK COM 471109108 365 20000 SH SOLE 20000 0 JOHNSON & JOHNSON COM 478160104 225 3494 SH SOLE 1878 1616 JP MORGAN CHASE & CO COM 46625h100 1533 44670 SH SOLE 44670 0 K SEA TRANSN PARTNERS LP COM 48268y101 1156 36266 SH SOLE 36266 0 KANSAS CITY SOUTHERN COM NEW 485170302 5 120 SH SOLE 120 0 KAYNE ANDERSON MLP INVSMNT C COM 486606106 1226 44663 SH SOLE 42280 2383 KIMBERLY CLARK CORP COM 494368103 121 2017 SH SOLE 400 1617 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1324 23758 SH SOLE 23758 0 KINDER MORGAN MANAGEMENT LLC SHS 49455u100 363 6743 SH SOLE 6743 0 KING PHARMACEUTICALS INC COM 495582108 1 100 SH SOLE 100 0 KOHLS CORP COM 500255104 25 625 SH SOLE 625 0 LILLY ELI & CO COM 532457108 371 8042 SH SOLE 8042 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 37 1500 SH SOLE 1500 0 LOCKHEED MARTIN CORP COM 539830109 55 560 SH SOLE 560 0 LOCKHEED MARTIN CORP DBCV 8/1 539830ap4 8 6000 SH SOLE 6000 0 LOEWS CORP COM 540424108 3 66 SH SOLE 66 0 LORILLARD INC COM 544147101 4 54 SH SOLE 54 0 LOWES COS INC COM 548661107 113 5450 SH SOLE 5450 0 MACYS INC COM 55616p104 20 1016 SH SOLE 0 1016 MAGELLAN MIDSTREAM HLDGS LP COM LP INTS 55907r108 2 100 SH SOLE 100 0 MAGNA INTL INC CL A 559222401 1 25 SH SOLE 25 0 MARATHON OIL CORP COM 565849106 212 4090 SH SOLE 4090 0 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 1382 38703 SH SOLE 38703 0 MARRIOTT INTL INC NEW CL A 571903202 5 206 SH SOLE 206 0 MCDONALDS CORP COM 580135101 15 270 SH SOLE 270 0 MCGRAW HILL COMPANIES INC COM 580645109 1642 40930 SH SOLE 40039 891 MDU RES GROUP INC COM 552690109 465 13338 SH SOLE 13338 0 MEDCO HEALTH SOLUTIONS INC COM 58405u102 19 404 SH SOLE 404 0 MEDTRONIC INC COM 585055106 54 1050 SH SOLE 1050 0 MEDTRONIC INC NOTE 1.500% 4/1 585055al0 7 7000 SH SOLE 7000 0 MERCK & CO INC COM 589331107 63 1675 SH SOLE 1675 0 MERRILL LYNCH & CO INC COM 590188108 152 4808 SH SOLE 4808 0 METLIFE INC COM 59156r108 1355 25680 SH SOLE 25680 0 MGIC INVT CORP WIS COM 552848103 0 55 SH SOLE 55 0 MICROSOFT CORP COM 594918104 2080 75612 SH SOLE 74036 1576 MIDCAP SPDR TR UNIT SER 1 595635103 8 52 SH SOLE 52 0 MILLER HERMAN COM 600544100 249 10000 SH SOLE 10000 0 MOLSON COORS BREWING CO NOTE 2.500% 7/3 60871raa8 10 8000 SH SOLE 8000 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 19 3000 SH SOLE 3000 0 MONSANTO CO NEW COM 61166w101 62 487 SH SOLE 487 0 MORGAN STANLEY COM NEW 617446448 362 10044 SH SOLE 9478 566 NASDAQ OMX GROUP INC COM 631103108 2155 81171 SH SOLE 79931 1240 NATIONAL OILWELL VARCO INC COM 637071101 24 271 SH SOLE 271 0 NCR CORPORATION COM 62886E108 1260 50000 SH SOLE 50000 0 NEWELL RUBBERMAID INC COM 651229106 34 2000 SH SOLE 2000 0 NEWS CORP CL A 65248e104 2611 173599 SH SOLE 171487 2112 NEWS CORP CL B 65248e203 23 1500 SH SOLE 1500 0 NII HOLDINGS STK COM 62913F201 1900 40000 SH SOLE 40000 0 NIKE INC CL B 654106103 16 275 SH SOLE 275 0 NOBLE CORP COM G65422100 650 10000 SH SOLE 10000 0 NOKIA CORP SPONSORED ADR 654902204 306 12500 SH SOLE 12500 0 NORFOLK SOUTHERN CORP COM 655844108 50 800 SH SOLE 800 0 NORTHROP GRUMMAN CORP COM 666807102 371 5543 SH SOLE 5543 0 NOVARTIS A G SPONSORED ADR 66987v109 10 175 SH SOLE 0 175 NRG ENERGY INC COM NEW 629377508 7 171 SH SOLE 171 0 NUANCE COMMUNICATIONS INC COM 67020y100 63 4000 SH SOLE 4000 0 NUCOR CORP COM 670346105 7 93 SH SOLE 0 93 PANERA BREAD CO CL A 69840w108 7 141 SH SOLE 141 0 PENNEY J C INC COM 708160106 1119 30843 SH SOLE 30843 0 PEPCO HOLDINGS INC COM 713291102 9 351 SH SOLE 351 0 PEPSICO INC COM 713448108 513 8073 SH SOLE 8073 0 PETROHAWK ENERGY CORP COM 716495106 4298 92800 SH SOLE 92800 0 PETROQUEST ENERGY INC COM 716748108 3901 145000 SH SOLE 145000 0 PFIZER INC COM 717081103 230 13152 SH SOLE 12269 883 PHILIP MORRIS INTERNATIONAL INCCOM 718172109 413 8368 SH SOLE 8149 219 PIONEER NATURAL RESOURCES COMP COM 723787ah0 6 4000 SH SOLE 4000 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1237 27413 SH SOLE 27413 0 PMI GROUP INC COM 69344m101 0 40 SH SOLE 40 0 POWERSHARES QQQ TRUST UNIT SE73935a104 3 61 SH SOLE 61 0 PROCTER & GAMBLE CO COM 742718109 1040 17106 SH SOLE 10055 7051 PROLOGIS SH BEN INT 743410102 152 2800 SH SOLE 2800 0 PROSHARES TR ULTRA S&P 500 74347R107 308 5000 SH SOLE 5000 0 QUALCOMM INC COM 747525103 22 500 SH SOLE 500 0 RAYTHEON CO *W EXP 06/16/201 755111119 11 553 SH SOLE 553 0 RED HAT INC DBCV 0.500% 1/1 756577ab8 8 8000 SH SOLE 8000 0 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885y107 1171 48311 SH SOLE 48311 0 REGIONS FINANCIAL CORP NEW COM 7591ep100 754 69123 SH SOLE 69123 0 RESEARCH IN MOTION LTD COM 760975102 807 6904 SH SOLE 6904 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 100 5000 SH SOLE 5000 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 14 800 SH SOLE 800 0 RYDEX ETF TRUST S&P 500 EQ TRD 78355w106 3 60 SH SOLE 60 0 SBA COMM CORP COM 78388J106 360 10000 SH SOLE 10000 0 SCHLUMBERGER LTD COM 806857108 1509 14049 SH SOLE 13550 499 SCHWAB CHARLES CORP NEW COM 808513105 64 3100 SH SOLE 3100 0 SEAGATE TECHNOLOGY COM g7945j104 404 21095 SH SOLE 21095 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369y605 576 28406 SH SOLE 28406 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369y308 438 16389 SH SOLE 16389 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 675 7625 SH SOLE 7625 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 438 12865 SH SOLE 12865 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369y803 700 30542 SH SOLE 30542 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369y886 182 4462 SH SOLE 4462 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369y407 341 11973 SH SOLE 11973 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369y209 533 17421 SH SOLE 17421 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369y100 138 3302 SH SOLE 3302 0 SIGMA ALDRICH CORP COM 826552101 334 6200 SH SOLE 6200 0 SMITH INTL INC COM 832110100 12 139 SH SOLE 139 0 SOLUTIA INC NEW COM 834376501 13 1000 SH SOLE 1000 0 SOUTHERN CO COM 842587107 35 1000 SH SOLE 1000 0 SOUTHWEST AIRLS CO COM 844741108 30 2277 SH SOLE 2277 0 SOUTHWESTERN ENERGY COM 845467109 1428 30000 SH SOLE 30000 0 SPDR TR UNIT SER 1 78462f103 273 2137 SH SOLE 2137 0 SPECTRA ENERGY CORP COM 847560109 19 652 SH SOLE 424 228 STARBUCKS CORP COM 855244109 63 4000 SH SOLE 4000 0 STEAK N SHAKE CO COM 857873103 0 11 SH SOLE 11 0 STRYKER CORP COM 863667101 19 297 SH SOLE 297 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 31 810 SH SOLE 810 0 SUN MICROSYSTEMS INC COM NEW 866810203 1 125 SH SOLE 125 0 SUNCOR ENERGY INC COM 867229106 122 2096 SH SOLE 2096 0 SUNPOWER CORP COM CL A 867652109 16 221 SH SOLE 221 0 SUNTECH PWR HLDGS CO LTD ADR 86800c104 225 6000 SH SOLE 6000 0 SUPERIOR ENERGY SVCS INC COM 868157108 221 4000 SH SOLE 4000 0 SYBASE INC NOTE 1.750% 2/2 871130ab6 8 6000 SH SOLE 6000 0 TALBOTS INC COM 874161102 1 75 SH SOLE 75 0 TARGET CORP COM 87612e106 1687 36291 SH SOLE 34697 1594 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 19 800 SH SOLE 800 0 TELMEX INTERNACIONAL SAB DE C COM 879690105 13 800 SH SOLE 800 0 TEREX CORP NEW COM 880779103 792 15420 SH SOLE 15420 0 TERRA INDS INC COM COM 880915103 494 10000 SH SOLE 10000 0 TEVA PHARMACEUTICAL FIN CO B NOTE 1.750% 2/0 88165faa0 4 4000 SH SOLE 4000 0 TEVA PHARMACEUTICAL FIN II L DBCV 0.500% 2/0 88164raa5 4 3000 SH SOLE 3000 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1528 27412 SH SOLE 26646 766 TJX COS INC NEW COM 872540109 13 400 SH SOLE 400 0 TOTAL S A SPONSORED ADR 89151e109 67 790 SH SOLE 790 0 TRANSOCEAN INC NEW COM g90073100 772 5063 SH SOLE 5063 0 TRANSOCEAN SEDCO FOREX INC NOTE 1.625%12/1 893830au3 12 11000 SH SOLE 11000 0 TRAVELERS COMPANIES INC COM 89417e109 1 24 SH SOLE 24 0 TRUMP ENTMT RESORTS INC COM 89816t103 2 1000 SH SOLE 1000 0 TUPPERWARE BRANDS CORP COM 899896104 27 800 SH SOLE 800 0 TYLER TECHNOLOGIES INC COM 902252105 1259 92800 SH SOLE 92800 0 UNION PAC CORP COM 907818108 13 170 SH SOLE 170 0 UNITED PARCEL SERVICE INC CL B 911312106 1 20 SH SOLE 20 0 UNITED TECHNOLOGIES CORP COM 913017109 1434 23241 SH SOLE 22641 600 URANIUM RES INC COM PAR $0.001 916901507 590 160000 SH SOLE 160000 0 US BANCORP DEL COM NEW 902973304 967 34660 SH SOLE 34660 0 VERIZON COMMUNICATIONS INC COM 92343v104 437 12353 SH SOLE 12353 0 VIACOM INC NEW CL A 92553p102 2 64 SH SOLE 64 0 VIACOM INC NEW CL B 92553p201 7 213 SH SOLE 213 0 VILLAGE BK & TR FINANCIAL CO COM 92705t101 24 2500 SH SOLE 2500 0 VISA INC CL A COMMON STOCK COM 92826c839 41 500 SH SOLE 500 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857w209 19 647 SH SOLE 647 0 WACHOVIA CORP NEW COM 929903102 468 30120 SH SOLE 30120 0 WAL MART STORES INC COM 931142103 90 1600 SH SOLE 1600 0 WALGREEN CO COM 931422109 7 200 SH SOLE 0 200 WELLS FARGO & CO NEW COM 949746101 499 21018 SH SOLE 21018 0 WESTERN ASSET 2008 WW DLR GO COM 95766w103 457 45111 SH SOLE 45111 0 WESTERN ASST MNG MUN FD INC COM 95766m105 19 1776 SH SOLE 1776 0 WILLIAMS COS INC DEL COM 969457100 351 8709 SH SOLE 8709 0 WISDOMTREE TRUST INTL DV TOP100 97717w786 2718 45515 SH SOLE 44015 1500 WYETH COM 983024100 613 12777 SH SOLE 12510 267 XTO ENERGY INC COM 98385x106 639 9330 SH SOLE 9330 0 YAHOO INC COM 984332106 21 1000 SH SOLE 1000 0 YAHOO INC CALL 984332906 96 275 SH CALL SOLE 275 0
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