0001264128-11-000067.txt : 20111114
0001264128-11-000067.hdr.sgml : 20111111
20111114113708
ACCESSION NUMBER: 0001264128-11-000067
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Acuity Capital Management, LLC
CENTRAL INDEX KEY: 0001388728
IRS NUMBER: 651184370
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12286
FILM NUMBER: 111199355
BUSINESS ADDRESS:
STREET 1: 4 GREENWICH OFFICE PARK
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06831
BUSINESS PHONE: 203-862-3340
MAIL ADDRESS:
STREET 1: 4 GREENWICH OFFICE PARK
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06831
13F-HR
1
acuity13fhr-q3_2011.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number: _________
This Amendment [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Acuity Capital Management LLC
Address: 4 Greenwich Office Park
3rd Floor
Greenwich, CT 06831
Form 13F File Number: 028-12286
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael Kostolansky
Title: Chief Financial Officer
Phone: (203) 862-3344
Signature, Place, and Date of Signing:
/s/ Michael Kostolansky Greenwich, CT November 14, 2011
[Signature] [City, State] [Date]
Report Type:
[X] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager: None
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None*
Form 13F Information Table Entry Total: 16
Form 13F Information Table Value Total: $41,910 (in thousands)
List of Other Included Managers:
* Messrs. Howard Needle and David Harris are the investment managers of
Acuity Capital Management LLC, and Acuity Capital Advisors LLC, which
have investment discretion over the investment portfolios reported herein.
Title of Mkt Val SH/PRN SH/ PUT/ Invest Other Voting Authority
Name of Issuer Class CUSIP (x1,000) Amount PRN CALL Disc Mgrs Sole Shared None
AMERIGROUP CORP NOTE 2.000% 5/1 03073TAB8 3,203 3,203 3,000,000 DEFINED 3,000,000
CUBIST PHARMACEUTICALS INC NOTE 2.500%11/0 229678AD9 5,460 5,460 4,000,000 DEFINED 4,000,000
E M C CORP MASS NOTE 1.750%12/0 268648AK8 6,547 6,547 5,000,000 DEFINED 5,000,000
EQUINIX INC NOTE 2.500% 4/1 29444UAF3 2,547 2,547 2,500,000 DEFINED 2,500,000
GENERAL MTRS CO COM 37045V100 908 908 45,000 DEFINED 45,000
HECKMANN CORP *W EXP 11/09/201 422680116 23 23 250,000 DEFINED 250,000
LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 2,159 2,159 2,000,000 DEFINED 2,000,000
LORAL SPACE & COMMUNICATNS I COM 543881106 501 501 10,000 DEFINED 10,000
METLIFE INC UNIT 99/99/9999 59156R116 4,238 4,238 75,000 DEFINED 75,000
MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 1,729 1,729 1,500,000 DEFINED 1,500,000
MYLAN INC NOTE 1.250% 3/1 628530AG2 2,505 2,505 2,500,000 DEFINED 2,500,000
PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 2,379 2,379 2,000,000 DEFINED 2,000,000
PROMOTORA DE INFORMACIONES ADR CL B CONV 74343G303 128 128 29,000 DEFINED 29,000
RESOLUTE ENERGY CORP *W EXP 09/25/201 76116A116 331 331 233,000 DEFINED 233,000
STANLEY BLACK & DECKER INC COM 854502101 697 697 14,200 DEFINED 14,200
TEXTRON INC NOTE 4.500% 5/0 883203BN0 8,555 8,555 5,605,000 DEFINED 5,605,000
41,910