-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EvITUq0Xsh+Zxv6DxdQtf6HfxbvlC2fXjZW+csmKaQ1KUueUqqoFb4JWP8f2tRZe BNBD7bi1cJ63kox1hjr05Q== 0001264128-10-000012.txt : 20100216 0001264128-10-000012.hdr.sgml : 20100215 20100216092956 ACCESSION NUMBER: 0001264128-10-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Acuity Capital Management, LLC CENTRAL INDEX KEY: 0001388728 IRS NUMBER: 651184370 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12286 FILM NUMBER: 10602707 BUSINESS ADDRESS: STREET 1: 4 GREENWICH OFFICE PARK STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 203-862-3340 MAIL ADDRESS: STREET 1: 4 GREENWICH OFFICE PARK STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 13F-HR 1 acuity13fhr-q4_2009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: _________ This Amendment [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Acuity Capital Management LLC Address: 4 Greenwich Office Park 3rd Floor Greenwich, CT 06831 Form 13F File Number: 028-12286 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Kostolansky Title: Chief Financial Officer Phone: (203) 862-3344 Signature, Place, and Date of Signing: /s/ Michael Kostolansky Greenwich, CT February 11, 2010 [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None* Form 13F Information Table Entry Total: 33 Form 13F Information Table Value Total: $144,033 (in thousands) List of Other Included Managers: * Messrs. Howard Needle and David Harris are the investment managers of Acuity Capital Management LLC, and Acuity Capital Advisors LLC, which have investment discretion over the investment portfolios reported herein.
Title of Mkt Val SH/PRN SH/ PUT/ Invest Other Voting Authority Name of Issuer Class CUSIP (x1,000) Amount PRN CALL Disc Mgrs Sole Shared None ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 5/1 03938LAK0 5,008 3,000,000 PRN DEFINED 3,000,000 BARNES GROUP INC NOTE 3.750% 8/1 067806AB5 2,622 2,500,000 PRN DEFINED 2,500,000 BILL BARRETT CORP NOTE 5.000% 3/1 06846NAA2 4,376 4,500,000 PRN DEFINED 4,500,000 BOISE INC *W EXP 06/18/201 09746Y113 62 100,000 SH DEFINED 100,000 BOSTON PPTYS LTD PARTNERSHIP NOTE 3.750% 5/1 10112RAG9 2,566 2,500,000 PRN DEFINED 2,500,000 BPW ACQUISITION CORP *W EXP 02/26/201 055637110 45 50,000 SH DEFINED 50,000 CELANESE CORP DEL PFD 4.25% CONV 150870202 6,150 150,000 SH DEFINED 150,000 CEPHALON INC NOTE 6/1 156708AL3 8,482 7,457,000 PRN DEFINED 7,457,000 CHINA MED TECHNOLOGIES INC NOTE 4.000% 8/1 169483AC8 1,275 2,000,000 PRN DEFINED 2,000,000 CONTINENTAL AIRLS INC NOTE 5.000% 6/1 210795PJ3 4,315 4,000,000 PRN DEFINED 4,000,000 DANAHER CORP DEL NOTE 1/2 235851AF9 11,000 10,000,000 PRN DEFINED 10,000,000 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 8,306 207,000 PRN DEFINED 207,000 FREEPORT-MCMORAN COPPER & GO PFD CONV 35671D782 11,475 100,000 SH DEFINED 100,000 GREAT ATLANTIC & PAC TEA INC NOTE 6.750% 12/1 390064AK9 5,634 6,157,000 PRN DEFINED 6,157,000 INVITROGEN CORP NOTE 2.000% 8/0 46185RAJ9 8,917 5,774,000 PRN DEFINED 5,774,000 LIFEPOINT HOSPITALS INC NOTE 3.500% 5/1 53219LAH2 2,434 2,600,000 PRN DEFINED 2,600,000 LIONS GATE ENTMNT CORP NOTE 3.625% 3/1 535919AG9 1,395 1,500,000 PRN DEFINED 1,500,000 MANNKIND CORP NOTE 3.750% 12/1 56400PAA0 698 1,000,000 PRN DEFINED 1,000,000 MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 4,369 5,000,000 PRN DEFINED 5,000,000 MCMORAN EXPLORATION CO PFD MAND CNV 582411500 8,799 130,000 SH DEFINED 130,000 MEDTRONIC INC NOTE 1.500% 4/1 585055AL0 6,090 6,000,000 PRN DEFINED 6,000,000 MICRON TECHNOLOGY INC COMMON 595112103 9 50,000 SH PUT DEFINED 50,000 MICRON TECHNOLOGY INC COMMON 595112103 151 14,300 SH DEFINED 14,300 MOLINA HEALTHCARE INC NOTE 3.750%10/0 60855RAA8 3,515 4,000,000 PRN DEFINED 4,000,000 MYLAN INC PFD CONV 628530206 8,037 7,000 SH DEFINED 7,000 ON SEMICONDUCTOR CORP NOTE 4/1 682189AE5 4,986 4,800,000 PRN DEFINED 4,800,000 QWEST COMMUNICATIONS INTL INC NOTE 3.500% 11/1 749121BY4 10,394 10,000,000 PRN DEFINED 10,000,000 SOTHEBYS NOTE 3.125% 6/1 835898AC1 2,918 3,000,000 PRN DEFINED 3,000,000 STEWART ENTERPRISES INC NOTE 3.375% 7/1 860370AK1 3,150 3,750,000 PRN DEFINED 3,750,000 TAKE-TWO INTERACTIVE SOFTWRE COMMON 874054109 1,130 112,400 SH DEFINED 112,400 WEBMD CORP NOTE 3.125% 9/0 94769MAG0 2,270 2,000,000 PRN DEFINED 2,000,000 WEBMD CORP NOTE 1.750% 6/1 94769MAE5 3,394 3,000,000 PRN DEFINED 3,000,000 YRC WORLDWIDE INC COMMON 984249102 63 74,786 SH DEFINED 74,786 144,035
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