-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UzbU4IT4daBFtbunwTfMCrViz+6mCmD0mZX6MfsUojQsPsrCsXnYOWRZ8kq8QlQA tUeBN2NMTEtkBI9Kkyq1ww== 0000906344-09-000671.txt : 20091112 0000906344-09-000671.hdr.sgml : 20091111 20091112125252 ACCESSION NUMBER: 0000906344-09-000671 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 7x7 Asset Management LLC CENTRAL INDEX KEY: 0001388558 IRS NUMBER: 202498157 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12134 FILM NUMBER: 091175810 BUSINESS ADDRESS: STREET 1: 100 PINE STREET STREET 2: SUITE 1950 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4152496800 MAIL ADDRESS: STREET 1: 100 PINE STREET STREET 2: SUITE 1950 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 q37x713f.txt 13F - THIRD QUARTER 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 7x7 Asset Management LLC Address: 100 Pine Street, Suite 1950 San Francisco, CA 94111 Form 13F File Number: 028-12134 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas K. Lee Title: Manager Phone: 415-249-6800 Signature, Place and Date of Signing: /s/ Douglas K. Lee San Francisco, CA November 12, 2009 - --------------------------- ------------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 34 Form 13F Information Table Value Total (x$1000): $576,768 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 7x7 ASSET MANAGEMENT LLC FORM 13F INFORMATION TABLE - THIRD QUARTER 2009
TITLE SHARES/ OF VALUE PRINCIPAL SH/ PUT/ INVSMT OTH VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) AMOUNT PRN CALL DSCRTN MGRS SOLE SHARED NONE ======================================================================================================================== ACTEL CORP COM 004934105 6,765 555,897 SH SOLE N/A 555,897 APPLE INC COM 037833100 27,803 150,000 SH SOLE N/A 150,000 APPLIED MATLS INC COM 038222105 13,380 1,000,000 SH SOLE N/A 1,000,000 ARRIS GROUP INC COM 04269Q100 7,162 550,500 SH SOLE N/A 550,500 ATHEROS COMMUNICATIONS INC COM 04743P108 25,204 950,000 SH SOLE N/A 950,000 AUTODESK INC COM 052769106 20,230 850,000 SH SOLE N/A 850,000 BMC SOFTWARE INC COM 055921100 25,708 685,000 SH SOLE N/A 685,000 CISCO SYS INC COM 17275R102 22,952 975,000 SH SOLE N/A 975,000 CITRIX SYS INC COM 177376100 3,923 100,000 SH SOLE N/A 100,000 CREE INC COM 225447101 4,961 135,000 SH SOLE N/A 135,000 E M C CORP MASS COM 268648102 27,690 1,625,000 SH SOLE N/A 1,625,000 EBAY INC COM 278642103 7,080 300,000 SH SOLE N/A 300,000 F5 NETWORKS INC COM 315616102 25,760 650,000 SH SOLE N/A 650,000 INFORMATICA CORP COM 45666Q102 24,680 1,093,013 SH SOLE N/A 1,093,013 INTERNATIONAL BUSINESS MACHS COM 459200101 16,147 135,000 SH SOLE N/A 135,000 LATTICE SEMICONDUCTOR CORP COM 518415104 7,318 3,252,507 SH SOLE N/A 3,252,507 MICREL INC COM 594793101 16,422 2,015,000 SH SOLE N/A 2,015,000 MICROSEMI CORP COM 595137100 790 50,000 SH SOLE N/A 50,000 NATIONAL SEMICONDUCTOR CORP COM 637640103 49,945 3,500,000 SH SOLE N/A 3,500,000 NOVELLUS SYS INC COM 670008101 21,714 1,035,000 SH SOLE N/A 1,035,000 POWER INTEGRATIONS INC COM 739276103 32,997 990,000 SH SOLE N/A 990,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3,915 90,000 SH PUT SOLE N/A 0 RIVERBED TECHNOLOGY INC COM 768573107 11,529 525,000 SH SOLE N/A 525,000 STEC INC COM 784774101 24,624 837,819 SH SOLE N/A 837,819 SANDISK CORP COM 80004C101 17,903 825,000 SH SOLE N/A 825,000 SEAGATE TECHNOLOGY SHS G7945J104 17,492 1,150,000 SH SOLE N/A 1,150,000 SUNPOWER CORP COM CL A 867652109 1,955 65,421 SH SOLE N/A 65,421 SYMANTEC CORP COM 871503108 25,117 1,525,000 SH SOLE N/A 1,525,000 TERADYNE INC COM 880770102 7,400 800,000 SH SOLE N/A 800,000 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 20,525 625,000 SH SOLE N/A 625,000 VMWARE INC CL A COM 928563402 4,017 100,000 SH SOLE N/A 100,000 VOLTERRA SEMICONDUCTOR CORP COM 928708106 16,137 878,946 SH SOLE N/A 878,946 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 14,080 1,130,000 SH SOLE N/A 1,130,000 ZORAN CORP COM 98975F101 23,443 2,035,000 SH SOLE N/A 2,035,000
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