-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P3cycA0UcXl1NWfu0B73WrQbKbYW5RI6WjEXDeWfQzpw5Ciwh68hPcgokh525K4H DcP9jopJHZR5ftOJkyJ6vw== 0000906344-09-000605.txt : 20090812 0000906344-09-000605.hdr.sgml : 20090812 20090811210149 ACCESSION NUMBER: 0000906344-09-000605 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090812 DATE AS OF CHANGE: 20090811 EFFECTIVENESS DATE: 20090812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 7x7 Asset Management LLC CENTRAL INDEX KEY: 0001388558 IRS NUMBER: 202498157 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12134 FILM NUMBER: 091005122 BUSINESS ADDRESS: STREET 1: 100 PINE STREET STREET 2: SUITE 1950 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4152496800 MAIL ADDRESS: STREET 1: 100 PINE STREET STREET 2: SUITE 1950 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 q27x713f.txt FORM 13F - SECOND QUARTER 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 7x7 Asset Management LLC Address: 100 Pine Street, Suite 1950 San Francisco, CA 94111 Form 13F File Number: 028-12134 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas K. Lee Title: Manager Phone: 415-249-6800 Signature, Place and Date of Signing: /s/ Douglas K. Lee San Francisco, CA August 12, 2009 - --------------------------- ------------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 34 Form 13F Information Table Value Total: $292,225 [thousands] List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 7x7 ASSET MANAGEMENT LLC FORM 13F INFORMATION TABLE - SECOND QUARTER 2009
TITLE SHARES/ OF VALUE PRINCIPAL SH/ PUT/ INVSMT OTH VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) AMOUNT PRN CALL DSCRTN MGRS SOLE SHARED NONE ======================================================================================================================= AMAZON COM INC COM 023135106 10,458 125,000 SH SOLE N/A 125,000 AMKOR TECHNOLOGY INC COM 031652100 6,752 1,430,459 SH SOLE N/A 1,430,459 APPLE INC COM 037833100 3,561 25,000 SH SOLE N/A 25,000 ATHEROS COMMUNICATIONS INC COM 04743P108 17,797 925,000 SH SOLE N/A 925,000 CITRIX SYS INC COM 177376100 1,142 35,807 SH SOLE N/A 35,807 CORNING INC COM 219350105 21,280 1,325,000 SH SOLE N/A 1,325,000 CYPRESS SEMICONDUCTOR CORP COM 232806109 11,500 1,250,000 SH SOLE N/A 1,250,000 EBAY INC COM 278642103 9,850 575,000 SH SOLE N/A 575,000 F5 NETWORKS INC COM 315616102 8,653 250,000 SH SOLE N/A 250,000 GSI COMMERCE INC COM 36238G102 855 60,000 SH SOLE N/A 60,000 GOOGLE INC CL A 38259P508 14,756 35,000 SH SOLE N/A 35,000 INTEGRATED DEVICE TECHNOLOGY COM 458118106 18,271 3,025,000 SH SOLE N/A 3,025,000 ISHARES TR RUSSELL 2000 464287655 2,760 20,000 SH PUT SOLE N/A 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 4,922 394,100 SH SOLE N/A 394,100 LATTICE SEMICONDUCTOR CORP COM 518415104 8,385 4,460,000 SH SOLE N/A 4,460,000 MICREL INC COM 594793101 13,542 1,850,000 SH SOLE N/A 1,850,000 MICROSOFT CORP COM 594918104 15,451 650,000 SH SOLE N/A 650,000 NATIONAL SEMICONDUCTOR CORP COM 637640103 10,668 850,000 SH SOLE N/A 850,000 NVIDIA CORP COM 67066G104 14,113 1,250,000 SH SOLE N/A 1,250,000 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 699 139,868 SH SOLE N/A 139,868 ORACLE CORP COM 68389X105 9,639 450,000 SH SOLE N/A 450,000 POWER INTEGRATIONS INC COM 739276103 595 25,000 SH SOLE N/A 25,000 RIVERBED TECHNOLOGY INC COM 768573107 13,334 575,000 SH SOLE N/A 575,000 SPDR TR UNIT SER 1 78462F103 1,675 25,000 SH PUT SOLE N/A 0 STEC INC COM 784774101 232 10,000 SH SOLE N/A 10,000 SALESFORCE COM INC COM 79466L302 4,390 115,000 SH SOLE N/A 115,000 SEAGATE TECHNOLOGY SHS G7945J104 4,279 409,100 SH SOLE N/A 409,100 TERADYNE INC COM 880770102 9,776 1,425,000 SH SOLE N/A 1,425,000 TIBCO SOFTWARE INC COM 88632Q103 3,047 425,000 SH SOLE N/A 425,000 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 13,794 575,000 SH SOLE N/A 575,000 VOLTERRA SEMICONDUCTOR CORP COM 928708106 12,483 950,000 SH SOLE N/A 950,000 WESTERN DIGITAL CORP COM 958102105 11,925 450,000 SH SOLE N/A 450,000 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 1,558 115,000 SH SOLE N/A 115,000 ZORAN CORP COM 98975F101 10,083 925,000 SH SOLE N/A 925,000
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