0000919574-20-001446.txt : 20200214 0000919574-20-001446.hdr.sgml : 20200214 20200214113022 ACCESSION NUMBER: 0000919574-20-001446 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON CORP CENTRAL INDEX KEY: 0001388551 IRS NUMBER: 222437619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15293 FILM NUMBER: 20615941 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001388551 XXXXXXXX 12-31-2019 12-31-2019 false CAXTON CORP

731 Alexander Road Building 2, Suite 500 Princeton NJ 08540

13F HOLDINGS REPORT 028-15293 N Heath Weisberg 212-205-6805 /s/ Heath Weisberg Princeton NJ 02-14-2020 0 40 103682 true INFORMATION TABLE 2 infotable.xml ALCENTRA CAP CORP COM 01374T102 9095 1005000 SH SOLE 1005000 0 0 ALPHABET INC CAP STK CL A 02079K305 269 201 SH SOLE 201 0 0 AMERICAN TOWER CORP NEW COM 03027X100 279 1214 SH SOLE 1214 0 0 ARQULE INC COM 04269E107 310 15522 SH SOLE 15522 0 0 ASSEMBLY BIOSCIENCES INC COM 045396108 340 16615 SH SOLE 16615 0 0 AT HOME GROUP INC COM 04650Y100 144 26139 SH SOLE 26139 0 0 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 621 170149 SH SOLE 170149 0 0 CARDLYTICS INC COM 14161W105 352 5594 SH SOLE 5594 0 0 CARVANA CO CL A 146869102 255 2770 SH SOLE 2770 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 309 638 SH SOLE 638 0 0 CITIGROUP INC COM NEW 172967424 249 3111 SH SOLE 3111 0 0 CTI BIOPHARMA CORP COM 12648L601 514 325610 SH SOLE 325610 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 925 62096 SH SOLE 62096 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 263 25569 SH SOLE 25569 0 0 FERROGLOBE PLC SHS G33856108 124 131426 SH SOLE 131426 0 0 FS KKR CAPITAL CORP COM 302635107 684 111653 SH SOLE 111653 0 0 GARRISON CAP INC COM 366554103 7118 1223096 SH SOLE 1223096 0 0 GENERAL MTRS CO COM 37045V100 204 5563 SH SOLE 5563 0 0 GLYCOMIMETICS INC COM 38000Q102 136 25748 SH SOLE 25748 0 0 GUIDEWIRE SOFTWARE INC COM 40171V100 233 2118 SH SOLE 2118 0 0 KALA PHARMACEUTICALS INC COM 483119103 5474 1483343 SH SOLE 1483343 0 0 KURA ONCOLOGY INC COM 50127T109 307 22295 SH SOLE 22295 0 0 LENNAR CORP CL A 526057104 230 4118 SH SOLE 4118 0 0 MASTERCARD INC CL A 57636Q104 286 959 SH SOLE 959 0 0 MEI PHARMA INC COM NEW 55279B202 2097 845560 SH SOLE 845560 0 0 MERCADOLIBRE INC COM 58733R102 285 498 SH SOLE 498 0 0 MOLECULAR TEMPLATES INC COM 608550109 29270 2092991 SH SOLE 2092991 0 0 MOODYS CORP COM 615369105 280 1179 SH SOLE 1179 0 0 RAYTHEON CO COM NEW 755111507 230 1045 SH SOLE 1045 0 0 SATSUMA PHARMACEUTICALS INC COM 80405P107 12974 659252 SH SOLE 659252 0 0 SCYNEXIS INC COM 811292101 7222 7936111 SH SOLE 7936111 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4509 14010 SH SOLE 14010 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 13819 6612065 SH SOLE 6612065 0 0 SUNESIS PHARMACEUTICALS INC COM 867328700 2747 8134926 SH SOLE 8134926 0 0 TRANSDIGM GROUP INC COM 893641100 290 518 SH SOLE 518 0 0 UNION PACIFIC CORP COM 907818108 234 1293 SH SOLE 1293 0 0 UNITED AIRLINES HLDGS INC COM 910047109 244 2772 SH SOLE 2772 0 0 VISA INC COM CL A 92826C839 276 1470 SH SOLE 1470 0 0 WHIRLPOOL CORP COM 963320106 223 1509 SH SOLE 1509 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 261 4023 SH SOLE 4023 0 0