0000919574-19-007167.txt : 20191114 0000919574-19-007167.hdr.sgml : 20191114 20191114121342 ACCESSION NUMBER: 0000919574-19-007167 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON CORP CENTRAL INDEX KEY: 0001388551 IRS NUMBER: 222437619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15293 FILM NUMBER: 191218136 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001388551 XXXXXXXX 09-30-2019 09-30-2019 false CAXTON CORP

731 Alexander Road Building 2, Suite 500 Princeton NJ 08540

13F HOLDINGS REPORT 028-15293 N Heath Weisberg 212-205-6805 /s/ Heath Weisberg Princeton NJ 11-14-2019 0 40 88680 true INFORMATION TABLE 2 infotable.xml ALCENTRA CAP CORP COM 01374T102 8890 1000000 SH SOLE 1000000 0 0 ALPHABET INC CAP STK CL A 02079K305 244 200 SH SOLE 200 0 0 AMERICAN TOWER CORP NEW COM 03027X100 268 1210 SH SOLE 1210 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1937 9312 SH SOLE 9312 0 0 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 239 65689 SH SOLE 65689 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 262 635 SH SOLE 635 0 0 CITIGROUP INC COM NEW 172967424 214 3101 SH SOLE 3101 0 0 CREDIT ACCEP CORP MICH COM 225310101 238 517 SH SOLE 517 0 0 CTI BIOPHARMA CORP COM 12648L601 272 325185 SH SOLE 325185 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 636 62015 SH SOLE 62015 0 0 EXPEDIA GROUP INC COM NEW 30212P303 237 1763 SH SOLE 1763 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 261 25553 SH SOLE 25553 0 0 FERROGLOBE PLC SHS G33856108 148 131378 SH SOLE 131378 0 0 FS KKR CAPITAL CORP COM 302635107 468 80281 SH SOLE 80281 0 0 GARRISON CAP INC COM 366554103 8452 1223096 SH SOLE 1223096 0 0 GENERAL MTRS CO COM 37045V100 208 5545 SH SOLE 5545 0 0 GLYCOMIMETICS INC COM 38000Q102 115 26575 SH SOLE 26575 0 0 INTERACTIVE BROKERS GROUP IN COM CL A 45841N107 220 4098 SH SOLE 4098 0 0 JPMORGAN CHASE & CO COM 46625H100 218 1853 SH SOLE 1853 0 0 KALA PHARMACEUTICALS INC COM 483119103 5644 1483343 SH SOLE 1483343 0 0 KURA ONCOLOGY INC COM 50127T109 479 31567 SH SOLE 31567 0 0 LENNAR CORP CL A 526057104 229 4104 SH SOLE 4104 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 224 5386 SH SOLE 5386 0 0 MASTERCARD INC CL A 57636Q104 260 956 SH SOLE 956 0 0 MEI PHARMA INC COM NEW 55279B202 1421 845560 SH SOLE 845560 0 0 MERCADOLIBRE INC COM 58733R102 274 496 SH SOLE 496 0 0 MOLECULAR TEMPLATES INC COM 608550109 10704 1624241 SH SOLE 1624241 0 0 MOODYS CORP COM 615369105 241 1175 SH SOLE 1175 0 0 SATSUMA PHARMACEUTICALS INC COM 80405P107 13071 870820 SH SOLE 870820 0 0 SCYNEXIS INC COM 811292101 4606 4325000 SH SOLE 4325000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4158 14010 SH SOLE 14010 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2919 9836 SH Put SOLE 9836 0 0 SPRING BK PHARMACEUTICALS IN COM 849431101 82 23875 SH SOLE 23875 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 15803 6612065 SH SOLE 6612065 0 0 SUNESIS PHARMACEUTICALS INC COM 867328700 3848 5345826 SH SOLE 5345826 0 0 TRANSDIGM GROUP INC COM 893641100 269 516 SH SOLE 516 0 0 UNION PACIFIC CORP COM 907818108 209 1289 SH SOLE 1289 0 0 UNITED AIRLINES HLDGS INC COM 910047109 244 2763 SH SOLE 2763 0 0 UNITED TECHNOLOGIES CORP COM 913017109 216 1583 SH SOLE 1583 0 0 VISA INC COM CL A 92826C839 252 1465 SH SOLE 1465 0 0