0000919574-19-005257.txt : 20190814 0000919574-19-005257.hdr.sgml : 20190814 20190814100907 ACCESSION NUMBER: 0000919574-19-005257 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON CORP CENTRAL INDEX KEY: 0001388551 IRS NUMBER: 222437619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15293 FILM NUMBER: 191023527 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001388551 XXXXXXXX 06-30-2019 06-30-2019 false CAXTON CORP

731 Alexander Road Building 2, Suite 500 Princeton NJ 08540

13F HOLDINGS REPORT 028-15293 N Heath Weisberg 212-205-6805 /s/ Heath Weisberg Princeton NJ 08-14-2019 0 31 88045 true INFORMATION TABLE 2 infotable.xml ALCENTRA CAP CORP COM 01374T102 7029 838840 SH SOLE 838840 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 4528 459744 SH SOLE 459744 0 0 AMERICAN TOWER CORP NEW COM 03027X100 232 1136 SH SOLE 1136 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1985 9312 SH SOLE 9312 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 234 591 SH SOLE 591 0 0 CREDIT ACCEP CORP MICH COM 225310101 232 479 SH SOLE 479 0 0 CTI BIOPHARMA CORP COM 12648L601 279 324452 SH SOLE 324452 0 0 DICERNA PHARMACEUTICALS INC COM 253031108 244 15487 SH SOLE 15487 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 656 61875 SH SOLE 61875 0 0 EXPEDIA GROUP INC COM NEW 30212P303 216 1622 SH SOLE 1622 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 260 25509 SH SOLE 25509 0 0 FERROGLOBE PLC SHS G33856108 223 131248 SH SOLE 131248 0 0 FS KKR CAPITAL CORP COM 302635107 242 40548 SH SOLE 40548 0 0 GARRISON CAP INC COM 366554103 8439 1223096 SH SOLE 1223096 0 0 INTERACTIVE BROKERS GROUP IN COM CL A 45841N107 201 3703 SH SOLE 3703 0 0 KALA PHARMACEUTICALS INC COM 483119103 9597 1504272 SH SOLE 1504272 0 0 KURA ONCOLOGY INC COM 50127T109 540 27402 SH SOLE 27402 0 0 MARKER THERAPEUTICS INC COM 57055L107 189 23915 SH SOLE 23915 0 0 MASTERCARD INC CL A 57636Q104 236 892 SH SOLE 892 0 0 MEI PHARMA INC COM NEW 55279B202 5254 2101533 SH SOLE 2101533 0 0 MERCADOLIBRE INC COM 58733R102 280 457 SH SOLE 457 0 0 MOLECULAR TEMPLATES INC COM 608550109 13562 1624241 SH SOLE 1624241 0 0 MOODYS CORP COM 615369105 214 1094 SH SOLE 1094 0 0 SCYNEXIS INC COM 811292101 5666 4325000 SH SOLE 4325000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4105 14010 SH SOLE 14010 0 0 SPRING BK PHARMACEUTICALS IN COM 849431101 88 23821 SH SOLE 23821 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 20696 6612065 SH SOLE 6612065 0 0 SUNESIS PHARMACEUTICALS INC COM PAR 867328700 1923 2645826 SH SOLE 2645826 0 0 TRANSDIGM GROUP INC COM 893641100 232 479 SH SOLE 479 0 0 UNITED CONTL HLDGS INC COM 910047109 225 2566 SH SOLE 2566 0 0 VISA INC COM CL A 92826C839 238 1370 SH SOLE 1370 0 0