0000919574-19-003337.txt : 20190514 0000919574-19-003337.hdr.sgml : 20190514 20190514135743 ACCESSION NUMBER: 0000919574-19-003337 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON CORP CENTRAL INDEX KEY: 0001388551 IRS NUMBER: 222437619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15293 FILM NUMBER: 19821957 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001388551 XXXXXXXX 03-31-2019 03-31-2019 false CAXTON CORP

731 Alexander Road Building 2, Suite 500 Princeton NJ 08540

13F HOLDINGS REPORT 028-15293 N Heath Weisberg 212-205-6805 /s/ Heath Weisberg Princeton NJ 05-14-2019 0 26 107764 true INFORMATION TABLE 2 infotable.xml ALCENTRA CAP CORP COM 01374T102 6000 800000 SH SOLE 800000 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 4131 411892 SH SOLE 411892 0 0 AMERICAN TOWER CORP NEW COM 03027X100 216 1097 SH SOLE 1097 0 0 ARQULE INC COM 04269E107 700 146066 SH SOLE 146066 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1871 9312 SH SOLE 9312 0 0 CM FIN INC COM 12574Q103 6322 856673 SH SOLE 856673 0 0 CREDIT ACCEP CORP MICH COM 225310101 208 460 SH SOLE 460 0 0 CTI BIOPHARMA CORP COM NEW 12648L601 313 323026 SH SOLE 323026 0 0 DICERNA PHARMACEUTICALS INC COM 253031108 230 15727 SH SOLE 15727 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 689 49285 SH SOLE 49285 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 253 25453 SH SOLE 25453 0 0 FERROGLOBE PLC SHS G33856108 285 139226 SH SOLE 139226 0 0 FS KKR CAPITAL CORP COM 302635107 245 40458 SH SOLE 40458 0 0 GARRISON CAP INC COM 366554103 8796 1225096 SH SOLE 1225096 0 0 KALA PHARMACEUTICALS INC COM 483119103 12416 1501272 SH SOLE 1501272 0 0 KURA ONCOLOGY INC COM 50127T109 320 19274 SH SOLE 19274 0 0 MARKER THERAPEUTICS INC COM 57055L107 280 42374 SH SOLE 42374 0 0 MEI PHARMA INC COM NEW 55279B202 10620 3459124 SH SOLE 3459124 0 0 MERCADOLIBRE INC COM 58733R102 221 435 SH SOLE 435 0 0 MOLECULAR TEMPLATES INC COM 608550109 9437 1624241 SH SOLE 1624241 0 0 SCYNEXIS INC COM 811292101 6531 4325000 SH SOLE 4325000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3958 14010 SH SOLE 14010 0 0 SPRING BK PHARMACEUTICALS IN COM 849431101 249 23717 SH SOLE 23717 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 32928 6612065 SH SOLE 6612065 0 0 SUNESIS PHARMACEUTICALS INC COM PAR 867328700 337 277245 SH SOLE 277245 0 0 TRANSDIGM GROUP INC COM 893641100 208 458 SH SOLE 458 0 0