0000919574-19-001288.txt : 20190214 0000919574-19-001288.hdr.sgml : 20190214 20190213183245 ACCESSION NUMBER: 0000919574-19-001288 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190213 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON CORP CENTRAL INDEX KEY: 0001388551 IRS NUMBER: 222437619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15293 FILM NUMBER: 19599510 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001388551 XXXXXXXX 12-31-2018 12-31-2018 false CAXTON CORP

731 Alexander Road Building 2, Suite 500 Princeton NJ 08540

13F HOLDINGS REPORT 028-15293 N Heath Weisberg 212-205-6805 /s/ Heath Weisberg Princeton NJ 02-13-2019 0 25 82430 true INFORMATION TABLE 2 infotable.xml ACLARIS THERAPEUTICS INC COM 00461U105 453 61264 SH SOLE 61264 0 0 ALCENTRA CAP CORP COM 01374T102 487 75303 SH SOLE 75303 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 3596 411873 SH SOLE 411873 0 0 ARES CAP CORP COM 04010L103 273 17553 SH SOLE 17553 0 0 ARQULE INC COM 04269E107 345 124435 SH SOLE 124435 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1901 9312 SH SOLE 9312 0 0 CM FIN INC COM 12574Q103 6427 1028355 SH SOLE 1028355 0 0 CTI BIOPHARMA CORP COM NEW 12648L601 91 123941 SH SOLE 123941 0 0 DICERNA PHARMACEUTICALS INC COM 253031108 149 13948 SH SOLE 13948 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 444 43709 SH SOLE 43709 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 262 27116 SH SOLE 27116 0 0 FS KKR CAPITAL CORP COM 302635107 421 81348 SH SOLE 81348 0 0 GARRISON CAP INC COM 366554103 7830 1217722 SH SOLE 1217722 0 0 INTEC PHARMA LTD JERUSALEM SHS M53644106 318 42236 SH SOLE 42236 0 0 JBG SMITH PPTYS COM 46590V100 778 22349 SH SOLE 22349 0 0 KALA PHARMACEUTICALS INC COM 483119103 6639 1357639 SH SOLE 1357639 0 0 KURA ONCOLOGY INC COM 50127T109 461 32828 SH SOLE 32828 0 0 MARINUS PHARMACEUTICALS INC COM 56854Q101 176 61443 SH SOLE 61443 0 0 MARKER THERAPEUTICS INC COM 57055L107 296 53329 SH SOLE 53329 0 0 MEI PHARMA INC COM NEW 55279B202 9132 3459124 SH SOLE 3459124 0 0 MOLECULAR TEMPLATES INC COM 608550109 6562 1624241 SH SOLE 1624241 0 0 SCYNEXIS INC COM 811292101 2083 4325000 SH SOLE 4325000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3501 14010 SH SOLE 14010 0 0 SPRING BK PHARMACEUTICALS IN COM 849431101 219 21034 SH SOLE 21034 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 29586 6604065 SH SOLE 6604065 0 0